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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
    • Who we are
      • The DFSA
      • Governance
      • How we regulate
      • International Assessment
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    • Our structure
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      • Legislation
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    • DFSA Rulebook
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  • What we do
    • AML, CTF & Sanctions Compliance
      • Summary
      • Regulatory Framework
      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
    • DFSA Listing Authority
      • Checklists
      • Forms
      • Approved Documents
      • Disclosure Database
      • Regulatory Announcement Services
      • Official List of Securities
      • Knowledge Base
      • Delisted Securities
    • Enforcement
      • About Enforcement
      • Regulatory Actions
    • International Relations
      • How We Regulate
      • International Assessment
    • Policy, Strategy and Risk
    • Recognition
      • About Recognition
      • Recognised Bodies
      • Recognised Members
    • Supervision
      • About Supervision
      • Audit Supervision
      • Cyber Risk Supervision
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      • Operational & Technology Risk Supervision
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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
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        • Application Forms and Notices Module (AFN)
          • Application Forms and Notices Module (AFN) [VER46/02-19]
            • Chapter 1 — AFN Introduction
            • Chapter 2 — AFN AUT Forms
              • AFN AUT–NOTES Applying for Authorisation — Notes for Applicants
              • AFN AUT–CORE Applying for Authorisation — Core Information Form
              • AFN AUT–AMS Applying for Authorisation — Asset Management Supplement
              • AFN AUT–STS Applying for Authorisation — Sales and Trading Supplement
              • AFN AUT–BLS Applying for Authorisation — Banking and Lending Supplement
              • AFN AUT–INS Applying for Authorisation — Insurance Supplement
              • AFN AUT–IFS Applying for Authorisation — Islamic Finance Business Supplement
              • AFN AUT–PFS Applying for Authorisation — Public Fund supplement
              • AFN AUT–EFF Applying for Authorisation — Exempt Fund Form
              • AFN AUT–QIFM QIF Domestic Fund Manager Form
              • AFN AUT–QIF Qualified Investor Fund: Notification Form
              • AFN AUT–EFM External Fund Manager Form
              • AFN AUT–EXF External Fund: Notification Form
              • AFN AUT–REP Applying for Authorisation as a Representative Office
              • AFN AUT–CON Applications and Notifications Concerning a Change in Control
              • AFN AUT–IND1 Authorised Individual Status
              • AFN AUT–IND2 Application to Extend or Vary Authorised Individual Status
              • AFN AUT–IND3 Application to Withdraw Authorised Individual Status
              • AFN AUT–IND4 Applying to become the Principal Representative
              • AFN AUT–IND 5 Application for authorisation Key Individual status
              • AFN AUT–IND 6 Application to extend or vary Key Individual status
              • AFN AUT–IND 7 Application to withdraw Key Individual status
              • AFN AUT–CRA Applying for Authorisation as a Credit Rating Agency
              • Deleted forms
            • [Deleted]
            • Chapter 3 — AFN SUP Forms
            • Chapter 4 — AFN GEN Forms
            • Chapter 5 — AFN CIR Forms
            • Chapter 6 — AFN AMI Forms
            • [Deleted]
            • Chapter 7 — AFN REC Forms
            • [Deleted]
            • Chapter 8 — AFN MKT Forms
            • Chapter 9 — AFN DNFBP Forms
            • Chapter 10 — AFN AML Forms
            • Chapter 11 — AFN AUD Forms
        • Code of Market Conduct (CMC)
        • Prescribed Forms and Notices (PFN)
        • Prudential Returns Module (PRU-EPRS)
        • Regulatory Policy and Process Sourcebook (RPP)
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  • Aug 16 2012
‹ AFN AUT-NOTES Part 10: Other information AFN AUT–AMS Applying for Authorisation — Asset Management Supplement ›

AFN AUT–CORE Applying for Authorisation — Core Information Form

Past version: effective from 18/07/2010 - 20/12/2011
To view other versions open the versions tab on the right

Click here to download the form in Word FormatWord Format. For notes to assist you in completing this form please refer to AUT-NOTES.

‹ AFN AUT-NOTES Part 10: Other information AFN AUT–AMS Applying for Authorisation — Asset Management Supplement ›
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