AML 14.5.1

Past version: effective from 01/08/2016 - 28/10/2018
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A Relevant Person which is:

(a) an Authorised Person;
(b) a Registered Auditor; or
(c) a person who is a DNFBP in one of the following classes:
(i) a real estate developer or agency which carries out transactions with a customer involving the buying or selling of real property;
(ii) a law firm, notary firm, or other independent legal business;
(iii) an accounting firm, audit firm or insolvency firm; or
(iv) a company service provider,

must complete the AML Return form in AFN and submit it to the DFSAby the end of September each year. The annual AML Return must cover the period from 1 August of the previous year to 31 July of the reporting year.

Derived from RM117/2013 [VER9/07-13]
[Amended] DFSA RM132/2014 (Made 21st August 2014). [VER10/06-14]
[Amended] DFSA RM177/2016 (Made 19th June 2016) [VER12/08-16]