Past version: effective up to 30/06/2008
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(1) In GEN Rule 2.2.2
Providing Custody means both safeguarding Investments belonging to another Person and the administration of those Investments.
(2) In (1) the following activities do not constitute the 'administration of those
(a) providing information as to the number and value of any
(b) converting currency; or
(c) receiving documents relating to an
Investment for the purpose of onward transmission to, from or at the direction of the Person to whom the Investment belongs.
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]