Third Party Agent

Past version: effective up to 31/01/2017
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In relation to a Client Account mean, an Authorised Firm or Regulated Financial Institution including a bank, custodian, an intermediate broker, a settlement agent, a clearing house, an exchange and 'over the counter' counterparty.


Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]