GEN 9.1.1

Past version: effective from 16/08/2012 - 31/03/2020
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This chapter applies to every Authorised Firm, other than a Representative Office and a Credit Rating Agency, carrying on a Financial Service in or from the DIFC as follows.

(a) GEN Section 9.2 applies to an Authorised Firm carrying on a Financial Service with or for a Retail Client; and
(b) GEN Section 9.3 applies to an Authorised Firm carrying on a Financial Service with or for a Professional Client.
[Added] DFSA RM56/2008 (Made 1st July 2008). [VER19/07-08]
[Amended] DFSA RM68/2009 (Made 3rd January 2010). [VER24/01-10]
[Amended] DFSA RM96/2012 (Made 24th July 2012) [VER30/07-12]