Markets Rules (MKT) [VER8/04-16]
- MKT 1 Introduction
-
MKT 2 Offer of Securities
- MKT 2.1 Application
- MKT 2.2 Exempt Communications
- MKT 2.3 Exempt Offers
- MKT 2.4 Exempt Securities
- MKT 2.5 Prospectus Structure and Content
- MKT 2.6 Approval and Publication of a Prospectus
- MKT 2.7 Offer Documents from Other Jurisdictions
- MKT 2.8 Incorporation by Reference
- MKT 2.9 Notification of Material Changes During the Currency of the Prospectus
- MKT 2.10 Prospectus Liability
- MKT 2.11 Exceptions from Liability
- MKT 2.12 Financial Promotions
- MKT 2.13 Miscellaneous
- MKT 3 Governance of Reporting Entities
-
MKT 4 Market Disclosure
- MKT 4.1 Application
- MKT 4.2 Disclosure of Inside Information
- MKT 4.3 Disclosure of Interests by Connected Persons
- MKT 4.4 Disclosure of Directors' Material Interests
- MKT 4.5 Power to Direct Disclosure
- MKT 4.6 Other Matters that Require Market Disclosure
- MKT 4.7 Manner of Market Disclosure
- MKT 4.8 Information to be disclosed on a SME's website
- MKT 5 Accounting Periods and Financial Reports and Auditing
-
MKT 6 Listed Funds
- MKT 6.1 Application
- MKT 6.2 General Requirements
- MKT 6.3 Prospectus Requirements Relating to a Listed Fund
- MKT 6.4 Governance Requirements Relating to a Listed Fund
- MKT 6.5 Market Disclosure Relating to a Listed Fund
- MKT 6.6 Disclosure of Interests by Connected Persons of Listed Funds
- MKT 6.7 Disclosure of Material Interests
- MKT 6.8 Other Matters that Require Market Disclosure
- MKT 6.9 Accounting Periods and Financial Reports of Listed Funds
- MKT 6.10 Manner of Market Disclosure
- MKT 6.11 DFSA Power to Direct Disclosure
- MKT 7 Sponsors and Compliance Advisers
- MKT 8 Systems and Controls
-
MKT 9 The Listing Rules
- MKT 9.1 Application
- MKT 9.2 The Listing Principles
- MKT 9.3 General Eligibility Requirements
- MKT 9.4 Application for Admission to the List
- MKT 9.5 Determination of applications and references
- MKT 9.6 Suspending, Delisting and Restoring a Listing
- MKT 9.7 Continuing Obligations
- MKT 9.8 Provision of Information to the DFSA
- MKT 9A MKT 9A Market Abuse
- MKT 10 Transitional Rules
- MKT Schedule A
- MKT App 1 Content of a Prospectus
- MKT App 2 Market Disclosure
- MKT App 3 Market Disclosure Relating to Listed Funds
- MKT App 4 Corporate Governance Best Practice Standards
- MKT App 5 List of Exempt Offerors
- MKT App 6 Continuing Obligations — Security Specific Disclosures