Controller

Past version: effective from 28/04/2011 - 31/01/2016
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(1) In relation to an Authorised Firm, a Person who, either along or with any Associate fulfils the criteria specified in GEN Rule 11.8.3; or
(2) in relation to an Authorised Market Institution a Person who, either alone or with any Associate fulfils the criteria specified in AMI Rule 6.1.2.
Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]
Amended in accordance with Notice of Amendments to Legislation April 2011 [VER24/02-11]