Past version: effective from 18/06/2006 - 30/06/2008
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Authorised Firm must ensure, as far as reasonably practical, that its Employees are:
(a) fit and proper;
(b) appropriately trained for the duties they perform; and
(c) trained in the requirements of the legislation applicable in the
Authorised Firm must establish and maintain systems and controls to comply with (1). An Authorised Firm must be able to demonstrate that it has complied with these requirements through appropriate measures, including the maintenance of relevant records.
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]