Entire Section

  • Exclusion

    • GEN 2.22.2

      A Person does not carry on the activity of the kind specified in Rule 2.22.1 if it operates a facility which is merely an order routing system where buying and selling interests in, or orders for, Investments are merely transmitted but do not interact.

      [Added][VER4/08-05]
      [Amended] DFSA RM119/2013 (Made 14th July 2013). [VER33/07-13]

    • GEN 2.22.3

      A Crowdfunding Operator does not Operate an Alternative Trading System to the extent that it Operates a Crowdfunding Platform.

      [Added] DFSA RMI201/2017 (Made 14th June 2017). [VER40/08-17]