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GEN 8.11.6

Past version: effective from 28/11/2006 - 20/08/2014
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An Auditor must maintain books and records referred to in the above Rules for a period of at least 6 years. In the case of the books and records referred to in GEN Rule 8.11.1, those records must be kept for at least a period of 6 years after the completion of each audit carried out in respect of each client that is an Authorised Firm, Authorised Market Institution or Domestic Fund.

[Added] DFSA RM38/2006 (Made 28th November 2006). [VER12/11-06]