RPP 1-1-3

Past version: effective from 28/04/2011 - 04/07/2012
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RPP is therefore relevant to a Person who is:

(a) seeking to be authorised or registered by the DFSA;
(b) already subject to applicable Laws, Rules and policies administered by the DFSA such as Authorised Persons (i.e. Authorised Firms or Authorised Market Institutions), Ancillary Service Providers, Registered Auditors, Authorised Individuals, Principal Representatives and any other Persons subject to the DFSA's regulatory oversight; and
(c) otherwise subject to the jurisdiction of the DFSA such as by reason of the DFSA's authority under delegated powers.
Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]