RPP 3-6-8

Past version: effective from 28/04/2011 - 04/07/2012
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Article 9 of the Markets Law empowers the DFSA to give an Authorised Market Institution certain directions in relation to the Authorised Market Institution's duties under DFSA-administered laws. It also gives the DFSA a power to direct an Authorised Market Institution to do specified things including closing the market, suspending transactions and prohibiting trading in Investments. Article 9 also empowers the DFSA to exercise the powers contained in the Authorised Market Institution's Rules for participants as though it was the Authorised Market Institution where it considers that the Authorised Market Institution has not exercised the powers under those Rules.

Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]