GEN 5.3.29

Past version: effective from 01/06/2007 - 27/04/2011
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An Authorised Person must establish and maintain effective systems and controls to:

(a) deter and prevent suspected fraud against the Authorised Person; and
(b) report suspected fraud and other financial crimes to the relevant authorities.
[Added]DFSA RM43/2007 (Made 1st June 2007). [VER14/06-07]