62. Public Registers

Past version: effective from 29/11/2006 - 10/07/2010
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(1) The DFSA shall publish and maintain a register of current and past grants, withdrawals and suspensions of Licenses and authorisations of all Authorised Firms, Authorised Market Institutions and Authorised Individuals in such manner as may be prescribed in the Rules.
(2) The DFSA shall publish and maintain a register of current and past grants and withdrawals of registration of all Ancillary Service Providers in such manner as may be prescribed in the Rules.
(3) The DFSA shall publish and maintain registers of:
(a) all persons in relation to whom written notices have been issued under Article 58(1); and
(b) all persons in relation to whom written notices have been issued under Article 58(2);
indicating whether any such notice is of past effect or current, in such manner as may be prescribed in the Rules.
(4) The DFSA shall publish and maintain a register of current and past grants and revocations of recognitions of all Recognised Bodies and Recognised Member, in such manner as may be prescribed in the Rules.
(5) The DFSA shall publish and maintain a register of current and past registrations, suspensions and withdrawals of registrations of auditors in such manner as may be prescribed in the Rules.
(6) The DFSA shall publish and maintain a register of all Funds which are currently registered and of all Funds where such registration has been withdrawn, in such manner as may be prescribed in the Rules.
(7) The DFSA shall make a reasonably current version of any registers maintained under Article 62(1), (2), (3), (4), (5) and (6) readily available for viewing by the public during the normal business hours of the DFSA.