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COB A5.4.1

Past version: effective from 01/07/2008 - 31/07/2009
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A Client Account is an account which:

(a) is held with a Third Party Agent;
(b) is established to hold Client Assets;
(c) is maintained in the name of;
(i) if a Domestic Firm, the Authorised Firm; or
(ii) if a non-Domestic Firm, a Nominee Company controlled by the Authorised Firm; and
(d) includes the words 'Client Account' in its title.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]