Entire Section

  • Rulemaking Instruments

    • 2022 2022

      • RMI 327/2022 Fees Module (FER) Rule-making Instrument (No. 327) 2022

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 27 April 2022 and shall come into force on 1 June 2022.

        Amendments to Modules:

        (2) The Fees Module (FER) – (FER/VER25/10-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (FER/VER26/06-22).

        Citation

        (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 327) 2022.
        (4) Appendix 1 to this instrument may be cited as the Fees Module or FER.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Christopher Calabia
        Chief Executive

        27 April 2022

        RMI 327/2022

      • RMI 326/2022 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-making Instrument (No. 326) 2022

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 27 April 2022 and shall come into force on 1 June 2022.

        Amendments to Modules:

        (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER41/01-22) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER42/06-22).

        Citation

        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 326) 2022.
        (4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Christopher Calabia
        Chief Executive

        27 April 2022

        RMI 326/2022

      • RMI 325/2022 Glossary Module (GLO) Rule-making Instrument (No. 325) 2022

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 27 April 2022 and shall come into force on 1 June 2022.

        Amendments to Modules:

        (2) The Glossary Module (GLO) – (GLO/VER53/10-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER54/06-22).

        Citation

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 325) 2022.
        (4) Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Christopher Calabia
        Chief Executive

        27 April 2022

        RMI 325/2022

      • RMI 324/2022 General Module (GEN) Rule-making Instrument (No. 324) 2022

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 27 April 2022 and shall come into force on 1 June 2022.

        Amendments to Modules:

        (2) The General Module (GEN) – (GEN/VER54/04-22) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER55/06-22).

        Citation

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 324) 2022.
        (4) Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Christopher Calabia
        Chief Executive

        27 April 2022

        RMI 324/2022

      • RMI 323/2022 Collective Investment Rules (CIR) Rule-making Instrument (No. 323) 2022

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 27 April 2022 and shall come into force on 1 June 2022.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module – (CIR/VER/32/10-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER/33/06-22).

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 323) 2022.
        (4) Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Christopher Calabia
        Chief Executive

        27 April 2022

        RMI 323/2022

    • 2021

      • RMI 322/2021 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 322) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 27 October 2021 and shall come into force on 1 January 2022.

        Amendments to Modules:

        (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER40/10-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER41/01-22).

        Citation

        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 322) 2021.
        (4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Christopher Calabia
        Chairman Chief Executive

        27 October 2021

        RMI 322/2021

      • RMI 321/2021 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Rule-Making Instrument (No. 321) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 27 October 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 1 of 2022 comes into force.

        Amendments to Modules:

        (2) The Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) – (AML/VER18/09-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AML/VER19/04-22).

        Citation

        (3) This instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module Rule-making Instrument (No. 321) 2021.
        (4) Appendix 1 to this instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module or AML.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Christopher Calabia
        Chief Executive

        27 October 2021

        RMI 321/2021

      • RMI 320/2021 Authorised Market Institutions Module (AMI) Rule-Making Instrument (No. 320) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 27 October 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 1 of 2022 comes into force.

        Amendments to Modules:

        (2) The Authorised Market Institutions (AMI) module – (AMI/VER20/10-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AMI/VER21/04-22).

        Citation

        (3) This instrument may be cited as the Authorised Market Institutions Rule-making Instrument (No.320) 2021.
        (4) Appendix 1 to this instrument may be cited as Authorised Market Institutions module or AMI.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Christopher Calabia
        Chief Executive

        27 October 2021

        RMI 320/2021

      • RMI 319/2021 Auditor Module (AUD) Rule-Making Instrument (No. 319) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 27 October 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 1 of 2022 comes into force.

        Amendments to Modules:

        (2) The Auditor Module (AUD) – (AUD/VER04/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AUD/VER05/04-22).

        Citation

        (3) This instrument may be cited as the Auditor Module Rule-making Instrument (No. 319) 2021.
        (4) Appendix 1 to this instrument may be cited as Auditor Module or AUD.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Christopher Calabia
        Chief Executive

        27 October 2021

        RMI 319/2021

      • RMI 318/2021 General Module (GEN) Rule-Making Instrument (No. 318) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 27 October 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 1 of 2022 comes into force.

        Amendments to Modules:

        (2) The General Module (GEN) – (GEN/VER53/10-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER54/04-22).

        Citation

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 318) 2021.
        (4) Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Christopher Calabia
        Chief Executive

        27 October 2021

        RMI 318/2021

      • RMI 317/2021 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 317) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module – (IFR/VER17/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER18/10-21).

        Citation

        (3) This instrument may be cited as the Islamic Finance Rules (No. 317) 2021.
        (4) Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 317/2021

      • RMI 316/2021 Glossary Module (GLO) Rule-Making Instrument (No. 316) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

        Amendments to Modules:

        (2) The Glossary Module (GLO) – (GLO/VER52/09-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER53/10-21).

        Citation

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 316) 2021.
        (4) Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 316/2021

      • RMI 315/2021 Fees Module (FER) Rule-Making Instrument (No. 315) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

        Amendments to Modules:

        (2) The Fees Module (FER) – (FER/VER24/11-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (FER/VER25/10-21).

        Citation

        (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 315) 2021.
        (4) Appendix 1 to this instrument may be cited as the Fees Module or FER.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 315/2021

      • RMI 314/2021 Collective Investment Rules (CIR) Rule-Making Instrument (No. 314) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module – (CIR/VER/31/09-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER/32/10-21).

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 314) 2021.
        (4) Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 314/2021

      • RMI 313/2021 Markets Rules (MKT) Rule-Making Instrument (No. 313) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

        Amendments to Modules:

        (2) The Markets Rules (MKT) module – (MKT/VER17/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER18/10-21).

        Citation:

        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 313) 2021.
        (4) Appendix 1 to this instrument may be cited as the Markets Rules or MKT.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 313/2021

      • RMI 312/2021 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 312) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

        Amendments to Modules:

        (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER39/09-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER40/10-21).

        Citation

        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 312) 2021.
        (4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 312/2021

      • RMI 311/2021 Conduct of Business Module (COB) Rule-Making Instrument (No. 311) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

        Amendments to Modules:

        (2) The Conduct of Business Module (COB) – (COB VER38/09-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER39/10-21).

        Citation:

        (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 311) 2021.
        (4) Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 311/2021

      • RMI 310/2021 Authorised Market Institutions (AMI) Rule-Making Instrument (No. 310) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

        Amendments to Modules:

        (2) The Authorised Market Institutions (AMI) module – (AMI/VER19/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AMI/VER20/10-21).

        Citation

        (3) This instrument may be cited as the Authorised Market Institutions Rule-making Instrument (No. 310) 2021.
        (4) Appendix 1 to this instrument may be cited as Authorised Market Institutions module or AMI.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 310/2021

      • RMI 309/2021 General Module (GEN) Rule-Making Instrument (No. 309) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

        Amendments to Modules:

        (2) The General Module (GEN) – (GEN/VER52/09-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER53/10-21).

        Citation

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 309) 2021.
        (4) Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 309/2021

      • RMI 308/2021 Collective Investment Rules Rule-making Instrument (No. 308) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on 1 September 2021.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module – (CIR/VER/30/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER/31/09-21).

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 308) 2021.
        (4) Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 308/2021

      • RMI 307/2021 Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 307) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on 1 September 2021.

        Amendments to Modules:

        (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER38/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER39/09-21).

        Citation

        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 307) 2021.
        (4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 307/2021

      • RMI 306/2021 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module Rule-making Instrument (No. 306) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on 1 August 2021.

        Amendments to Modules:

        (2) The Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) – (AML/VER17/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AML/VER18/09-21).

        Citation:

        (3) This instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module Rule-making Instrument (No. 306) 2021.
        (4) Appendix 1 to this instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module or AML.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 306/2021

      • RMI 305/2021 General Module Rule-making Instrument (No. 305) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on 1 September 2021.

        Amendments to Modules:

        (2) The General Module (GEN) – (GEN/VER51/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER52/09-21).

        Citation

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 305) 2021.
        (4) Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 305/2021

      • RMI304/2021 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-making Instrument (No. 304) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on 1 September 2021.

        Amendments to Modules:

        (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER38/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER39/09-21).

        Citation

        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 304) 2021.
        (4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 304/2021

      • RMI303/2021 Glossary Module (GLO) Rule-Making Instrument (No. 303) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on 1 September 2021.

        Amendments to Modules:

        (2) The Glossary Module (GLO) – (GLO/VER51/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER52/09-21).

        Citation

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 303) 2021.
        (4) Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 303/2021

      • RMI302/2021 Conduct of Business Module (COB) Rule-Making Instrument (No. 302) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and hall come into force on 1 September 2021.

        Amendments to Modules:

        (2) The Conduct of Business Module (COB) – (COB VER37/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER38/09-21).

        Citation:

        (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 302) 2021.
        (4) Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 302/2021

      • RMI301/2021 General Module (GEN) Rule-Making Instrument (No. 301) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 June 2021 and shall come into force on 1 September 2021.

        Amendments to Modules:

        (2) The General Module (GEN) – (GEN/VER51/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER52/09-21).

        Citation

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 301) 2021.
        (4) Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Fadel Al Ali
        Chairman
                  Bryan Stirewalt
        Chief Executive

        30 June 2021

        RMI 301/2021

      • RMI 300/2021 Representative Office Module Rule-making Instrument (No. 300) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 21 April 2021 and shall come into force on 1 September 2021.

        Amendments to Modules:

        (2) The Representative Office Module (REP) – (REP/VER10/04-18) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (REP/VER11/09-21).

        Citation

        (3) This instrument may be cited as the Representative Office Module Rulemaking Instrument (No. 300) 2021.
        (4) Appendix 1 to this instrument may be cited as the Representative Office Module or REP.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        21 April 2021

        RMI 300/2021

      • RMI 299/2021 Conduct of Business Module Rule-making Instrument (No. 299) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 21 April 2021 and hall come into force on 1 September 2021.

        Amendments to Modules:

        (2) The Conduct of Business Module (COB) – (COB VER37/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER38/09-21).

        Citation:

        (3) This instrument may be cited as the Conduct of Business Module Rulemaking Instrument (No. 299) 2021.
        (4) Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        21 April 2021

        RMI 299/2021

      • RMI 298/2021 Glossary Module (GLO) Rule-Making Instrument (No. 298) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 21 April 2021 and shall come into force on 1 September 2021.

        Amendments to Modules:

        (2) The Glossary Module (GLO) – (GLO/VER51/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER52/09-21).

        Citation

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 298) 2021.
        (4) Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        21 April 2021

        RMI 298/2021

      • RMI 297/2021 General Module (GEN) Rule-Making Instrument (No. 297) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 21 April 2021 and shall come into force on 1 September 2021.

        Amendments to Modules:

        (2) The General Module (GEN) – (GEN/VER51/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER52/09-21).

        Citation

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 297) 2021.
        (4) Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        21 April 2021

        RMI 297/2021

      • RMI296/2021 Prudential – Insurance Business Module (PIN) Rule-Making Instrument (No. 296) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 24 February 2021 and shall come into force on 1 April 2021.

        Amendments to Modules:

        (2) The Prudential – Insurance Business Module (PIN) – (PIN VER16/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIN VER17/04-21).

        Citation:

        (3) This instrument may be cited as the Prudential – Insurance Business Module Rule-making Instrument (No. 296) 2021.
        (4) Appendix 1 to this instrument may be cited as the Prudential – Insurance Business Module or PIN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        24 February 2021

        RMI 296/2020

      • RMI295/2021 Glossary Module (GLO) Rule-Making Instrument (No. 295) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 24 February 2021 and shall come into force on 1 April 2021.

