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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
    • Who we are
      • The DFSA
      • Governance
      • How we regulate
      • International Assessment
      • Corporate Social Responsibility
    • Our structure
      • Board of Directors
      • Executive Team
      • Financial Markets Tribunal
    • DFSA Journey
  • Laws & rules
    • Legal Resources
      • Legislation
      • Consultation Papers
      • Policy Statements
      • Amendments to Legislation
    • DFSA Rulebook
    • DFSA Administered Law
  • What we do
    • AML, CTF & Sanctions Compliance
      • Summary
      • Regulatory Framework
      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
    • DFSA Listing Authority
      • Checklists
      • Forms
      • Approved Documents
      • Disclosure Database
      • Regulatory Announcement Services
      • Official List of Securities
      • Knowledge Base
      • Delisted Securities
    • Enforcement
      • About Enforcement
      • Regulatory Actions
    • International Relations
      • How We Regulate
      • International Assessment
    • Policy, Strategy and Risk
    • Recognition
      • About Recognition
      • Recognised Bodies
      • Recognised Members
    • Supervision
      • About Supervision
      • Audit Supervision
      • Cyber Risk Supervision
      • Insurance Supervision
      • Operational & Technology Risk Supervision
  • Public register
  • Resources
    • Consumer
      • Investment Guide
      • Complaints
    • Regulatory
      • Consultation Papers
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      • Laws and Rules
      • System Reporting
      • Guides & Handbooks
      • Speeches & Presentations
      • FAQs
      • Forms
      • Checklists
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      • Annual Report
      • DFSA in Action
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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
    • Recognised Jurisdictions and Funds
    • Declaration Notices
    • Financial Markets Tribunal
    • Archive
    • Rulebook Modules
      • Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER18/09-21]
      • Authorised Market Institutions (AMI) [VER19/04-21]
      • Auditor Module (AUD) [VER04/04-20]
      • Conduct of Business Module (COB) [VER38/09-21]
      • Collective Investment Rules (CIR) [VER/31/09-21]
      • Fees Module (FER) [VER24/11-20]
      • Fund Protocol Rules (FPR) [VER1/02-19]
      • General Module (GEN) [VER52/09-21]
        • GEN 1 Introduction
        • GEN 2 Financial Services
        • GEN 2A. Definition of Financial Product in the General Prohibition Against Misconduct
        • GEN 3 GEN 3 Financial Promotions
        • GEN 3 [Deleted]
        • GEN 4 Core Principles
        • GEN 5 Management, Systems and Controls
        • GEN 6 General Provisions
        • GEN 7 Authorisation
          • GEN 7.1 Application
          • GEN 7.2 Application for a Licence
          • GEN 7.3 Applications for endorsements
          • GEN 7.4 Licensed Functions and Authorised individuals
          • GEN 7.5 Mandatory appointments
            • GEN 7.5.1
            • GEN 7.5.2
            • GEN 7.5.3
            • GEN 7.5.4
            • GEN 7.5.5
          • GEN 7.6 Application for Authorised Individual status
        • GEN 8 Accounting and Auditing
        • GEN 9 Complaints Handling and Dispute Resolution
        • GEN 10 Transitional Rules
        • GEN 11 Supervision
        • GEN 12 Business Transfer Schemes
        • GEN 13 Facilitating FinTech Innovation
        • GEN App1 Deposits
        • GEN App2 Investments
        • GEN App3 Best Practice Relating to Corporate Governance and Remuneration
        • GEN App4 Contracts of Insurance
        • GEN App5 Trade Repository
        • GEN App5 [Deleted]
        • GEN App6 [Deleted]
      • Glossary Module (GLO) [VER52/09-21]
      • Islamic Finance Rules (IFR) [VER17/04-21]
      • Markets Rules (MKT) [VER17/04-21]
      • Price Stabilisation Module (PRS) [VER7/04-18]
      • Prudential — Insurance Business Module (PIN) [VER17/04-21]
      • Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER39/09-21]
      • Recovery and Resolution (RAR) [VER1/04-21]
      • Recognition (REC) [VER12/01-18]
      • Representative Office Module (REP) [VER11/09-21]
      • Takeover Rules Module (TKO) [VER08/04-20]
      • Archive
    • Sourcebook Modules
    • Consultation Papers
    • Policy Statements
    • DFSA Codes of Practice
    • Amendments to Legislation
    • Media Releases
    • Notices
  Versions

 
  • Nov 30 2007
  • Dec 01 2007 - Apr 27 2011
  • Apr 28 2011
‹ GEN 7.4.10 Guidance GEN 7.5.1 ›

GEN 7.5 Fees to maintain an official list of securities

  • GEN 7.5.1
    • GEN 7.5.1 Guidance
  • GEN 7.5.2
    • GEN 7.5.2 Guidance
  • GEN 7.5.3
  • GEN 7.5.4
  • GEN 7.5.5
    • GEN 7.5.5 Guidance
‹ GEN 7.4.10 Guidance GEN 7.5.1 ›
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  • © 2020 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC.