3. Defined Terms
Past version: effective from 05/07/2012 - 04/01/2014
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In the Law, unless the context indicates otherwise, the defined terms listed below shall have the corresponding meanings:
Term | Definition |
Authorised Firm | has the meaning given in Article 3 of Schedule 1 of the Regulatory Law 2004. |
Authorised Market Institution | has the meaning given in Article 3 of Schedule 1 of the Regulatory Law 2004. |
Chief Executive | has the meaning given in Article 3 of Schedule 1 of the Regulatory Law 2004. |
Court | The DIFC Court as established under Dubai Law. |
DFSA | The Dubai Financial Services Authority. |
DFSA Board of Directors | the governing body of the DFSA established under Chapter 2 of Part 2 of the Regulatory Law 2004. |
DIFC | the Dubai International Financial Centre. |
DIFC Law | has the meaning given in Article 2(c) of Schedule 1 to the Regulatory Law 2004. |
Financial Markets Tribunal | the Financial Markets Tribunal established pursuant to Article 31 of the Regulatory Law 2004. |
Investments | has the meaning prescribed in the Rules made under the Regulatory Law 2004. |
Law | the Markets Law 2012. |
Licence | a licence granted by the DFSA under Chapter 2 of Part 3 of the Regulatory Law 2004. |
Official List of Securities | a list of Securities maintained by an Authorised Market Institution or the DFSA in accordance with this Law and the Rules made for the purposes of this Law. |
Public Listed Company | Has the meaning given in Article 3, Schedule 1 of the Regulatory Law 2004. |
Regulatory Appeals Committee | has the meaning given in Article 3 of Schedule 1 of the Regulatory Law 2004. |
Reporting Entity | Has the meaning given to that term in Article 38 of this Law. |
Registered Auditor | An auditor registered by the DFSA in accordance with Part 8 of the Regulatory Law 2004. |
Ruler | the ruler of the Emirate of Dubai. |
Rules | has the meaning given in Article 2 of Schedule 1 of the Regulatory Law 2004. |
Securities | has the meaning prescribed in the Rules made under the Regulatory Law 2004. |
Takeover | takeover and merger transactions however effected, including schemes of arrangements which have similar commercial effect to takeovers and mergers, partial bids, bid by a parent company for shares in its subsidiary and (where appropriate) share repurchases by general bid. |