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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
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    • Archive
    • Rulebook Modules
      • Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER19/04-22]
      • Authorised Market Institutions (AMI) [VER21/04-22]
      • Auditor Module (AUD) [VER05/04-22]
      • Conduct of Business Module (COB) [VER39/10-21]
      • Collective Investment Rules (CIR) [VER/33/06-22]
        • Part 1 Introduction
        • Part 2 Definitional Provisions
        • Part 3 Fund Functionaries
        • Part 4 Core Rules Relating to Establishment and Management of Domestic Funds
        • Part 5 Rules Specific to Different Types of Domestic Funds
        • Part 6 Rules Specific to Specialist Classes of Domestic Funds
          • Guidance
          • CIR 13 Additional Requirements for Specialist Funds
            • CIR 13.1 Application to Qualified Investor Funds
            • CIR 13.1A Fund of Funds
            • CIR 13.2 Feeder Funds
            • CIR 13.3 Private Equity Funds
            • CIR 13.4 Property Funds
            • CIR 13.5 Real Estate Investment Trusts (REITs)
            • CIR 13.6 Hedge Funds
            • CIR 13.7 Umbrella Funds
              • CIR 13.7 Guidance
              • Form of an Umbrella Fund
                • CIR 13.7.1
                  • CIR 13.7.1 Guidance
              • Investments of an Umbrella Fund
            • CIR 13.8 Money Market Funds
            • CIR 13.9 Exchange Traded Funds (ETFs)
            • CIR 13.10 Venture Capital Funds
            • CIR 13.11 Funds investing in Investment Tokens
            • CIR 13.12 Credit Funds
        • Part 7 Marketing of Domestic and Foreign Funds
        • Part 8 Transfer Schemes and Winding Up of Domestic Funds
        • Part 9: [Deleted]
        • CIR App 1 Delegation And Outsourcing
        • CIR App 2 Meeting Procedures
        • CIR App 3 Approvals and Notifications
        • CIR App 4 Guidance On Asset Valuation And Pricing
        • CIR App 5 Constitution of a Domestic Fund
        • CIR App 6 Guidance on Fitness and Propriety for Oversight Functions [Deleted]
        • CIR App 7 [Deleted]
        • CIR App 7 Content of a Public Fund Prospectus
        • CIR App 8 Guidance for Hedge Fund Managers
        • CIR App 9 Use of Price Information Providers
      • Fees Module (FER) [VER26/06-22]
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      • Price Stabilisation Module (PRS) [VER7/04-18]
      • Prudential — Insurance Business Module (PIN) [VER17/04-21]
      • Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER42/06-22]
      • Recovery and Resolution (RAR) [VER1/04-21]
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  1. Dubai Financial Services Authority (DFSA)
  2. Rulebook Modules
  3. Collective Investment Rules (CIR) [VER/33/06-22]
  4. Part 6 Rules Specific to Specialist Classes of Domestic Funds
  5. CIR 13 Additional Requirements for Specialist Funds
  6. CIR 13.7 Umbrella Funds
  7. Form of an Umbrella Fund
  8. CIR 13.7.1
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  Versions

 
  • Jul 11 2010 - Dec 17 2018
  • Dec 18 2018
‹ Form of an Umbrella Fund CIR 13.7.1 Guidance ›

CIR 13.7.1

Past version: effective from 11/07/2010 - 17/12/2018
To view other versions open the versions tab on the right

Subject to any restrictions in the Law and the Rules in this module, an Umbrella Fund:

(a) may be formed as a Protected Cell Company (PCC); and
(b) must be an open-ended Fund if formed as a PCC.
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]
‹ Form of an Umbrella Fund CIR 13.7.1 Guidance ›
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