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RPP 6-5-17

Past version: effective from 23/12/2012 - 20/08/2014
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Pursuant to Articles 75, 75A and 76 of the Regulatory Law 2004, the DFSA has the power by which:

(a) prohibitions or requirements can be imposed on an Authorised Person's business such as those relating to certain specified business transactions, soliciting business from specified persons or carrying on business in a specified manner (see Article 75);
(b) for prudential purposes, directions can be imposed on an Authorised Firm or Authorised Firms within a specified class (see Article 75A); and
(c) prohibitions or requirements can be imposed on an Authorised Person's dealings in property such as prohibitions against dealing in property other than in a specified manner (see Article 76).
Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition