Entire Section

  • Security

    • GEN A2.1.2

      (1) For the purposes of GEN Rule A2.1.1(1)(a), a Security is:
      (a) a Share;
      (b) a Debenture;
      (c) a Warrant;
      (d) a Certificate;
      (e) a Unit; or
      (f) a Structured Product.
      (2) For the purposes of the requirements in PIB, each Derivative specified in GEN Rule A2.1.3 is to be treated as a Security.
      [Added] DFSA RM62/2008 (Made 4th January 2009). [VER22/01-09]