        Amendments to Modules:

        (2) The Glossary Module (GLO) – (GLO/VER49/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER50/04-21).

        Citation

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 295) 2021.
        (4) Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        24 February 2021

        RMI 295/2020

      • RMI294/2021 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 294) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 24 February 2021 and shall come into force on 1 April 2021.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module – (IFR/VER16/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER17/04-21).

        Citation

        (3) This instrument may be cited as the Islamic Finance Rules (No. 294) 2021.
        (4) Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        24 February 2021

        RMI 294/2020

      • RMI293/2021 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 293) 2021

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 24 February 2021 and shall come into force on 1 April 2021.

        Amendments to Modules:

        (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER37/11-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER38/04-21).

        Citation

        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 293) 2021.
        (4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        24 February 2021

        RMI 293/2020

    • 2020

      • RMI292/2020 Glossary Module (GLO) Rule-Making Instrument (No. 292) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 December 2020 and shall come into force on 1 February 2021.

        Amendments to Modules:

        (2) The Glossary Module (GLO) – (GLO/VER48/11-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER49/02-21).

        Citation

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 292) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        16 December 2020

        RMI 292/2020

      • RMI291/2020 Collective Investment Rules (CIR) Rule-Making Instrument (No. 291) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 December 2020 and shall come into force on 1 February 2021.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module – (CIR/VER/29/11-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER/30/02-21).

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 291) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        16 December 2020

        RMI 291/2020

      • RMI290/2020 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 290) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 December 2020 and shall come into force on 1 February 2021.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module – (IFR/VER15/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER16/02-21).

        Citation

        (3) This instrument may be cited as the Islamic Finance Rules (No. 290) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        16 December 2020

        RMI 290/2020

      • RMI289/2020 Conduct of Business Module (COB) Rule-Making Instrument (No. 289) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 December 2020 and hall come into force on 1 February 2021.

        Amendments to Modules:

        (2) The Conduct of Business Module (COB) – (COB VER36/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER37/02-21).

        Citation:

        (3) This instrument may be cited as the Conduct of Business Module Rulemaking Instrument (No. 289) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        16 December 2020

        RMI 289/2020

      • RMI288/2020 General Module (GEN) Rule-Making Instrument (No. 288) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 December 2020 and shall come into force on 1 February 2021.

        Amendments to Modules:

        (2) The General Module (GEN) – (GEN/VER49/11-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER50/02-21).

        Citation

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 288) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        16 December 2020

        RMI 288/2020

      • RMI287/2020 Authorised Market Institutions Module (AMI) Rule-Making Instrument (No. 287) 2020

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 December 2020 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 1 of 2021 comes into force.

        Amendments to Modules:

        (2) The Authorised Market Institutions (AMI) module – (AMI/VER18/02-17) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AMI/VER19/04-21).

        Citation

        (3) This instrument may be cited as the Authorised Market Institutions Rulemaking Instrument (No.287) 2020.
        (4) Appendix 1 to this instrument may be cited as Authorised Market Institutions module or AMI.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        16 December 2020

        RMI287/2020

      • RMI 286/2020 Markets Rules (MKT) Rule-Making Istrument (No. 286) 2020

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 December 2020 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 1 of 2021 comes into force.

        Amendments to Modules:

        (2) The Markets Rules (MKT) module – (MKT/VER16/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER17/04-21).

        Citation:

        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 286) 2020.
        (4) Appendix 1 to this instrument may be cited as the Markets Rules or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        16 December 2020

        RMI 286/2020

      • RMI 285/2020 GENERAL MODULE (GEN) RULE-MAKING INSTRUMENT (No. 285) 2020

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 December 2020 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 1 of 2021 comes into force.

        Amendments to Modules:

        (2) The General Module (GEN) – (GEN/VER50/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER51/04-21).

        Citation

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 285) 2020.
        (4) Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        16 December 2020

        RMI 285/2020

      • RMI 284/2020 Glossary Module (GLO) Rule-Making Instrument (No. 284) 2020

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 December 2020 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 1 of 2021 comes into force.

        Amendments to Modules:

        (2) The Glossary Module (GLO) – (GLO/VER50/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER51/04-21).

        Citation

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 284) 2020.
        (4) Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        16 December 2020

        RMI 284/2020

      • RMI 283/2020 Recovery And Resolution (RAR) Rule-Making Instrument (No. 283) 2020

        Click here to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 December 2020 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 1 of 2021 comes into force.

        Citation

        (2) The Recovery and Resolution Rulebook (RAR) module in Appendix 1 to this instrument may be identified by the following reference – (RAR/VER1/04-21).
        (3) This instrument may be cited as the Recovery and Resolution Rule-making Instrument (No. 283) 2020.
        (4) Appendix 1 to this instrument may be cited as the Recovery and Resolution Rulebook or RAR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        16 December 2020

        RMI 283/2020

      • RMI282/2020 Fees Module (FER) Rule-Making Instrument (No. 282) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 28 October 2020 and shall come into force on 1 November 2020.

        Amendments to Modules:

        (2) The Fees Module (FER) – (FER/VER23/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (FER/VER24/11-20).

        Citation

        (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 282) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        28 October 2020

        RMI 282/2020

      • RMI281/2020 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 281) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 28 October 2020 and shall come into force on 1 November 2020.

        Amendments to Modules:

        (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER36/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER37/11-20).

        Citation

        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 281) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        28 October 2020

        RMI 281/2020

      • RMI280/2020 Glossary Module (GLO) Rule-Making Instrument (No. 280) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 28 October 2020 and shall come into force on 1 November 2020.

        Amendments to Modules:

        (2) The Glossary Module (GLO) – (GLO/VER47/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER48/11-20).

        Citation

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 280) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        28 October 2020

        RMI 280/2020

      • RMI279/2020 Collective Investment Rules (CIR) Rule-Making Instrument (No. 279) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 28 October 2020 and shall come into force on 1 November 2020.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module – (CIR/VER/28/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER/29/11-20).

        Citation

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 279) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        28 October 2020

        RMI 279/2020

      • RMI278/2020 General Module (GEN) Rule-Making Instrument (No. 278) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 28 October 2020 and shall come into force on 1 November 2020.

        Amendments to Modules:

        (2) The General Module (GEN) – (GEN/VER48/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER49/11-20).

        Citation

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 278) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        28 October 2020

        RMI 278/2020

      • RMI277/2020 Prudential – Insurance Business Module (PIN) Rule-Making Instrument (No. 277) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

        Amendments to Modules:

        (2) The Prudential – Insurance Business Module (PIN) – (PIN VER15/01-18) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIN VER16/04-20).

        Citation:

        (3) This instrument may be cited as the Prudential – Insurance Business Module Rule-making Instrument (No. 277) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Insurance Business Module or PIN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 February 2020

        RMI 277/2020

      • RMI276/2020 Takeover Rules Module (TKO) Rule-Making Instrument (No. 276) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

        Amendments to Modules:

        (2) The Takeover Rules Module (TKO) – (TKO/VER07/02-16) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (TKO/VER08/04-20)

        Citation

        (3) This instrument may be cited as the Takeover Rules Module Rule-making Instrument (No. 276) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Takeover Rules Module or TKO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 February 2020

        RMI 276/2020

      • RMI275/2020 Collective Investment Rules (CIR) Rule-Making Instrument (No. 275) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module – (CIR/VER/27/01-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER/28/04-20).

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 275) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 February 2020

        RMI 275/2020

      • RMI274/2020 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 274) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module – (IFR/VER14/12-19) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER15/04-20).

        Citation

        (3) This instrument may be cited as the Islamic Finance Rules (No. 274) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 February 2020

        RMI 274/2020

      • RMI273/2020 Markets Rules (MKT) Rule-Making Instrument (No. 273) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

        Amendments to Modules:

        (2) The Markets Rules (MKT) module – (MKT/VER15/07-19) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER16/04-20).

        Citation:

        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 273) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 February 2020

        RMI 273/2020

      • RMI272/2020 Auditor Module (AUD) Rule-Making Instrument (No. 272) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

        Amendments to Modules:

        (2) The Auditor Module (AUD) – (AUD/VER03/02-17) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AUD/VER04/04-20).

        Citation:

        (3) This instrument may be cited as the Auditor Module Rule-making Instrument (No. 272) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as Auditor Module or AUD.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 February 2020

        RMI 272/2020

      • RMI271/2020 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Rule-Making Instrument (No. 271) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

        Amendments to Modules:

        (2) The Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) – (AML/VER16/07-19) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AML/VER17/04-20).

        Citation:

        (3) This instrument may be cited as the Anti-Money Laundering, CounterTerrorist Financing and Sanctions Module Rule-making Instrument (No. 271) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module or AML.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 February 2020

        RMI 271/2020

      • RMI270/2020 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 270) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

        Amendments to Modules:

        (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER35/01-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER36/04-20).

        Citation

        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 270) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 February 2020

        RMI 270/2020

      • RMI269/2020 Glossary Module (GLO) Rule-Making Instrument (No. 269) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

        Amendments to Modules:

        (2) The Glossary Module (GLO) – (GLO/VER46/01-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER47/04-20).

        Citation

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 269) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 February 2020

        RMI 269/2020

      • RMI268/2020 Fees Module (FER) Rule-Making Instrument (No. 268) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

        Amendments to Modules:

        (2) The Fees Module (FER) – (FER/VER22/01-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (FER/VER23/04-20).

        Citation

        (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 268) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 February 2020

        RMI 268/2020

      • RMI267/2020 Conduct of Business Module (COB) Rule-Making Instrument (No. 267) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 26 February 2020 and hall come into force on 1 April 2020.

        Amendments to Modules:

        (2) The Conduct of Business Module (COB) – (COB VER35/01-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER36/04-20).

        Citation:

        (3) This instrument may be cited as the Conduct of Business Module Rulemaking Instrument (No. 267) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 February 2020

        RMI 267/2020

      • RMI266/2020 General Module (GEN) Rule-Making Instrument (No. 266) 2020

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

        Amendments to Modules:

        (2) The General Module (GEN) – (GEN/VER47/01-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER48/04-20).

        Citation

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 266) 2020.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 February 2020

        RMI 266/2020

    • 2019

      • RMI265/2019 Collective Investment Rules (CIR) Rule-Making Instrument (No. 265) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 3 of 2020 comes into force.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module – (CIR/VER/26/12-19) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER/27/01-20).

        Citation

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 265) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 265/2019

      • RMI264/2019 Fees Module (FER) Rule-Making Instrument (No. 264) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 3 of 2020 comes into force.

        Amendments to Modules:

        (2) The Fees Module (FER) – (FER/VER/21/12-19) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (FER/VER/22/01-20).

        Citation

        (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 264) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 264/2019

      • RMI263/2019 Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 263) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 3 of 2020 comes into force.

        Amendments to Modules:

        (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER/34/12-19) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER/35/01-20).

        Citation

        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 263) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 263/2019

      • RMI262/2019 Glossary Module (GLO) Rule-Making Instrument (No. 262) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 3 of 2020 comes into force.

        Amendments to Modules:

        (2) The Glossary Module (GLO) – (GLO/VER/45/12-19) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER/46/01-20).

        Citation

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 262) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 262/2019

      • RMI261/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 261) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 3 of 2020 comes into force.

        Amendments to Modules:

        (2) The Conduct of Business Module (COB) – (COB VER/34/01-20) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB VER/35/01-20).

        Citation

        (3) This instrument may be cited as the Conduct of Business Module Rulemaking Instrument (No. 261) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 261/2019

      • RMI260/2019 General Module (GEN) Rule-Making Instrument (No. 260) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 3 of 2020 comes into force.

        Amendments to Modules:

        (2) The General Module (GEN) – (GEN/VER46/01-20) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER47/01-20). 

        Citation

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 260) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 260/2019

      • RMI259/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 259) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on 1 January 2020.

        Amendments to Modules:

        (2) The Conduct of Business Module (COB) – (COB VER/33/07-19) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB VER/34/01-20).

        Citation

        (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 259) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 259/2019

      • RMI258/2019 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Rule-Making Instrument (No. 258) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 26 June 2019 and shall come into force on 1 July 2019.
        Amendments to Modules:
        (2) The Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) – (AML/VER15/07-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (AML/VER16/07-19).
        Citation
        (3) This instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module Rule-making Instrument (No. 258) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module or AML.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 June 2019

        RMI 258/2019

      • RMI257/2019 Glossary Module (GLO) Rule-Making Instrument (No. 257) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 26 June 2019 and shall come into force on 1 July 2019.
        Amendments to Modules:
        (2) The Glossary Module (GLO) – (GLO/VER43/02-19) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER44/07-19).
        Citation
        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 257) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 June 2019

        RMI 257/2019

      • RMI256/2019 Markets Rules (MKT) Rule-Making Instrument (No. 256) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 26 June 2019 and shall come into force on 1 July 2019.
        Amendments to Modules:
        (2) The Markets Rules (MKT) module – (MKT/VER14/02-19) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER15/07-19).
        Citation
        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 256) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 June 2019

        RMI 256/2019

      • RMI255/2019 Collective Investment Rules (CIR) Rule-Making Instrument (No. 255) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 26 June 2019 and shall come into force on 1 July 2019.
        Amendments to Modules:
        (2) The Collective Investment Rules (CIR) module – (CIR/VER24/02-19) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER25/07-19).
        Citation
        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 255) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 June 2019

        RMI 255/2019

      • RMI254/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 254) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 26 June 2019 and shall come into force on 1 July 2019.
        Amendments to Modules:
        (2) The Conduct of Business Module (COB) – (COB VER32/02-19) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB VER33/07-19).
        Citation
        (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 254) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 June 2019

        RMI 254/2019

      • RMI253/2019 General Module (GEN) Rule-Making Instrument (No. 253) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 26 June 2019 and shall come into force on 1 July 2019.
        Amendments to Modules:
        (2) The General Module (GEN) – (GEN/VER43/02-19) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER44/07-19).
        Citation
        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 253) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        26 June 2019

        RMI 253/2019

      • RMI252/2019 Fees Module (FER) Rule-Making Instrument (No. 252) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on the date the Collective Investment Law Amendment Law, DIFC Law No. 3 of 2019 comes into force.

        Amendments to Modules:

        (2) The Fees Module (FER) – (FER/VER20/02-19) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (FER/VER21/12-19).

        Citation

        (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 252) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 252/2019

      • RMI251/2019 Glossary Module (GLO) Rule-Making Instrument (No. 251) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on the date the Collective Investment Law Amendment Law, DIFC Law No. 3 of 2019 comes into force.

        Amendments to Modules:

        (2) The Glossary Module (GLO) – (GLO/VER44/07-19) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER45/12-19).

        Citation

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 251) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 251/2019

      • RMI250/2019 Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 250) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on the date the Collective Investment Law Amendment Law, DIFC Law No. 3 of 2019 comes into force.

        Amendments to Modules:

        (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER33/02-19) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER34/12-19).

        Citation

        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 250) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 250/2019

      • RMI249/2019 Islamic Finance Rules (IFR) Rule-Making Instrument (No.249) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on the date the Collective Investment Law Amendment Law, DIFC Law No. 3 of 2019 comes into force.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module – (IFR/VER13/12-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER14/12-19).

        Citation

        (3) This instrument may be cited as the Islamic Finance Rules (No. 249) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 249/2019

      • RMI248/2019 Collective Investment Rules (CIR) Rule-Making Instrument (No. 248) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on the date the Collective Investment Law Amendment Law, DIFC Law No. 3 of 2019 comes into force.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module – (CIR/VER25/07-19) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER26/12-19).

        Citation

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 248) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 248/2019

      • RMI247/2019 General Module (GEN) Rule-Making Instrument (No.247) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on the date the Collective Investment Law Amendment Law, DIFC Law No. 3 of 2019 comes into force.

        Amendments to Modules:

        (2) The General Module (GEN) – (GEN/VER44/07-19) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER45/12-19).

        Citation

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 247) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 247/2019

      • RMI241/2019 General Module (GEN) Rule-Making Instrument (No.241) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 18 December 2019 and shall come into force on 1 January 2020.

        Amendments to Modules:

        (2) The General Module (GEN) – (GEN/VER/45/12-19) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER/46/01-20).

        Citation

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 241) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        18 December 2019

        RMI 241/2019

      • RMI240/2019 Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 240) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 20 February 2019 and shall come into force on 25 February 2019.
        Amendments to Modules:
        (2) The Prudential - Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER32/08-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER33/02-19).
        Citation
        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 240) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential - Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        20 February 2019

        RMI 240/2019

      • RMI239/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 239) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 20 February 2019 and hall come into force on 25 February 2019.
        Amendments to Modules:
        (2) The Conduct of Business Module (COB) – (COB VER31/09-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB VER32/02-19).
        Citation
        (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 239) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        20 February 2019

        RMI 239/2019

      • RMI238/2019 Markets Rules (MKT) Rule-Making Instrument (No. 238) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 20 February 2019 and shall come into force on 25 February 2019.
        Amendments to Modules:
        (2) The Markets Rules (MKT) module – (MKT/VER13/12-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER14/02-19).
        Citation
        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 238) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        20 February 2019

        RMI 238/2019

      • RMI237/2019 Fees Module (FER) Rule-Making Instrument (No. 237) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 20 February 2019 and shall come into force on 25 February 2019.
        Amendments to Modules:
        (2) The Fees Module (FER) – (FER/VER19/12-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (FER/VER20/02-19).
        Citation
        (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 237) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        20 February 2019

        RMI 237/2019

      • RMI236/2019 Glossary Module (GLO) Rule-Making Instrument (No. 236) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 20 February 2019 and shall come into force on 25 February 2019.
        Amendments to Modules:
        (2) The Glossary Module (GLO) – (GLO/VER42/12-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER43/02-19).
        Citation
        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 236) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        20 February 2019

        RMI 236/2019

      • RMI235/2019 Collective Investment Rules (CIR) Rule-Making Instrument (No. 235) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 20 February 2019 and shall come into force on 25 February 2019.
        Amendments to Modules:
        (2) The Collective Investment Rules (CIR) module – (CIR/VER23/12-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER24/02-19).
        Citation
        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 235) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        20 February 2019

        RMI 235/2019

      • RMI234/2019 General Module (GEN) Rule-Making Instrument (No. 234) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 20 February 2019 and shall come into force on 25 February 2019.
        Amendments to Modules:
        (2) The General Module (GEN) – (GEN/VER42/08-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER43/02-19).
        Citation
        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 234) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        20 February 2019

        RMI 234/2019

      • RMI233/2019 Fund Protocol Rules (FPR) Rule-Making Instrument (No. 233) 2019

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 20 February 2019 and shall come into force on 25 February 2019.
        Citation
        (2) The Fund Protocol Rules (FPR) module in Appendix 1Appendix 1 to this instrument may be identified by the following reference – (FPR/VER1/02-19).
        (3) This instrument may be cited as the Fund Protocol Rules Rule-making Instrument (No. 233) 2019.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fund Protocol Rules or FPR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Bryan Stirewalt
        Chief Executive

        20 February 2019

        RMI 233/2019

    • 2018

      • RMI232/2018 Conduct of Business Module (COB) Rule-Making Instrument (No. 232) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 6 June 2018 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 6 of 2018 comes into force.
        Amendments to Modules:
        (2) The Conduct of Business Module (COB) – (COB VER30/08-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB VER31/09-18).
        Citation:
        (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 232) 2018..
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        6 June 2018

        RMI 232/2018

      • RMI230/2018 Markets Rules Module (MKT) Rule-Making Instrument (No. 230) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 6 June 2018 and shall come into force on 1 August 2018.
        Amendments to Modules:
        (2) The Markets Rules (MKT) module – (MKT/VER11/04-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER12/08-18).
        Citation:
        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 230) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the as the Markets Rules or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        6 June 2018

        RMI 230/2018

      • RMI231/2018 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Rule-Making Instrument (No. 231) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 6 June 2018 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 6 of 2018 comes into force.
        Amendments to Modules:
        (2) The Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) – (AML/VER14/07-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (AML/VER15/07-18).
        Citation:
        (3) This instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module Rule-making Instrument (No. 231) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module or AML.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        6 June 2018

        RMI 231/2018

      • RMI229/2018 General Module (GEN) Rule-Making Instrument (No. 229) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 6 June 2018 and shall come into force on 1 August 2018.
        Amendments to Modules:
        (2) The General Module (GEN) – (GEN/VER41/04-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER42/08-18).
        Citation:
        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 229) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        6 June 2018

        RMI 229/2018

      • RMI228/2018 Fees Module (FER) Rule-Making Instrument (No. 228) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 6 June 2018 and shall come into force on 1 August 2018.
        Amendments to Modules:
        (2) The Fees Module (FER) – (FER/VER17/04-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (FER/VER18/08-18).
        Citation:
        (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 228) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        6 June 2018

        RMI 228/2018

      • RMI227/2018 Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 227) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 6 June 2018 and shall come into force on 1 August 2018.
        Amendments to Modules:
        (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER31/04-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER32/08-18).
        Citation:
        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 227) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        6 June 2018

        RMI 227/2018

      • RMI226/2018 Conduct of Business Module (COB) Rule-Making Instrument (No. 226) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 6 June 2018 and shall come into force on 1 August 2018.
        Amendments to Modules:
        (2) The Conduct of Business Module (COB) – (COB VER29/08-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB VER30/08-18).
        Citation:
        (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 226) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        6 June 2018

        RMI 226/2018

      • RMI225/2018 Glossary Module (GLO) Rule-Making Instrument (No.225) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 6 June 2018 and shall come into force on 1 August 2018.
        Amendments to Modules:
        (2) The Glossary Module (GLO) – (GLO/VER39/04-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER40/08-18).
        Citation:
        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 225) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        6 June 2018

        RMI 225/2018

      • RMI224/2018 Glossary Module (GLO) Rule-Making Instrument (No.224) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004

        Commencement:
        (1) This instrument is made on 18 April 2018 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 6 of 2018 comes into force.
        Amendments to Modules:
        (2) The Glossary Module (GLO) – (GLO/VER40/08-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER41/09-18).
        Citation:
        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 224) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        18 April 2018

        RMI 224/2018

      • RMI223/2018 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Rule-Making Instrument (No. 223) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 18 April 2018 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 6 of 2018 comes into force.
        Amendments to Modules:
        (2) The Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) – (AML/VER13/02-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (AML/VER14/07-18).
        Citation:
        (3) This instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module Rule-making Instrument (No. 223) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module or AML.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        18 April 2018

        RMI 223/2018

      • RMI222/2018 Fees Module (FER) Rule-Making Instrument (No.222) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 22 February 2018 and shall come into force on the date the Collective Investment Law Amendment Law, DIFC Law No. 9 of 2018 comes into force.
        Amendments to Modules:
        (2) The Fees Module (FER) – (FER/VER18/08-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (FER/VER19/12-18).
        Citation:
        (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 222) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        22 February 2018

        RMI 222/2018

      • RMI221/2018 Glossary Module (GLO) Rule-Making Instrument (No.221) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 22 February 2018 and shall come into force on the date the Collective Investment Law Amendment Law, DIFC Law No. 9 of 2018 comes into force.
        Amendments to Modules:
        (2) The Glossary Module (GLO) – (GLO/VER41/09-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER42/12-18).
        Citation:
        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 221) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        22 February 2018

