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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
    • Who we are
      • The DFSA
      • Governance
      • How we regulate
      • International Assessment
      • Corporate Social Responsibility
    • Our structure
      • Board of Directors
      • Executive Team
      • Financial Markets Tribunal
    • DFSA Journey
  • Laws & rules
    • Legal Resources
      • Legislation
      • Consultation Papers
      • Policy Statements
      • Amendments to Legislation
    • DFSA Rulebook
    • DFSA Administered Law
  • What we do
    • AML, CTF & Sanctions Compliance
      • Summary
      • Regulatory Framework
      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
    • DFSA Listing Authority
      • Checklists
      • Forms
      • Approved Documents
      • Disclosure Database
      • Regulatory Announcement Services
      • Official List of Securities
      • Knowledge Base
      • Delisted Securities
    • Enforcement
      • About Enforcement
      • Regulatory Actions
    • International Relations
      • How We Regulate
      • International Assessment
    • Policy, Strategy and Risk
    • Recognition
      • About Recognition
      • Recognised Bodies
      • Recognised Members
    • Supervision
      • About Supervision
      • Audit Supervision
      • Cyber Risk Supervision
      • Insurance Supervision
      • Operational & Technology Risk Supervision
  • Public register
  • Resources
    • Consumer
      • Investment Guide
      • Complaints
    • Regulatory
      • Consultation Papers
      • Discussion Papers
      • Laws and Rules
      • System Reporting
      • Guides & Handbooks
      • Speeches & Presentations
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      • Annual Report
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DFSA Rulebook

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Dubai Financial Services Authority (DFSA)

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    • Rulebook Modules
      • Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER19/04-22]
      • Authorised Market Institutions (AMI) [VER21/04-22]
      • Auditor Module (AUD) [VER05/04-22]
      • Conduct of Business Module (COB) [VER39/10-21]
      • Collective Investment Rules (CIR) [VER/33/06-22]
      • Fees Module (FER) [VER26/06-22]
      • Fund Protocol Rules (FPR) [VER1/02-19]
      • General Module (GEN) [VER55/06-22]
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      • Recognition (REC) [VER12/01-18]
      • Representative Office Module (REP) [VER11/09-21]
        • REP 1 Application
        • REP 2 Authorisation
        • REP 3 Core Principles
        • REP 4 General Provisions
        • REP 5 Regulatory Processes
        • REP 6 [Deleted]
        • REP APP1 [Deleted]
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  1. Dubai Financial Services Authority (DFSA)
  2. Rulebook Modules
  3. Representative Office Module (REP) [VER11/09-21]
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  • Jan 31 2016
  • Feb 01 2016 - Apr 02 2016
  • Apr 03 2016 - Jul 31 2016
  • Aug 01 2016 - Jan 31 2017
  • Feb 01 2017 - Mar 31 2018
  • Apr 01 2018 - Aug 31 2021
  • Sep 01 2021
‹ REC 5.1.2 REC 5.1.2 REP 1 Application ›

Representative Office Module (REP) [VER5/07-13]

  • REP 1 Application
    • REP 1.1 Application
    • REP 1.2 Interpretation
    • REP 1.3 Scope of a Representative Office Licence
  • REP 2 Authorisation
    • REP 2.1 Licence Application
    • REP 2.2 Consideration and Assessment of Applications
    • REP 2.3 Withdrawal of a Licence
  • REP 3 Core Principles
    • REP 3.1 Application of Principles
    • REP 3.2 Principles for Representative Offices
  • REP 4 General Provisions
    • REP 4.1 General
    • REP 4.2 Fitness and Propriety
    • REP 4.3 Dealing with Property
    • REP 4.4 Solvency
    • REP 4.5 Disclosure of Regulatory Status
    • REP 4.6 Clear, Fair and not Misleading
    • REP 4.7 Marketing of Foreign Funds
    • REP 4.8 Record Keeping
    • REP 4.9 [Deleted]
    • REP 4.9 Communication with the DFSA
    • REP 4.10 Restricted Speculative Investments
  • REP 5 Regulatory Processes
    • REP 5.1 Notifications
    • REP 5.2 Lead Regulation
    • REP 5.3 Accuracy of Information
  • REP 6 [Deleted]
    • REP 6.1 [Deleted]
    • REP 6.2 [Deleted]
    • REP 6.3 [Deleted]
  • REP APP1 [Deleted]
    • REP A1.1 [Deleted]
    • REP A1.2 Representative Office [Deleted]
    • REP A1.3 [Deleted]
‹ REC 5.1.2 REC 5.1.2 REP 1 Application ›
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