RPP 2-5-15

Past version: effective from 28/04/2011 - 14/02/2015
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A key document will be the regulatory business plan submitted in support of the application. It will facilitate the application process if applicants cover the following areas within this submission:

(a) An Introduction and background;
(b) Strategy and rationale for establishing in the DIFC;
(c) Organisational structure;
(d) Management structure;
(e) Proposed resources;
(f) High level controls;
(g) Risk management;
(h) Operational controls;
(i) Systems overview; and
(j) Financial projections.
Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]