        RMI 221/2018

      • RMI220/2018 Islamic Finance Rules Module (IFR) Rule-making Instrument (No. 220) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 22 February 2018 and shall come into force on the date the Collective Investment Law Amendment Law, DIFC Law No. 9 of 2018 comes into force.
        Amendments to Modules:
        (2) The Islamic Finance Rules (IFR) module – (IFR/VER12/01-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER13/12-18).
        Citation:
        (3) This instrument may be cited as the Islamic Finance Rules (No. 220) 2018
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        22 February 2018

        RMI 220/2018

      • RMI219/2018 Markets Rules (MKT) Rule-Making Instrument (No.219) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 22 February 2018 and shall come into force on the date the Collective Investment Law Amendment Law, DIFC Law No. 9 of 2018 comes into force.
        Amendments to Modules:
        (2) The Markets Rules (MKT) module – (MKT/VER12/08-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER13/12-18).
        Citation:
        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 219) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        22 February 2018

        RMI 219/2018

      • RMI218/2018 Collective Investment Rules (CIR) Rule-making Instrument (No. 218) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 22 February 2018 and shall come into force on the date the Collective Investment Law Amendment Law, DIFC Law No. 9 of 2018 comes into force.
        Amendments to Modules:
        (2) The Collective Investment Rules (CIR) module – (CIR/VER22/02-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER23/12-18).
        Citation:
        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 218) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        22 February 2018

        RMI 218/2018

      • RMI217/2018 Glossary Module (GLO) Rule-Making Instrument (No. 217) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 22 February 2018 and shall come into force on 1 April 2018.
        Amendments to Modules:
        (2) The Glossary Module (GLO) – (GLO VER38_08-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER39/04-18).
        Citation:
        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 217) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        22 February 2018

        RMI 217/2018

      • RMI216/2018 Representative Office Module (REP) Rule-Making Instrument (No. 216) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 22 February 2018 and shall come into force on 1 April 2018.
        Amendments to Modules:
        (2) The Representative Office Module (REP) – (REP/VER09/02-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (REP/VER10/04-18).
        Citation:
        (3) This instrument may be cited as the Representative Office Module Rule-making Instrument (No. 216) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Representative Office Module or REP.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        22 February 2018

        RMI 216/2018

      • RMI215/2018 Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 215) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 22 February 2018 and shall come into force on 1 April 2018.
        Amendments to Modules:
        (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER30/01-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER31/04-18).
        Citation:
        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 215) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        22 February 2018

        RMI 215/2018

      • RMI214/2018 Fees Module (FER) Rule-Making Instrument (No. 214) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 22 February 2018 and shall come into force on 1 April 2018.
        Amendments to Modules:
        (2) The Fees Module (FER) – (FER/VER16/01-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (FER/VER17/04-18).
        Citation:
        (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 214) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        22 February 2018

        RMI 214/2018

      • RMI213/2018 Price Stabilisation Module (PRS) Rule-Making Instrument (No. 213) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 22 February 2018 and shall come into force on 1 April 2018.
        Amendments to Modules:
        (2) The Price Stabilisation Module (PRS) – (PRS/VER6/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (PRS/VER7/04-18).
        Citation:
        (3) This instrument may be cited as the Price Stabilisation Module Rule-making Instrument (No. 213) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Price Stabilisation Module or PRS.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        22 February 2018

        RMI 213/2018

      • RMI212/2018 Markets Rules (MKT) Rule-Making Instrument (No.212) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 22 February 2018 and shall come into force on 1 April 2018.
        Amendments to Modules:
        (2) The Markets Rules (MKT) module – (MKT/VER10/08-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER11/04-18).
        Citation:
        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 212) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        22 February 2018

        RMI 212/2018

      • RMI211/2018 General Module (GEN) Rule-Making Instrument (No.211) 2018

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 22 February 2018 and shall come into force on 1 April 2018.
        Amendments to Modules:
        (2) The General Module (GEN) – (GEN/VER40/08-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER41/04-18).
        Citation:
        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 211) 2018.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        22 February 2018

        RMI 211/2018

    • 2017

      • RMI210/2017 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 210) 2017

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 25 October 2017 and shall come into force on 1 January 2018.
        Amendments to Modules:
        (2) The Islamic Finance Rules (IFR) module — (IFR/VER11/02-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (IFR/VER12/01-18).
        Citation:
        (3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No. 210) 2017.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        25 October 2017

        RMI 210/2017

      • RMI209/2017 Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 209) 2017

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 25 October 2017 and shall come into force on 1 January 2018.
        Amendments to Modules:
        (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) — (PIB/VER29/01-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIB/VER30/01-18).
        Citation:
        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 209) 2017.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        25 October 2017

        RMI 209/2017

      • RMI208/2017 Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 208) 2017

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 14 June 2017 and shall come into force on 1 January 2018.
        Amendments to Modules:
        (2) The Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — (PIB VER28_08-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIB VER29_01-18).
        Citation:
        (3) This instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 208) 2017.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        14 June 2017

        RMI208/2017

      • RMI207/2017 Fees Rule Module (FER) Rule-Making Instrument (No. 207) 2017

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 14 June 2017 and shall come into force on 1 January 2018.
        Amendments to Modules:
        (2) The Fees Rule Module (FER) — (FER/VER15/08-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (FER/VER16/01-18).
        Citation:
        (3) This instrument may be cited as the Fees Rules Module Rule-making Instrument (No. 207) 2017.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Rule Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        14 June 2017

        RMI207/2017

      • RMI206/2017 Markets Rules Module (MKT) Rule-Making Instrument (No. 206) 2017

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 14 June 2017 and shall come into force on 1 August 2017.
        Amendments to Modules:
        (2) The Markets Rules Module (MKT) — (MKT VER09_02-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (MKT VER10_08-17).
        Citation:
        (3) This instrument may be cited as the Markets Rules Module Rule-making Instrument (No. 206) 2017.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules Module or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        14 June 2017

        RMI 206/2017

      • RMI205/2017 Glossary Module (GLO) Rule-Making Instrument (No. 205) 2017

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 14 June 2017 and shall come into force on 1 August 2017.
        Amendments to Modules:
        (2) The Glossary Module (GLO) — (GLO VER37_02-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO VER38_08-17).
        Citation:
        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 205) 2017.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        14 June 2017

        RMI 205/2017

      • RMI204/2017 Fees Rule Module (FER) Rule-Making Instrument (No. 204) 2017

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 14 June 2017 and shall come into force on 1 August 2017.
        Amendments to Modules:
        (2) The Fees Rule Module (FER) — (FER/VER14/01-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (FER/VER15/08-17).
        Citation:
        (3) This instrument may be cited as the Fees Rule Module Rule-making Instrument (No. 204) 2017.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Rule Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        14 June 2017

        RMI 204/2017

      • RMI203/2017 Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 203) 2017

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 14 June 2017 and shall come into force on 1 August 2017.
        Amendments to Modules:
        (2) The Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — (PIB VER27_01-18) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIB VER28_08-17).
        Citation:
        (3) This instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 203) 2017.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Business Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        14 June 2017

        RMI 203/2017

      • RMI202/2017 Conduct of Business Module (COB) Rule-Making Instrument (No. 202) 2017

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 14 June 2017 and shall come into force on 1 August 2017.
        Amendments to Modules:
        (2) The Conduct of Business Module (COB) — (COB VER28_02-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (COB VER29_08-17).
        Citation:
        (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 202) 2017.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        14 June 2017

        RMI 202/2017

      • RMI201/2017 General Module (GEN) Rule-Making Instrument (No. 201) 2017

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 14 June 2017 and shall come into force on 1 August 2017.
        Amendments to Modules:
        (2) The General Module (GEN) — (GEN VER39_05-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GEN VER40_08-17).
        Citation:
        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 201) 2017.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        14 June 2017

        RMI 201/2017

      • RMI200/2017 Recognition Module (REC) Rule-Making Instrument (No. 200) 2017

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 19 April 2017 and shall come into force on 1 January 2018.
        Amendments to Modules:
        (2) The Recognition Module (REC) — (REC VER11_02-17) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REC VER12_01-18).
        Citation:
        (3) This instrument may be cited as the Recognition Module Rule-making Instrument (No. 200) 2017.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Recognition Module or REC.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        19 April 2017

        RMI200/2017

      • RMI199/2017 Prudential — Insurance Business Module (PIN) Rule-Making Instrument (No.199) 2017

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:
        (1) This instrument is made on 19 April 2017 and shall come into force on 1 January 2018.
        Amendments to Modules:
        (2) The Prudential — Insurance Business Module (PIN) — (PIN VER14_06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIN VER15_01-18).
        Citation:
        (3) This instrument may be cited as the Prudential — Insurance Business Module Rule-making Instrument (No.199) 2017.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Insurance Business Module or PIN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        19 April 2017

        RMI199/2017

    • 2016

      • RM196/2016 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Rule-making Instrument (No.196) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.

        Amendments to Modules:

        (2) The Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) — (AML/VER12/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AML/VER13/02-17).

        Citation:

        (3) This instrument may be cited as the Anti-Money Laundering, CounterTerrorist Financing and Sanctions Module Rule-making Instrument (No.196) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module or AML.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        7 December 2016

        RMI196/2016

      • RM195/2016 Collective Investment Rules (CIR) Rule-making Instrument (No.195) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module — (CIR/VER21/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (CIR/VER22/02-17).

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No.195) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        7 December 2016

        RMI195/2016

      • RM194/2016 Markets Rules (MKT) Rule-making Instrument (No.194) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.

        Amendments to Modules:

        (2) The Markets Rules (MKT) module — (MKT/VER08/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (MKT/VER09/02-17).

        Citation:

        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No.194) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        7 December 2016

        RMI194/2016

      • RM193/2016 Authorised Market Institutions (AMI) Rule-making Instrument (No.193) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.

        Amendments to Modules:

        (2) The Authorised Market Institutions (AMI) module — (AMI/VER17/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AMI/VER18/02-17).

        Citation:

        (3) This instrument may be cited as the Authorised Market Institutions Rulemaking Instrument (No.193) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as Authorised Market Institutions module or AMI.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        7 December 2016

        RMI193/2016

      • RM192/2016 Islamic Finance Rules (IFR) Rule-making Instrument (No.192) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module — (IFR/VER10/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (IFR/VER11/02-17).

        Citation:

        (3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No.192) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        7 December 2016

        RMI192/2016

      • RM191/2016 Recognition Module (REC) Rule-making Instrument (No. 191) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.

        Amendments to Modules:

        (2) The Recognition Module (REC) — (REC/VER10/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REC/VER11/02-17).

        Citation:

        (3) This instrument may be cited as the Recognition Module Rule-making Instrument (No. 191) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Recognition Module or REC.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        7 December 2016

        RMI191/2016

      • RM190/2016 Fees Module (FER) Rule-making Instrument (No. 190) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.

        Amendments to Modules:

        (2) The Fees Module (FER) — (FER/VER12/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (FER/VER13/02-17).

        Citation:

        (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 190) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        7 December 2016

        RMI190/2016

      • RM189/2016 Auditor Module (AUD) Rule-making Instrument (No. 189) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.

        Amendments to Modules:

        (2) The Auditor Module (AUD) — (AUD/VER02/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AUD/VER03/02-17).

        Citation:

        (3) This instrument may be cited as the Auditor Module Rule-making Instrument (No. 189) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as Auditor Module or AUD.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        7 December 2016

        RMI189/2016

      • RM188/2016 Prudential — Investment, Insurance Intermediation and Banking Module (PIB) Rule-making Instrument (No.188) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.

