Investment Business

Past version: effective up to 31/07/2005
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The business of:

(a) Dealing in Investments as Principal;
(b) Dealing in Investments as Agent;
(c) Arranging Credit or Deals in Investments
(d) Managing Assets;
(e) Advising on Financial Products or Credit;
(f) Operating a Collective Investment Fund;
(g) Providing Custody;
(h) Arranging Custody; or
(i) Managing a Profit Sharing Investment Account.
Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]