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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
    • Who we are
      • The DFSA
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      • How we regulate
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      • Legislation
      • Consultation Papers
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    • DFSA Rulebook
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  • What we do
    • AML, CTF & Sanctions Compliance
      • Summary
      • Regulatory Framework
      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
    • DFSA Listing Authority
      • Checklists
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      • Approved Documents
      • Disclosure Database
      • Regulatory Announcement Services
      • Official List of Securities
      • Knowledge Base
      • Delisted Securities
    • Enforcement
      • About Enforcement
      • Regulatory Actions
    • International Relations
      • How We Regulate
      • International Assessment
    • Policy, Strategy and Risk
    • Recognition
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      • Recognised Bodies
      • Recognised Members
    • Supervision
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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
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        • Application Forms and Notices Module (AFN)
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          • Prudential Returns Module (PRU-EPRS) [VER4/03-15]
            • Introduction
            • PRU-EPRS 1 Instructional Guidelines
              • PRU-EPRS 1.1 Instructional Guidelines — Form B10 — Balance Sheet
              • PRU-EPRS 1.2 Instructional Guidelines — Form B10 — Appendix 1 — Details of Non-Trading Book Assets
              • PRU-EPRS 1.3 Instructional Guidelines — Form B10 — Appendix 2 — Details of Counterparty Risk Exposures
              • PRU-EPRS 1.4 Instructional Guidelines — Form B10 — Appendix 3 — Market Risk in the Trading Book
              • PRU-EPRS 1.5 Instructional Guidelines — Form B10 — Appendix 4 — Calculation of the DCR
              • PRU-EPRS 1.6 Instructional Guidelines — Form B20 — Balance Sheet — Islamic Financial Institutions
              • PRU-EPRS 1.7 Instructional Guidelines — Form B20 — Appendix 1 — Details of Non-Trading Book Assets — self-financed
              • PRU-EPRS 1.8 Instructional Guidelines — Form B20 — Appendix 2 — Details of Non-Trading Book Assets — PSIA Unrestricted ("PSIAU ").
              • PRU-EPRS 1.9 Instructional Guidelines — Form B20 — Appendix 3 — Details of Non-Trading Book Assets — PSIA Restricted ("PSIAR")
              • PRU-EPRS 1.10 Instructional Guidelines — Form B20 — Appendix 4 — Details of Counterparty Risk Exposures — Self-financed
              • PRU-EPRS 1.11 Instructional Guidelines — Form B20 — Appendix 5 — Details of Counterparty Risk Exposures – PSIA Unrestricted ("PSIAU")
              • PRU-EPRS 1.12 Instructional Guidelines — Form B20 — Appendix 6 — Details of Counterparty Risk Exposures - PSIA Restricted ("PSIAR")
              • PRU-EPRS 1.13 Instructional Guidelines — Form B20 — Appendix 7 — Details of Market Risk in the Trading Book
              • PRU-EPRS 1.14 Instructional Guidelines — Form B20 — Appendix 8 — Calculation of the Displaced Commercial Risk ("DCR")
              • PRU-EPRS 1.15 Instructional Guidelines — Form B20 — Appendix 9 — Analysis of Reserves Movement
              • PRU-EPRS 1.16 Instructional Guidelines — Form B30 — Income Statement
              • PRU-EPRS 1.17 Instructional Guidelines — Form B40 — Income Statement -Islamic Financial Institutions
              • PRU-EPRS 1.18 Instructional Guidelines — Form B50 — Expenditure Based Capital Minimum
              • PRU-EPRS 1.19 Instructional Guidelines — Form B60 — Capital Adequacy Schedule
              • PRU-EPRS 1.20 Instructional Guidelines — Form B70 — Large Exposures Schedule
              • PRU-EPRS 1.21 Instructional Guidelines — Form B80 — Liquidity Schedule — Maturity Mismatch
              • PRU-EPRS 1.22 Instructional Guidelines — Form B90 — Branch Return
              • PRU-EPRS 1.23 Instructional Guidelines — Form B90 — Appendix 1 — Large Exposures — Branch
              • PRU-EPRS 1.24 Instructional Guidelines — Form B120 — Geographical Distribution of Assets and Liabilities
              • PRU-EPRS 1.25 Instructional Guidelines — Form B130 — Provisions for Impairment
              • PRU-EPRS 1.26 Instructional Guidelines — Form B140 — Exposures in Arrears
              • PRU-EPRS 1.27 Instructional Guidelines — Form B150 — Investment Activity Schedule
              • PRU-EPRS 1.28 Instructional Guidelines — Form B160 — Credit Activity Schedule
              • PRU-EPRS 1.29 Instructional Guidelines — Form B170 — Acceptance of Deposits Schedule
              • PRU-EPRS 1.30 Instructional Guidelines — Form B180 — Wealth Management Activity
              • PRU-EPRS 1.31 Instructional Guidelines — Form B190 — Asset Management, Custody & Trust services
              • PRU-EPRS 1.32 Instructional Guidelines — Form B200 — Brokerage Activity
              • PRU-EPRS 1.33 Instructional Guidelines — Form B210 — Outward Remittances
              • PRU-EPRS 1.34 Instructional Guidelines — Form B220 — Inward Remittances
              • PRU-EPRS 1.35 Instructional Guidelines — Form B230 — Domestic Fund Activity
              • PRU-EPRS 1.36 Instructional Guidelines — Form B240 — Balances due from and due to Head Office, Own Branches & Other Banks
              • PRU-EPRS 1.37 Instructional Guidelines- Form B260 — Acting as a Trustee of a Fund and Fund Administration Activity
              • PRU-EPRS 1.38 Instructional Guidelines- Form B270 — Related Party Transactions
              • PRU-EPRS 1.39 Instructional Guidelines — Internal Risk Assessment Process (IRAP) and Internal Capital Adequacy Assessment Process (ICAAP)
                • PRU-EPRS 1.39 Instructional Guidelines [Deleted]
            • PRU-EPRS 2 PIB Forms
            • PRU-EPRS 3 Instructional Guidelines
            • PRU-EPRS 4 PIN Forms
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  1. Dubai Financial Services Authority (DFSA)
  2. Sourcebook Modules
  3. Archive
  4. Prudential Returns Module (PRU-EPRS)
  5. Prudential Returns Module (PRU-EPRS) [VER4/03-15]
  6. PRU-EPRS 1 Instructional Guidelines
  7. PRU-EPRS 1.39 Instructional Guidelines — Internal Risk Assessment Process (IRAP) and Internal Capital Adequacy Assessment Process (ICAAP)
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  • Dec 16 2007 - Apr 13 2013
  • Apr 14 2013 - Apr 15 2014
  • Apr 16 2014
‹ PRU-EPRS 1.38 Instructional Guidelines PRU-EPRS 1.39 Instructional Guidelines [Deleted] ›

PRU-EPRS 1.39 [Deleted]

Past version: effective from 14/04/2013 - 15/04/2014
To view other versions open the versions tab on the right

[Deleted] [VER2/04-13]
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