Past version: effective from 09/12/2012 - 31/03/2020
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Rule applies to an Authorised Firm in Category 3B, 3C or 4.
Authorised Firm must notify the DFSA immediately and confirm in writing if its Capital Resources fall below 120% of its Capital Requirement.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]