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Issuer

Past version: effective up to 10/07/2010
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(1) (in relation to any Security) (other than a Unit in a Collective Investment Fund) the Person by whom it is or is to be issued;
(2) (in relation to a Unit in a Collective Investment Fund) the operator of the fund;
(3) (in relation to an interest in a limited Partnership) the Partnership; and
(4) (in relation to Certificates) the Person who issued or is to issue the Security to which the Certificate or other instrument relates.

Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]