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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
    • Who we are
      • The DFSA
      • Governance
      • How we regulate
      • International Assessment
      • Corporate Social Responsibility
    • Our structure
      • Board of Directors
      • Executive Team
      • Financial Markets Tribunal
    • DFSA Journey
  • Laws & rules
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      • Legislation
      • Consultation Papers
      • Policy Statements
      • Amendments to Legislation
    • DFSA Rulebook
    • DFSA Administered Law
  • What we do
    • AML, CTF & Sanctions Compliance
      • Summary
      • Regulatory Framework
      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
    • DFSA Listing Authority
      • Checklists
      • Forms
      • Approved Documents
      • Disclosure Database
      • Regulatory Announcement Services
      • Official List of Securities
      • Knowledge Base
      • Delisted Securities
    • Enforcement
      • About Enforcement
      • Regulatory Actions
    • International Relations
      • How We Regulate
      • International Assessment
    • Policy, Strategy and Risk
    • Recognition
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      • Recognised Bodies
      • Recognised Members
    • Supervision
      • About Supervision
      • Audit Supervision
      • Cyber Risk Supervision
      • Insurance Supervision
      • Operational & Technology Risk Supervision
  • Public register
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      • Investment Guide
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DFSA Rulebook

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        • CMC 5 False or Misleading Conduct and Distortion
        • CMC 6 Insider Dealing
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  1. Dubai Financial Services Authority (DFSA)
  2. Sourcebook Modules
  3. Code of Market Conduct (CMC) [VER3/08-17]
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  • Jan 01 2015 - Jan 31 2017
  • Feb 01 2017 - Jul 31 2017
  • Aug 01 2017
‹ Application Forms and Notices Module (AFN) [VER51/01-20] CMC 1 Introduction ›

Code of Market Conduct (CMC) [VER1/01-15]

  • CMC 1 Introduction
  • CMC 2 Market Manipulation and Fraud
    • CMC 2-1 Introduction
    • CMC 2-2 Market Manipulation
    • CMC 2-3 Perpetrating A Fraud on a Person
    • CMC 2-4 Defences
  • CMC 3 Dissemination of False or Misleading Information
  • CMC 4 Use of Fictitious Devices and Other Forms of Deception
  • CMC 5 False or Misleading Conduct and Distortion
  • CMC 6 Insider Dealing
    • CMC 6-6 Examples of Insider Dealing
    • CMC 6-1 Article 58 of the Markets Law
    • CMC 6-2 What is "Inside Information"?
    • CMC 6-3 Definition of "Insider"
    • CMC 6-4 Dealing "On The Basis Of" Inside Information
    • CMC 6-5 Attempting to Deal and Dealing in Related Investments
    • CMC 6-7 Defences
  • CMC 7 Providing Inside Information
    • CMC 7-1 Article 59 of the Markets Law
    • CMC 7-2 Disclosure of Inside Information
    • CMC 7-3 Procuring Another Person to Deal
    • CMC 7-4 Defences
  • CMC 8 Inducing Another Person to Deal
  • CMC 9 Misuse of Information
  • CMC 10 Specific Market Practices
  • CMC 11 Enforcement Powers
‹ Application Forms and Notices Module (AFN) [VER51/01-20] CMC 1 Introduction ›
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