        Amendments to Modules:

        (2) The Prudential — Investment, Insurance Intermediation and Banking Module (PIB) — (PIB/VER25/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIB/VER26/02-17).

        Citation:

        (3) This instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Module Rule-making Instrument (No.188) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        7 December 2016

        RMI188/2016

      • RM187/2016 Glossary Module (GLO) Rule-making Instrument (No.187) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.

        Amendments to Modules:

        (2) The Glossary Module (GLO) — (GLO/VER36/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER37/02-17).

        Citation:

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No.187) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        7 December 2016

        RMI187/2016

      • RM186/2016 Representative Office Module (REP) Rule-making Instrument (No. 186) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.

        Amendments to Modules:

        (2) The Representative Office Module (REP) — (REP/VER08/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REP/VER09/02-17).

        Citation:

        (3) This instrument may be cited as the Representative Office Module Rule-making Instrument (No. 186) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Representative Office Module or REP.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        7 December 2016

        RMI186/2016

      • RM185/2016 Conduct of Business Module (COB) Rule-making Instrument (No. 185) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.

        Amendments to Modules:

        (2) The Conduct of Business Module (COB) — (COB/VER27/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (COB/VER28/02-17).

        Citation:

        (3) This instrument may be cited as the Conduct of Business Module Rulemaking Instrument (No. 185) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        7 December 2016

        RMI185/2016

      • RM184/2016 General Module (GEN) Rule-making Instrument (No. 184) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.

        Amendments to Modules:

        (2) The General Module (GEN) — (GEN/VER37/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GEN/VER38/02-17).

        Citation:

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 184) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        7 December 2016

        RMI184/2016

      • RM183/2016 Prudential — Investment, Insurance Intermediation and Banking Module (PIB) Rule-making Instrument (No. 183) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.

        Amendments to Modules:

        (2) The Prudential — Investment, Insurance Intermediation and Banking Module (PIB) — (PIB/VER24/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIB/VER25/08-16).

        Citation:

        (3) This instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Module Rule-making Instrument (No.183) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        19 June 2016

        RM183/2016

      • RM182/2016 Conduct of Business Module (COB) Rule-making Instrument (No. 182) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.

        Amendments to Modules:

        (2) The Conduct of Business Module (COB) — (COB/VER26/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (COB/VER27/08-16).

        Citation:

        (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 182) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        19 June 2016

        RM182/2016

      • RM181/2016 Auditor Module (AUD) Rule-making Instrument (No. 181) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.

        Amendments to Modules:

        (2) The Auditor Module (AUD) — (AUD/VER1/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AUD/VER2/08-16).

        Citation:

        (3) This instrument may be cited as the Auditor Module Rule-making Instrument (No. 181) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Auditor Module or AUD.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        19 June 2016

        RM181/2016

      • RM180/2016 Glossary Module (GLO) Rule-making Instrument (No. 180) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.

        Amendments to Modules:

        (2) The Glossary Module (GLO) — (GLO/VER35/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER36/08-16).

        Citation:

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No.180) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        19 June 2016

        RM180/2016

      • RM179/2016 Representative Office Module (REP) Rule-making Instrument (No. 179) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.

        Amendments to Modules:

        (2) The Representative Office Module (REP) — (REP/VER7/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REP/VER8/08-16).

        Citation:

        (3) This instrument may be cited as the Representative Office Module Rule-making Instrument (No. 179) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Representative Office Module or REP.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        19 June 2016

        RM179/2016

      • RM178/2016 Recognition Module (REC) Rule-making Instrument (No. 178) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.

        Amendments to Modules:

        (2) The Recognition Module (REC) — (REC/VER9/06-15) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REC/VER10/08-16).

        Citation:

        (3) This instrument may be cited as the Recognition Module Rule-making Instrument (No. 178) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Recognition Module or REC.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        19 June 2016

        RM178/2016

      • RM177/2016 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Rule-making Instrument (No. 177) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.

        Amendments to Modules:

        (2) The Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) — (AML/VER11/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AML/VER12/08-16).

        Citation:

        (3) This instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module Rule-making Instrument (No.177) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module or AML.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        19 June 2016

        RM177/2016

      • RM176/2016 General Module (GEN) Rule-making Instrument (No. 176) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.

        Amendments to Modules:

        (2) The General Module (GEN) — (GEN/VER36/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GEN/VER37/08-16).

        Citation:

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 176) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        19 June 2016

        RM176/2016

      • RM175/2016 Conduct of Business Module (COB) Rule-making Instrument (No. 175) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.

        Amendments to Modules:

        (2) The Conduct of Business Module (COB) — (COB/VER25/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (COB/VER26/04-16)

        Citation:

        (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 175) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        10 February 2016

        RM175/2016

      • RM174/2016 Representative Office Module (REP) Rule-making Instrument (No. 174) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.

        Amendments to Modules:

        (2) The Representative Office Module (REP) — (REP/VER06/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REP/VER07/04-16)

        Citation:

        (3) This instrument may be cited as the Representative Office Module Rule-making Instrument (No. 174) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Representative Office Module or REP.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        10 February 2016

        RM174/2016

      • RM173/2016 Glossary Module (GLO) Rule-making Instrument (No. 173) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.

        Amendments to Modules:

        (2) The Glossary Module (GLO) — (GLO/VER34/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER35/04-16)

        Citation:

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No.173) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        10 February 2016

        RM173/2016

      • RM172/2016 Price Stabilisation Module (PRS) Rule-making Instrument (No. 172) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.

        Amendments to Modules:

        (2) The Price Stabilisation (PRS) module — (PRS/VER5/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PRS/VER6/04-16).

        Citation:

        (3) This instrument may be cited as the Price Stabilisation Rule-making Instrument (No. 172) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Price Stabilisation module or PRS.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        10 February 2016

        RM172/2016

      • RM171/2016 Markets Rules Module (MKT) Rule-making Instrument (No. 171) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.

        Amendments to Modules:

        (2) The Markets Rules (MKT) module — (MKT/VER07/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (MKT/VER08/04-16)

        Citation:

        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No.171) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        10 February 2016

        RM171/2016

      • RM170/2016 Authorised Market Institutions Module (AMI) Rule-making Instrument (No. 170) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.

        Amendments to Modules:

        (2) The Authorised Market Institutions (AMI) module — (AMI/VER16/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AMI/VER17/04-16).

        Citation:

        (3) This instrument may be cited as the Authorised Market Institutions Rule-making Instrument (No. 170) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as Authorised Market Institutions module or AMI.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        10 February 2016

        RM170/2016

      • RM169/2016 Islamic Finance Rules Module (IFR) Rule-making Instrument (No. 169) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module — (IFR/VER09/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (IFR/VER10/04-16).

        Citation:

        (3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No.169) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        10 February 2016

        RM169/2016

      • RM168/2016 Collective Investment Rules Module (CIR) Rule-making Instrument (No. 168) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module — (CIR/VER20/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (CIR/VER21/04-16).

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No.168) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        10 February 2016

        RM168/2016

      • RM167/2016 Fees Module (FER) Rule-making Instrument (No. 167) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.

        Amendments to Modules:

        (2) The Fees Module (FER) — (FER/VER11/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (FER/VER12/04-16).

        Citation:

        (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 167) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        10 February 2016

        RM167/2016

      • RM166/2016 General Module (GEN) Rule-making Instrument (No. 166) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.

        Amendments to Modules:

        (2) The General Module (GEN) — (GEN/VER35/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GEN/VER36/04-16).

        Citation:

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 166) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        10 February 2016

        RM166/2016

      • RM165/2016 Collective Investment Rules (CIR) Rule-making Instrument (No. 165) 2016

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2016 and shall come into force on 11 February 2016.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module — (CIR/VER19/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (CIR/VER20/02-16)

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No.165) 2016.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        10 February 2016

        RM165/2016

    • 2015

      • RM164/2015 Takeover Rules Module (TKO) Rule-making Instrument (No. 164) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 December 2015 and shall come into force on 1 February 2016.

        Amendments to Modules:

        (2) The Takeover Rules Module (TKO) — (TKO/VER06/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (TKO/VER07/02-16)

        Citation:

        (3) This instrument may be cited as the Takeover Rules Module Rule-making Instrument (No. 164) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Takeover Rules Module or TKO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        9 December 2015

        RM164/2015

      • RM163/2015 Markets Rules (MKT) Rule-making Instrument (No.163) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 December 2015 and shall come into force on 1 February 2016.

        Amendments to Modules:

        (2) The Markets Rules (MKT) module — (MKT/VER06/01-15) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (MKT/VER07/02-16)

        Citation:

        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No.163) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        9 December 2015

        RM163/2015

      • RM162/2015 Glossary Module (GLO) Rule-making Instrument (No.162) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 December 2015 and shall come into force on 1 February 2016.

        Amendments to Modules:

        (2) The Glossary Module (GLO) — (GLO/VER33/04-15) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER34/02-16)

        Citation:

        (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No.162) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        9 December 2015

        RM162/2015

      • RM161/2015 Representative Office Module (REP) Rule-making Instrument (No. 161) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 December 2015 and shall come into force on 1 February 2016.

        Amendments to Modules:

        (2) The Representative Office Module (REP) — (REP/VER05/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REP/VER06/02-16)

        Citation:

        (3) This instrument may be cited as the Representative Office Module Rule-making Instrument (No. 161) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Representative Office Module or REP.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        9 December 2015

        RM161/2015

      • RM160/2015 Islamic Finance Rules (IFR) Rule-making Instrument (No.160) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 December 2015 and shall come into force on 1 February 2016.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module — (IFR/VER08/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (IFR/VER09/02-16) Citation

        Citation:

        (3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No.160) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        9 December 2015

        RM160/2015

      • RM159/2015 Fees Module (FER) Rule-making Instrument (No. 159) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 December 2015 and shall come into force on 1 February 2016.

        Amendments to Modules:

        (2) The Fees Module (FER) — (FER/VER10/06-15) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (FER/VER11/02-16)

        Citation:

        (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 159) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        9 December 2015

        RM159/2015

      • RM158/2015 Collective Investment Rules (CIR) Rule-making Instrument (No.158) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 December 2015 and shall come into force on 1 February 2016.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module — (CIR/VER18/04-15) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (CIR/VER19/02-16)

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No.158) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        9 December 2015

        RM158/2015

      • RM157/2015 Prudential — Investment, Insurance Intermediation and Banking Module (PIB) Rule-making Instrument (No.157) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 December 2015 and shall come into force on 1 February 2016.

        Amendments to Modules:

        (2) The Prudential — Investment, Insurance Intermediation and Banking Module (PIB) — (PIB/VER23/01-15) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIB/VER24/02-16)

        Citation:

        (3) This instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Module Rule-making Instrument (No.157) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        9 December 2015

        RM157/2015

      • RM156/2015 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Rule-making Instrument (No.156) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 December 2015 and shall come into force on 1 February 2016.

        Amendments to Modules:

        (2) The Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) — (AML/VER10/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AML/VER11/02-16)

        Citation:

        (3) This instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module Rule-making Instrument (No.156) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module or AML.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        9 December 2015

        RM156/2015

      • RM155/2015 General Module (GEN) Rule-making Instrument (No. 155) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 December 2015 and shall come into force on 1 February 2016.

        Amendments to Modules:

        (2) The General Module (GEN) — (GEN/VER34/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GEN/VER35/02-16)

        Citation:

        (3) This instrument may be cited as the General Module Rule-making Instrument (No. 155) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        9 December 2015

        RM155/2015

      • RM154/2015 Conduct of Business Module (COB) Rule-making Instrument (No. 154) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 December 2015 and shall come into force on 1 February 2016.

