Past version: effective from 18/12/2018 - 31/10/2020
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(1) This chapter applies, subject to (4), to:
Fund Manager of a Domestic Fund;
Director or partner of the Fund Manager;
(c) if the
Fund Manager is a Corporate Director, the individuals who are Directors of that Corporate Director; and
(d) if the
Fund has a Governing Body, each member of that body.
(2) This chapter also applies to an
Authorised Firm, and each of its Directors or partners, where such a Firm is not the Fund Manager and undertakes the marketing of Units of a Domestic Fund.
(3) This chapter also applies to other specified
Persons to the extent so specified.
(4) Only this Rule and the following requirements in this chapter apply to, or in relation to, a
Qualified Investor Fund:
(a) Rule 14.2.1;
(c) Rule 14.4.6;
(e) Rules in section 14.6.