Entire Section

  • Part 12: Part 12: The Regulatory Appeals Committee

    • 71. Jurisdiction

      Without in anyway limiting the jurisdiction of the Regulatory Appeals Committee conferred upon it by or under the Regulatory Law 2004 or any other Law administered by the DFSA, the Regulatory Appeals Committee has additional jurisdiction in accordance with Article 27(2)(k) of the Regulatory Law 2004 to hear and determine any appeal where:

      (a) an applicant appeals the decision of the DFSA in relation to an application for the registration of a Fund;
      (b) a Fund, its Trustee or any member of its Governing Body appeals a decision of the DFSA in relation to the exercise of its power to withdraw the registration of the Fund;
      (c) a Fund, its Trustee or any member of its Governing Body appeals the decision of the DFSA to issue vary or withdraw a notice in relation to the Fund or any member of its Governing Body;
      (d) a Fund, its Trustee or any member of its Governing Body appeals the decision of the DFSA in relation to the proposed alteration of a Fund under Part 9; or
      (e) a Fund, its Trustee or any member of its Governing Body appeals the decision of the DFSA to issue a direction or a stop order under the Law.