Past version: effective from 03/01/2010 - 31/07/2016
To view other versions open the versions tab on the right
(1) Sections GEN 6.1, GEN 6.2, GEN 6.3 and GEN 6.9 apply to every
Person to whom any provision in the Rulebook applies.
(2) GEN Section 6.4 applies to every
(3) Sections GEN 6.5 and GEN 6.6 apply to every
Authorised Firm, Authorised Market Institution and Person who has submitted an application for authorisation to carry on one or more Financial Services.
(4) GEN Section 6.7 applies to any
Person who has been affected by the activities of the DFSA.
(5) GEN Section 6.8 applies to the
(6) This chapter does not apply to a