AML 14.5.1

Past version: effective from 21/08/2014 - 31/07/2016
To view other versions open the versions tab on the right

A Relevant Person which is:

(a) an Authorised Person;
(b) a Registered Auditor; or
(c) a person who is a DNFBP in one of the following classes:
(i) a real estate developer or agency which carries out transactions with a customer involving the buying or selling of real property;
(ii) a law firm, notary firm, or other independent legal business;
(iii) an accounting firm, audit firm or insolvency firm; or
(iv) a company service provider,

must complete the AML Return form in AFN on an annual basis and submit such form to the DFSA within four 4 months of its financial year end.

Derived from RM117/2013 [VER9/07-13]
[Amended] DFSA RM132/2014 (Made 21st August 2014). [VER10/06-14]