        Amendments to Modules:

        (2) The Conduct of Business Module (COB) — (COB/VER24/04-15) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (COB/VER25/02-16)

        Citation:

        (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 154) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
                  Ian Johnston
        Chief Executive

        9 December 2015

        RM154/2015

      • RM153/2015 Recognition Module (REC) Rule-making Instrument (No. 153) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 June 2015 and shall come into force on 1 August 2015.

        Amendments to Modules:

        (2) The Recognition (REC) module – (REC/VER8/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (REC/VER9/06-15)

        Citation:

        (3) This instrument may be cited as the Recognition Rule-making Instrument (No. 153) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Recognition module or REC.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        10 June 2015
        RM153/2015

      • RM152/2015 Fees Module (FER) Rule-making Instrument (No. 152) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 June 2015 and shall come into force on 1 August 2015.

        Amendments to Modules:

        (2) The Fees (FER) module – (FER/VER9/01-15) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (FER/VER10/06-15)

        Citation:

        (3) This instrument may be cited as the Fees Rule-making Instrument (No. 152) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        10 June 2015
        RM152/2015

      • RM151/2015 Glossary Module (GLO) Rule-making Instrument (No. 151) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 11 February 2015 and shall come into force on 1 April 2015.

        Amendments to Modules:

        (2) The Glossary (GLO) module – (GLO/VER32/01-15) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER33/04-15)

        Citation:

        (3) This instrument may be cited as the Glossary Rule-making Instrument (No. 151) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        11 February 2015
        RM151/2015

      • RM150/2015 Collective Investment Rules (CIR) Rule-making Instrument (No. 150) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 11 February 2015 and shall come into force on 1 April 2015.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module – (CIR/VER17/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER18/04-15).

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 150) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules module or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        11 February 2015
        RM150/2015

      • RM149/2015 Conduct of Business Module (COB) Instrument (No. 149) 2015

        Click herehere to view the Rulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 11 February 2015 and shall come into force on 1 April 2015.

        Amendments to Modules:

        (2) The Conduct of Business (COB) module – (COB/VER23/08-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB/VER24/04-15).

        Citation:

        (3) This instrument may be cited as the Conduct of Business Rule-making Instrument (No. 149) 2015.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        11 February 2015
        RM149/2015

    • 2014

      • RM148/2014 Prudential - Investment, Insurance Intermediation and Banking (PIB) Instrument (No. 148) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 December 2014 and shall come into force on 1 January 2015.

        Amendments to Modules:

        (2) The Prudential - Investment, Insurance Intermediation and Banking (PIB) module – (PIB/VER22/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER23/01-15).

        Citation:

        (3) This instrument may be cited as the Prudential - Investment, Insurance Intermediation and Banking Rule-making Instrument (No. 148) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential - Investment, Insurance Intermediation and Banking module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        10 December 2014
        RM148/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM147/2014 Glossary Module (GLO) Instrument (No. 147) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 December 2014 and shall come into force on 1 January 2015.

        Amendments to Modules:

        (2) The Glossary (GLO) module – (GLO/VER31/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER32/01-15)

        Citation:

        (3) This instrument may be cited as the Glossary Rule-making Instrument (No. 147) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        10 December 2014
        RM147/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM146/2014 Market Rules Module (MKT) Instrument (No. 146) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 December 2014 and shall come into force on 1 January 2015.

        Amendments to Modules:

        (2) The Markets Rules (MKT) module – (MKT/VER5/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER6/01-15)

        Citation:

        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 146) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as Markets Rules module or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        10 December 2014
        RM146/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM145/2014 Fees Rule Module (FER) Instrument (No. 145) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 29 October 2014 and shall come into force on 1 January 2015.

        Amendments to Modules:

        (2)The Fees Rules Module (FER) module — (FER/VER8/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (FER/VER09/01-15).

        Citation:

        (3) This instrument may be cited as the Fees Rules Rule-making Instrument (No. 145) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Rules Module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        29 October 2014
        RM145/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM144/2014 Conduct of Business Module (COB) Instrument (No. 144) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 24 August 2014 and shall come into force on the same day at 18:30 hours.

        Amendments to Modules:

        (2) The Conduct of Business (COB) module — (COB/VER22/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (COB/VER23/08-14).

        Citation:

        (3) This instrument may be cited as the Conduct of Business Rule-making Instrument (No. 144) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        24 August 2014
        RM144/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM143/2014 Glossary Module (GLO) Rule-making Instrument (No. 143) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Amendments to Modules:

        (2) The Glossary (GLO) module — (GLO/VER30/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER31/06-14).

        Citation:

        (3) This instrument may be cited as the Glossary Rule-making Instrument (No. 143) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM143/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM142/2014 Takeover (TKO) Rule-making Instrument (No. 142) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Amendments to Modules:

        (2) The Takeover (TKO) module — (TKO/VER5/06-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (TKO/VER6/06-14).

        Citation:

        (3) This instrument may be cited as the Takeover Rule-making Instrument (No. 142) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Takeover module or TKO.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM142/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM141/2014 Fees Module (FER) Rule-making Instrument (No. 141) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Amendments to Modules:

        (2) The Fees (FER) module — (FER/VER7/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (FER/VER8/06-14).

        Citation:

        (3) This instrument may be cited as the Fees Rule-making Instrument (No. 141) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM141/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM140/2014 Recognition (REC) Rule-making Instrument (No. 140) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Amendments to Modules:

        (2) The Recognition (REC) module — (REC/VER7/06-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REC/VER8/06-14).

        Citation:

        (3) This instrument may be cited as the Recognition Rule-making Instrument (No. 140) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Recognition module or REC.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM140/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM139/2014 Islamic Finance Rules (IFR) Rule-making Instrument (No. 139) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module — (IFR/VER7/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (IFR/VER8/06-14).

        Citation:

        (3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No. 139) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules module or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM139/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM138/2014 Price Stabilisation Module (PRS) Rule-making Instrument (No. 138) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Amendments to Modules:

        (2) The Price Stabilisation (PRS) module — (PRS/VER4/06-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PRS/VER5/06-14).

        Citation:

        (3) This instrument may be cited as the Price Stabilisation Rule-making Instrument (No. 138) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Price Stabilisation module or PRS.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM138/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM137/2014 Collective Investment Rules (CIR) Rule-making Instrument (No. 137) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module — (CIR/VER16/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (CIR/VER17/06-14).

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 137) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules module or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM137/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM136/2014 Prudential - Insurance Business (PIN) Rule-making Instrument (No. 136) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Amendments to Modules:

        (2) The Prudential - Insurance Business (PIN) module — (PIN/VER13/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIN/VER14/06-14).

        Citation:

        (3) This instrument may be cited as the Prudential - Insurance Business Rulemaking Instrument (No. 136) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as Prudential – Insurance Business module or PIN.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM136/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM135/2014 Prudential - Investment, Insurance Intermediation and Banking (PIB) Rule-making Instrument (No. 135) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Amendments to Modules:

        (2) The Prudential - Investment, Insurance Intermediation and Banking (PIB) module — (PIB/VER21/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIB/VER22/06-14).

        Citation:

        (3) This instrument may be cited as the Prudential - Investment, Insurance Intermediation and Banking Rule-making Instrument (No. 135) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential - Investment, Insurance Intermediation and Banking module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM135/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM134/2014 Markets Rules Module (MKT) Rule-making Instrument (No. 134) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Amendments to Modules:

        (2) The Markets Rules (MKT) module — (MKT/VER4/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (MKT/VER5/06-14).

        Citation:

        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 134) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as Markets Rules module or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM134/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM133/2014 Authorised Market Institutions Module (AMI) Rule-making Instrument (No. 133) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Amendments to Modules:

        (2) The Authorised Market Institutions (AMI) module — (AMI/VER15/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AMI/VER16/06-14).

        Citation:

        (3) This instrument may be cited as the Authorised Market Institutions Rulemaking Instrument (No. 133) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as Authorised Market Institutions module or AMI.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM133/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM132/2014 Anti Money Laundering Module (AML) Rule-making Instrument (No. 132) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Amendments to Modules:

        (2) The Anti Money Laundering (AML) module — (AML/VER9/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AML/VER10/06-14).

        Citation:

        (3) This instrument may be cited as the Anti Money Laundering Rule-making Instrument (No. 132) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as Anti Money Laundering module or AML.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM132/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM131/2014 General Module (GEN) Rule-making Instrument (No. 131) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Amendments to Modules:

        (2) The General (GEN) module — (GEN/VER33/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GEN/VER34/06-14).

        Citation:

        (3) This instrument may be cited as the General Rule-making Instrument (No. 131) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as General module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM131/2014


        Click herehere to view Appendix 1 in PDF format.

      • RM130/2014 Auditor (AUD) Rule-making Instrument (No. 130) 2014

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

        Rulebook Modules:

        (2) The Auditor (AUD) module in Appendix 1Appendix 1 to this instrument may be identified by the following reference — AUD/VER1/06-14.

        Citation:

        (3) This instrument may be cited as the Auditor Rule-making Instrument (No. 130) 2014.
        (4) Appendix 1Appendix 1 to this instrument may be cited as Auditor module or AUD.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        21 August 2014
        RM130/2014


        Click herehere to view Appendix 1 in PDF format.

    • 2013

      • RM129/2013 Revocation of Rules Instrument (No. 129) 2013

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby repeals the Rules specified in this instrument.

        Commencement:

        (1) This instrument is made on 13 July 2013 and shall come into force on 14 July 2013.

        Modules Repealed:

        (2) Ancillary Service Providers (ASP) module – (ASP/VER8/02-11) is hereby repealed.
        (3) Designated Non-Financial Business and Professions (DNF) module – (DNF/VER1/06-11) is hereby repealed.

        Citation:

        (4) This instrument may be cited as the Revocation of Rules Instrument (No. 129) 2013.

        By Order of the Board

        Saeb Eigner
        Chairman


        13 July 2013
        RM129/2013

      • RM128/2013 Prudential - Insurance Business (PIN) Rule-making Instrument (No. 128) 2013

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

        Amendments to Modules:

        (2) The Prudential – Insurance Business (PIN) module – (PIN/VER12/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (PIN/VER13/07-13).

        Citation:

        (3) This instrument may be cited as the Prudential – Insurance Business Rulemaking Instrument (No. 128) 2013.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Insurance Business module or PIN.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        13 June 2013
        RM128/2013


        Click herehere to view Appendix 1 in PDF format.

      • RM127/2013 Prudential - Investment, Insurance Intermediation and Banking (PIB) Rule-making Instrument (No. 127) 2013

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

        Amendments to Modules:

        (2) The Prudential - Investment, Insurance Intermediation and Banking (PIB) module – (PIB/VER20/12-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER21/07-13).

        Citation:

        (3) This instrument may be cited as the Prudential - Investment, Insurance Intermediation and Banking Rule-making Instrument (No. 127) 2013.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential - Investment, Insurance Intermediation and Banking module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        13 June 2013
        RM127/2013


        Click herehere to view Appendix 1 in PDF format.

      • RM126/2013 Collective Investment Rules (CIR) Rule-making Instrument (No. 126) 2013

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

        Amendments to Modules:

        (2) The Collective Investment Rules (CIR) module – (CIR/VER15/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER16/07-13).

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 126) 2013.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules module or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        13 June 2013
        RM126/2013


        Click herehere to view Appendix 1 in PDF format.

      • RM125/2013 Islamic Finance Rules (IFR) Rule-making Instrument (No. 125) 2013

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module – (IFR/VER6/12-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER7/07-13).

        Citation:

        (3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No. 125) 2013.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules module or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        13 June 2013
        RM125/2013


        Click herehere to view Appendix 1 in PDF format.

      • RM124/2013 Glossary Module (GLO) Rule-making Instrument (No. 124) 2013

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

        Amendments to Modules:

        (2) The Glossary (GLO) module – (GLO/VER29/12-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER30/07-13).

