RPP 2-9-5

Past version: effective from 28/04/2011 - 13/07/2013
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The DFSA will have particular regard to whether the firm, or anyone in a position of influence in or over it, has criminal convictions or been the subject of adverse findings by courts or regulatory authorities in the UAE or elsewhere, or is known to have engaged in dishonest or improper business practices.

Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]