GEN 5.2.1
Past version: effective from 01/06/2007 - 04/07/2012
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An
(a) it is appropriate with regard to:
(i) the business and affairs of the Authorised Person ; and
(ii) the ability and qualifications of the responsible individuals;
(b) it is clear who is responsible for which matters; and
(c) the business and affairs of the Authorised Person can be adequately monitored and controlled by the Authorised Person's Governing Body and senior management.
[Amended]DFSA RM43/2007 (Made 1st June 2007). [VER14/06-07]
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]