RPP 6-8-2

Past version: effective from 21/08/2014 - 15/02/2020
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In appropriate cases the DFSA's approach will be to negotiate with the Person concerned to agree in principle on the amount of a financial penalty having regard to the DFSA's statement of policy as set out in section 5-17 and this chapter. Where part of a proposed financial penalty specifically equates to the disgorgement of profit accrued or loss avoided, then the percentage reduction will not apply to that part of the financial penalty.

Inserted (Made 21st August 2014). August 2014 Edition