        Citation:

        (3) This instrument may be cited as the Glossary Rule-making Instrument (No. 124) 2013.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        13 June 2013
        RM124/2013


        Click herehere to view Appendix 1 in PDF format.

      • RM123/2013 Conduct of Business Module (COB) Instrument (No. 123) 2013

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

        Amendments to Modules:

        (2) The Conduct of Business module – (COB/VER21/12-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB/VER22/07-13).

        Citation:

        (3) This instrument may be cited as the Conduct of Business Rule-making Instrument (No. 123) 2013.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        13 June 2013
        RM123/2013


        Click herehere to view Appendix 1 in PDF format.

      • RM122/2013 Fees Module (FER) Instrument (No. 122) 2013

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

        Amendments to Modules:

        (2) The Fees (FER) module – (FER/VER6/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (FER/VER7/07-13).

        Citation:

        (3) This instrument may be cited as the Fees Rule-making Instrument (No. 122) 2013.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        13 June 2013
        RM122/2013


        Click herehere to view Appendix 1 in PDF format.

      • RM121/2013 Representative Office Module (REP) Rule-making Instrument (No. 121) 2013

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

        Amendments to Modules:

        (2) The Representative Office (REP) module – (REP/VER4/06-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (REP/VER5/07-13).

        Citation:

        (3) This instrument may be cited as the Representative Office Rule-making Instrument (No. 121) 2013.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Representative Office module or REP.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        13 June 2013
        RM121/2013


        Click herehere to view Appendix 1 in PDF format.

      • RM120/2013 Markets Rules (MKT) Rule-making Instrument (No. 120) 2013

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

        Amendments to Modules:

        (2) The Markets Rules (MKT) module – (MKT/VER3/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER4/07-13).

        Citation:

        (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 120) 2013.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules module or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        13 June 2013
        RM120/2013


        Click herehere to view Appendix 1 in PDF format.

      • RM119/2013 General Module (GEN) Rule-making Instrument (No. 119) 2013

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

        Amendments to Modules:

        (2) The General (GEN) module – (GEN/VER32/12-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER33/07-13).

        Citation:

        (3) This instrument may be cited as the General Rule-making Instrument (No. 119) 2013.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        13 June 2013
        RM119/2013


        Click herehere to view Appendix 1 in PDF format.

      • RM118/2013 Authorised Market Institutions Module (AMI) Rule-making Instrument (No. 118) 2013

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

        Amendments to Modules:

        (2) The Authorised Market Institutions (AMI) module – (AMI/VER14/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (AMI/VER15/07-13).

        Citation:

        (3) This instrument may be cited as the Authorised Market Institutions Rulemaking Instrument (No. 118) 2013.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Authorised Market Institutions module or AMI.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        13 June 2013
        RM118/2013


        Click herehere to view Appendix 1 in PDF format.

      • RM117/2013 Anti Money Laundering Module (AML) Rule-making Instrument (No. 117) 2013

        Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 13 June 2013 and shall come into force on 14 July 2013.

        Amendments to Modules:

        (2) The Anti Money Laundering (AML) module – (AML/VER8/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (AML/VER9/07-13).

        Citation:

        (3) This instrument may be cited as the Anti Money Laundering Rule-making Instrument (No. 117) 2013.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Anti Money Laundering module or AML.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        13 June 2013
        RM117/2013


        Click herehere to view Appendix 1 in PDF format.

    • 2012

      • RM116/2012 Enforcement (ENF) Rules Instrument (No. 116) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby repeals the Rules specified in this instrument.

        Commencement:

        (1) This instrument is made on 18 December 2012 and shall come into force on 23 December 2012.

        Modules Repealed:

        (2) The Enforcement (ENF) module – (ENF/VER3/07-10) is hereby repealed.

        Citation:

        (3) This instrument may be cited as the Enforcement (ENF) Rules Instrument (No. 116) 2012.

        By Order of the Board

        Saeb Eigner
        Chairman

        18 December 2012
        RM116/2012

      • RM115/2012 Islamic Finance Rules (IFR) Rule-Making Instrument (No.115) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 October 2012 and shall come into force on 9 December 2012.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module – (IFR/VER4/06-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER5/12-12).

        Citation:

        (3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No. 115) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules module or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        9 October 2012
        RM115/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM114/2012 Glossary (GLO) Rule-Making Instrument (No. 114) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 October 2012 and shall come into force on 9 December 2012.

        Amendments to Modules:

        (2) The Glossary (GLO) module – (GLO/VER27/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER28/12-12).

        Citation:

        (3) This instrument may be cited as the Glossary (GLO) Rule-making Instrument (No. 114) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        9 October 2012
        RM114/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM113/2012 Conduct of Business (COB) Rule-Making Instrument (No. 113) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 October 2012 and shall come into force on 9 December 2012.

        Amendments to Modules:

        (2) The Conduct of Business (COB) module – (COB/VER20/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (COB/VER21/12-12).

        Citation:

        (3) This instrument may be cited as the Conduct of Business (COB) Rule-making Instrument (No. 113) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        9 October 2012
        RM113/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM112/2012 General (GEN) Rule-Making Instrument (No.112) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 October 2012 and shall come into force on 9 December 2012.

        Amendments to Modules:

        (2) The General (GEN) module – (GEN/VER30/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER31/12-12).

        Citation:

        (3) This instrument may be cited as the General (GEN) Rule-making Instrument (No. 112) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        9 October 2012
        RM112/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM111/2012 Prudential – Investment, Insurance Intermediation and Banking (PIB) Rule-Making Instrument (No. 111) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 October 2012 and shall come into force on 9 December 2012.

        Amendments to Modules:

        (2) The Prudential – Investment, Insurance Intermediation and Banking (PIB) module – (PIB/VER19/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER20/12- 12).

        Citation:

        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Rule-making Instrument (No. 111) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        9 October 2012
        RM111/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM110/2012 Glossary (GLO) Rule-Making Instrument (No. 110) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 5 December 2012 and is conditional upon the enactment of a law to be called "DIFC Laws Amendment Law 2012"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) The Glossary (GLO) module – (GLO/VER28/12-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER29/12-12).

        Citation:

        (3) This instrument may be cited as the Glossary (GLO) Rule-making Instrument (No. 110) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        5 December 2012
        RM110/2012


        Click here to view Appendix 1Appendix 1 in PDF format.

      • RM109/2012 Markets Rules Rule-Making Instrument (No. 109) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 July 2012 and is conditional upon the enactment of a law to be called "DIFC Laws Amendment Law 2012"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) The Markets Rules (MKT) module – (MKT/VER2/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER3/07-12).

        Citation:

        (3) This instrument may be cited as the Markets Rules Instrument (No. 109) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules (MKT) module or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        16 July 2012
        RM109/2012


        Click here to view Appendix 1Appendix 1 in PDF format.

      • RM108/2012 Authorised Market Institutions (AMI) Rule-Making Instrument (No. 108) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 July 2012 and is conditional upon the enactment of a law to be called "DIFC Laws Amendment Law 2012"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) The Authorised Market Institutions (AMI) module – (AMI/VER13/07-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (AMI/VER14/07-12).

        Citation:

        (3) This instrument may be cited as the Authorised Market Institutions (AMI) Rulemaking Instrument (No. 108) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Authorised Market Institutions module or AMI.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        16 July 2012
        RM108/2012


        Click here to view Appendix 1Appendix 1 in PDF format.

      • RM107/2012 Collective Investment Rules (CIR) Rule-Making Instrument (No. 107) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 July 2012 and is conditional upon the enactment of a law to be called "DIFC Laws Amendment Law 2012"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) Collective Investment Rules module (CIR) CIR/VER14/06-12 is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – CIR/VER15/07-12.

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule - making Instrument (No. 107) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules module or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        16 July 2012
        RM107/2012


        Click here to view Appendix 1Appendix 1 in PDF format.

      • RM106/2012 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 106) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 5 December 2012 and is conditional upon the enactment of a law to be called "DIFC Laws Amendment Law 2012"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module – (IFR/VER5/12-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER6/12-12).

        Citation:

        (3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No. 106) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules module or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        5 December 2012
        RM106/2012


        Click here to view Appendix 1Appendix 1 in PDF format.

      • RM105/2012 General (GEN) Rule-Making Instrument (No. 105) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 5 December 2012 and is conditional upon the enactment of a law to be called "DIFC Laws Amendment Law 2012"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) The General (GEN) module – (GEN/VER31/12-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER32/12-12).

        Citation:

        (3) This instrument may be cited as the General (GEN) Rule-making Instrument (No. 105) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        5 December 2012
        RM105/2012


        Click here to view Appendix 1Appendix 1 in PDF format.

      • RM104/2012 Glossary (GLO) Rule-Making Instrument (No. 104) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.

        Amendments to Modules:

        (2) The Glossary (GLO) module — (GLO/VER26/06-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER27/07-12).

        Citation:

        (3) This instrument may be cited as the Glossary (GLO) Rulemaking Instrument (No. 104) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        16 July 2012
        RM104/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM103/2012 Anti Money Laundering (AML) Rule-Making Instrument (No. 103) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.

        Amendments to Modules:

        (2) The Anti Money Laundering (AML) module — (AML/VER7/02-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AML/VER8/07-12).

        Citation:

        (3) This instrument may be cited as the Anti Money Laundering (AML) Rulemaking Instrument (No. 103) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Anti Money Laundering module or AML.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        16 July 2012
        RM103/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM102/2012 Authorised Market Institutions (AMI) Rule-Making Instrument (No. 102) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.

        Amendments to Modules:

        (2) The Authorised Market Institutions (AMI) module — (AMI/VER12/06-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AMI/VER13/07-12).

        Citation:

        (3) This instrument may be cited as the Authorised Market Institutions (AMI) Rulemaking Instrument (No. 102) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Authorised Market Institutions module or AMI.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        16 July 2012
        RM102/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM101/2012 Markets Rules (MKT) Rule-Making Instrument (No. 101) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.

        Amendments to Modules:

        (2) The Fees Rules (FER) module — (MKT/VER1/11-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (MKT/VER2/07-12).

        Citation:

        (3) This instrument may be cited as the Markets Rules Instrument (No. 101) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules (MKT) module or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        16 July 2012
        RM101/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM100/2012 Fees Rules (FER) Rule-Making Instrument (No. 100) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.

        Amendments to Modules:

        (2) The Fees Rules (FER) module — (FER/VER5/11-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (FER/VER6/07-12).

        Citation:

        (3) This instrument may be cited as the Fees Rules (FER) Rule-making Instrument (No. 100) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Rules module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        16 July 2012
        RM100/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM99/2012 Prudential – Insurance Business (PIN) Rule-Making Instrument (No. 99) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.

        Amendments to Modules:

        (2) The Prudential – Insurance Business (PIN) module — (PIN/VER11/02-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIN/VER12/07-12).

        Citation:

        (3) This instrument may be cited as the Prudential – Insurance Business (PIN) Rule-making Instrument (No. 99) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Insurance Business module or PIN.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        16 July 2012
        RM99/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM98/2012 Prudential – Investment, Insurance Intermediation and Banking(PIB) Rule-Making Instrument (No. 98) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.

        Amendments to Modules:

        (2) The Prudential – Investment, Insurance Intermediation and Banking (PIB) module — (PIB/VER18/02-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIB/VER19/07-12).

        Citation:

        (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking (PIB) Rule-making Instrument (No. 98) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking module or PIB.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        16 July 2012
        RM98/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM97/2012 Conduct of Business (COB) Rule-Making Instrument (No. 97) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.

        Amendments to Modules:

        (2) The Conduct of Business (COB) module — (COB/VER19/07-10) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (COB/VER20/07-12).

