RPP 3-1-1

Past version: effective from 28/04/2011 - 04/07/2012
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Chapter 3 focuses on the DFSA's risk-based approach to supervision and the ongoing relationship between the DFSA and an Authorised Person, Ancillary Service Provider or Registered Auditor (collectively referred to as firms in this Chapter unless otherwise stated).

Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]