GEN 8.4.1

Past version: effective from 18/09/2021 - 20/08/2014
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An Authorised Person must:

(a) notify the DFSA of the appointment of an auditor, including the name and business address of the auditor and the date of the commencement of the appointment;
(b) prior to the appointment of the auditor, take reasonable steps to ensure that the auditor has the required skills, resources and experience to audit the business of the Authorised Person for which the auditor has been appointed; and
(c) if it is a Domestic Firm, ensure that the auditor, at the time of appointment and for the duration of the engagement as auditor, is registered with the DFSA.

Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]