RPP 3-5-2

Past version: effective from 28/04/2011 - 04/07/2012
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The DFSA is likely to request an annual information report from all Registered Auditors. The information report will request details such as:

(a) outcome of a fit and proper assessment undertaken by the Registered Auditor;
(b) any professional indemnity insurance obtained by the Registered Auditor;
(c) names of the Authorised Firms audited;
(d) continuing professional development undertaken by relevant employees of the Registered Auditor;
(e) any other activities undertaken by the Registered Auditor; and
(f) complaints received by the Registered Auditor.
Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]