72. Provisions governing Anti-Money Laundering Measures

Past version: effective up to 17/04/2006
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(1) The DFSA shall make Rules in connection with the creation and implementation of anti-money laundering measures, policies and procedures, including Rules as to:
(a) the persons or classes of persons who shall be subject to any such measures, policies and procedures;
(b) the nature and extent of any duty, requirement, prohibition, obligation or responsibility applicable to such persons.
(2) An Authorised Firm, Authorised Market Institution, Ancillary Service Provider or Authorised Individual shall comply with any duty, requirement, prohibition, obligation or responsibility to which that person is subject under the Rules.