RPP 5-15-11

Past version: effective from 23/11/2014 - 15/02/2020
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The DFSA will generally only settle an enforcement matter on the basis of either:

(a) a notice of decision setting out the action taken (see 5-15-12); or
(b) an Enforceable Undertaking (EU) (see 5-15-13).

In appropriate cases, the DFSA may settle a matter on the basis of both a notice of decision and an EU. Any settlement entered into by the DFSA, which results in a notice of decision, will be documented in the form of a legally enforceable agreement executed by all parties.

Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition