GEN 5.3.3

Past version: effective from 09/08/2022 - 04/07/2012
To view other versions open the versions tab on the right

An Authorised Person must ensure that key duties and functions are segregated so as to avoid the situation where the allocation of duties and functions to be performed by the same individual could result in undetected errors or be vulnerable to abuse and thus expose the Authorised Person or its customers or users to inappropriate risks.


Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]