GEN 11.8.13 Guidance
Past version: effective from 23/12/2012 - 20/08/2014
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1. Sections 3.2.34 and 3.2.37 of the RPP Sourcebook set out the matters which the DFSA takes into consideration when exercising its powers under Rule 11.8.13.
2. A final decision made by the DFSA pursuant to Rule 11.8.13(3)(b) or (c) is appealable to the
Regulatory Appeals Committee (see Article 27(2)(i) of the Regulatory Law 2004).
[Added] DFSA RM105/2012 (Made 23rd December 2012). [VER32/12-12]