PIB A1.1 Guidance
Past version: effective from 09/12/2012 - 31/01/2017
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1. This section contains the table referred to in the
Guidance notes at the commencement of PIB section 1.3 of PIB. This table is for guidance purposes only.
Financial Services described in the emboldened boxes in the table are the determinants for the prudential Category. The activities set out in the boxes in the table are Financial Services (see GEN chapter 2). The Financial Services that an Authorised Firm is authorised to carry on are specified on its Licence.
3. If a
Person carries on any one or more of the Financial Services specified in an emboldened box under a particular Category, then the highest such Category is that Person's Category for the purposes of this module.
4. An exception to the above is an
Islamic Financial Institution which Manages a PSIA which is an PSIAu. Such an institution falls in Category 5.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]