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72. Provisions governing Anti-Money Laundering Measures

Past version: effective from 18/04/2006 - 26/12/2011
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(1) The DFSA shall make Rules in connection with the creation and implementation of anti-money laundering measures, policies and procedures, including Rules as to:
(a) the persons or classes of persons who shall be subject to any such measures, policies and procedures;
(b) the nature and extent of any duty, requirement, prohibition, obligation or responsibility applicable to such persons.
(2) An Authorised Firm, Authorised Market Institution, Ancillary Service Provider, Authorised Individual and a Fund, even where it does not have legal personality shall comply with any duty, requirement, prohibition, obligation or responsibility to which that person is subject under the Rules.