GEN 2.19.1 Guidance

Past version: effective from 28/04/2011 - 31/07/2016
To view other versions open the versions tab on the right

In regard to arrangements under GEN Rule 2.19.1(5), pursuant to GEN Rule 2.2.10, an Authorised Firm (other than a Representative Office) may carry on an activity of the kind described in GEN Rule 2.26.1 that constitutes marketing without the need for any additional authorisation to do so.

[Added] [VER10/06-06]
[Amended] DFSA RM66/2009 (Made 1st August 2009). [VER23/08-09]
[Amended] DFSA RM68/2009 (Made 3rd January 2010). [VER24/01-10]
Amended in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]