Entire Section

  • Chapter 1 — Chapter 1 — AFN Introduction

    • AFN 1.1 AFN 1.1 Application

      • AFN 1.1 Guidance

        This Sourcebook is relevant to a Person to whom GEN, CIR, AMI, COB, REC, MKT or AML applies.
        [Amended][VER23/04-11]
        [Amended][VER24/10-11]
        [Amended][VER27/07-12]
        [Amended][VER28/07-13]

    • AFN 1.2 AFN 1.2 Defined terms

      • AFN 1.2 Guidance

        Defined terms are identified throughout the forms by the capitalisation of the initial letter of a word or each word of a phrase and are defined in the Glossary module (GLO) of the DFSA's Rulebook. Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.