        Citation:

        (3) This instrument may be cited as the Conduct of Business (COB) Rule-making Instrument (No. 97) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business module or COB.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        16 July 2012
        RM97/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM96/2012 General (GEN) Rule-Making Instrument (No. 96) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 16 July 2012 and shall come into force on 16 August 2012.

        Amendments to Modules:

        (2) The General (GEN) module — (GEN/VER29/06-12) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GEN/VER30/07-12).

        Citation:

        (3) This instrument may be cited as the General (GEN) Rule-making Instrument (No. 96) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
              Ian Johnston
        Chief Executive

        16 July 2012
        RM96/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM95/2012 General (GEN) Rule-Making Instrument (No. 95) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.

        Amendments to Modules:

        (2) The General (GEN) module — (GEN/VER28/11-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GEN/VER29/06-12).

        Citation:

        (3) This instrument may be cited as the General (GEN) Rule-making Instrument (No. 95) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the General module or GEN.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        14 June 2012
        RM95/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM94/2012 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 94) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module — (IFR/VER3/02-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (IFR/VER4/06-12).

        Citation:

        (3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No. 94) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules module or IFR.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        14 June 2012
        RM94/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM93/2012 Collective Investment Rules (CIR) Rule-Making Instrument (No. 93) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.

        Amendments to Modules:

        (2) Collective Investment Rules module (CIR) CIR/VER13/07-10 is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — CIR/VER14/06-12.

        Citation:

        (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 93) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules module or CIR.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        14 June 2012
        RM93/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM92/2012 Authorised Market Institutions (AMI) Rule-Making Instrument (No. 92) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.

        Amendments to Modules:

        (2) The Authorised Market Institutions (AMI) module — (AMI/VER11/11-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AMI/VER12/06-12).

        Citation:

        (3) This instrument may be cited as the Authorised Market Institutions (AMI) Rulemaking Instrument (No. 92) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Authorised Market Institutions module or AMI.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        14 June 2012
        RM92/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM91/2012 Glossary (GLO) Rule-Making Instrument (No. 91) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.

        Amendments to Modules:

        (2) The Glossary (GLO) module – (GLO/VER25/11-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER26/06-12).

        Citation:

        (3) This instrument may be cited as the Glossary (GLO) Rule-making Instrument (No. 91) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        14 June 2012
        RM91/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM90/2012 Recognition (REC) Rule-Making Instrument (No. 90) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.

        Amendments to Modules:

        (2) The Recognition (REC) module — (REC/VER6/11-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REC/VER7/06-12).

        Citation:

        (3) This instrument may be cited as the Recognition (REC) Rule-making Instrument (No. 90) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Recognition module or REC.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        14 June 2012
        RM90/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM89/2012 Price Stabilisation (PRS) Rule-Making Instrument (No. 89) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.

        Amendments to Modules:

        (2) The Price Stabilisation (PRS) module — (PRS/VER3/07-10) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PRS/VER4/06-12).

        Citation:

        (3) This instrument may be cited as the Price Stabilisation (PRS) Rule-making Instrument (No. 89) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Price Stabilisation module or PRS.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        14 June 2012
        RM89/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM88/2012 Representative Office (REP) Rule-Making Instrument (No. 88) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.

        Amendments to Modules:

        (2) The Representative Office (REP) module — (REP/VER3/02-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REP/VER4/06-12).

        Citation:

        (3) This instrument may be cited as the Representative Office (REP) Rulemaking Instrument (No. 88) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Representative Office module or REP.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        14 June 2012
        RM88/2012


        Click herehere to view Appendix 1 in PDF format.

      • RM87/2012 Takeovers (TKO) Rule-Making Instrument (No. 87) 2012

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 14 June 2012 and shall come into force on 5 July 2012.

        Amendments to Modules:

        (2) The Takeover (TKO) module — (TKO/VER4/01-09) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (TKO/VER5/06-12).

        Citation:

        (3) This instrument may be cited as the Takeover (TKO) Rule-making Instrument (No. 87) 2012.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Takeover module or TKO.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        14 June 2012
        RM87/2012


        Click herehere to view Appendix 1 in PDF format.

    • 2011

      • RM86/2011 Authorised Market Institutions (AMI) Rule-Making Instrument (No. 86) 2011

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 November 2011 and is conditional upon the enactment of a law to be called "Markets Law 2012"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) The Authorised Market Institutions (AMI) module — (AMI/VER10/02-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AMI/VER11/11-11).

        Citation:

        (3) This instrument may be cited as the Authorised Market Institutions (AMI) Rulemaking Instrument (No. 86) 2011.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Authorised Market Institutions module or AMI.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        30 November 2011
        RM86/2011


        Click herehere to view Appendix 1 in PDF format.

      • RM85/2011 [NOT IN USE]

      • RM84/2011 Glossary (GLO) Rule-Making Instrument (No. 84) 2011

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 November 2011 and is conditional upon the enactment of a law to be called "Markets Law 2012"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) The Glossary (GLO) module — (GLO/VER24/02-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER25/11-11).

        Citation:

        (3) This instrument may be cited as the Glossary (GLO) Rule-making Instrument (No. 84) 2011.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary module or GLO.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        30 November 2011
        RM84/2011


        Click herehere to view Appendix 1 in PDF format.

      • RM83/2011 Fees Rules (FER) Rule-Making Instrument (No. 83) 2011

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 November 2011 and is conditional upon the enactment of a law to be called "Markets Law 2012"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) The Fees Rules (FER) module — (FER/VER4/07-10) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (FER/VER5/11-11).

        Citation:

        (3) This instrument may be cited as the Fes Rules (FER) Rule-making Instrument (No. 83) 2011.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Rules module or FER.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        November 2011
        RM83/2011


        Click herehere to view Appendix 1 in PDF format.

      • RM82/2011 Recognition (REC) Rule-Making Instrument (No. 82) 2011

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 November 2011 and is conditional upon the enactment of laws to be called “Regulatory Law Amendment Law 2012” and “Markets Law 2012”; and this instrument shall come into force on the same day as those laws.

        Amendments to Modules:

        (2) The Recognition (REC) module — (REC/VER5/11-08) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REC/VER6/11-11).

        Citation:

        (3) This instrument may be cited as the Recognition (REC) Rule-making Instrument (No. 82) 2011.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Recognition module or REC.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        November 2011
        RM82/2011


        Click herehere to view Appendix 1 in PDF format.

      • RM81/2011 Market Rules Rule-Making Instrument (No. 81) 2011

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 30 November 2011 and is conditional upon the enactment of a law to be called "Markets Law 2012"; and this instrument shall come into force on the same day as that law.

        Repealed Modules:

        (2) The Offered Securities Rules (OSR) module — (OSR/VER16/08-10) is repealed by this instrument.

        Rulebook Modules:

        (3) The Markets Rules (MKT) module in Appendix 1Appendix 1 to this instrument may be identified by the following reference — MKT/VER1/11-11.

        Citation

        (4) This instrument may be cited as the Markets Rules Instrument (No. 81) 2011.
        (5) Appendix 1Appendix 1 to this instrument may be cited as Markets Rules (MKT) module or MKT.

        By Order of the Board

        Saeb Eigner
        Chairman
              Paul M Koster
        Chief Executive

        November 2011
        RM81/2011


        Click herehere to view Appendix 1 in PDF format.

      • RM80/2011 OSR (Interim Listing and Transitional Rules) Rule-Making Instrument (No. 80) 2011

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument shall come into force on 1 October 2011

        Amendments to Modules:

        (2) The Offered Securities Rules (OSR) module — (OSR/VER15/07-10) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (OSR/VER16/08-11).

        Citation:

        (3) This instrument may be cited as the OSR (Interim Listing and Transitional Rules) Rule-making Instrument (No. 80) 2011.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Offered Securities Rules module or OSR.

        By Order of the Board

        Saeb Eigner
        Acting Chairman
              Paul M Koster
        Chief Executive

        July 2011
        RM80/2011


        Click herehere to view Appendix 1 in PDF format.

      • RM79/2011 DNF (Designated Non-Financial Business and Professions) Rule-Making Instrument (No. 79) 2011

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 June 2011 and is conditional upon the enactment of a law to be called "Regulatory Law Amendment (No.2) Law 2011"; and this instrument shall come into force on the same day as that law.

        Rulebook Modules:

        (2) The Designated Non-Financial Business and Professions module (DNF) in Appendix 1Appendix 1 to this instrument may be identified by the following reference — DNF/VER1/06-11.

        Citation

        (3) This instrument may be cited as the Designated Non-Financial Business and Professions Rules Instrument (No. 79) 2011.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Designated Non-Financial Business and Professions module or DNF.

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        June 2011
        RM79/2011


        Click herehere to view Appendix 1 in PDF format.

      • RM78/2011 GLO (Glossary) Rule-Making Instrument (No. 78) 2011

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 9 June 2011 and is conditional upon the enactment of a law to be called "Regulatory Law Amendment (No.2) Law 2011"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) The Glossary (GLO) module — (GLO/VER24/02-11) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER25/06-11).

        Citation:

        (3) This instrument may be cited as the Glossary Rule-making Instrument (No. 78) 2011.
        (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary module or GLO.

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        June 2011
        RM79/2011


        Click herehere to view Appendix 1 in PDF format.

      • RM77/2011 Prudential — Investment, Insurance Intermediation and Banking Rule-Making Instrument (No. 77) 2011

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2011 and is conditional upon the enactment of a law to be called "Regulatory Law Amendment Law 2011"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) The Prudential — Investment, Insurance Intermediation and Banking (PIB) module — (PIB/VER17/07-10) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIB/VER18/02-11).

        Citation:

        (3) This instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Rule-making Instrument (No. 77) 2011.

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        February 2011
        RM77/2011


        Click herehere to view Appendix 1 in PDF format.

      • RM76/2011 Representative Office Rule-Making Instrument (No. 76) 2011

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2011 and is conditional upon the enactment of a law to be called "Regulatory Law Amendment Law 2011"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) The Representative Office (REP) module — (REP/VER2/07-10) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REP/VER3/02-11)

        Citation:

        (3) This instrument may be cited as the Representative Office Rule-making Instrument (No. 76) 2011.

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        February 2011
        RM76/2011


        Click herehere to view Appendix 1 in PDF format.

      • RM75/2011 Islamic Finance Rule-Making Instrument (No. 75) 2011

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2011 and is conditional upon the enactment of a law to be called "Regulatory Law Amendment Law 2011"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) The Islamic Finance Rules (IFR) module — (IFR/VER2/07-10) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (IFR/VER3/02-11).

        Citation:

        (3) This instrument may be cited as the Islamic Finance Rule-making Instrument (No. 75) 2011.

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        February 2011
        RM75/2011


        Click herehere to view Appendix 1 in PDF format.

      • RM74/2011 Glossary Rule-Making Instrument (No. 74) 2011

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2011 and is conditional upon the enactment of a law to be called "Regulatory Law Amendment Law 2011"; and this instrument shall come into force on the same day as that law.

        Amendments to Modules:

        (2) The Glossary Module (GLO) module — (GLO/VER23/07-10) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER24/02-11).

        Citation:

        (3) This instrument may be cited as the Glossary Rule-making Instrument (No. 74) 2011.

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        February 2011
        RM74/2011


        Click herehere to view Appendix 1 in PDF format.

      • RM73/2011 General Rule-Making Instrument (No. 73) 2011

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement:

        (1) This instrument is made on 10 February 2011 and is conditional upon the enactment of a law to be called "Regulatory Law Amendment Law 2011"; and this instrument shall come into force on the same day as that law.

        Repealed Modules:

        (2) The Authorisation (AUT) module — (AUT/VER13/07-10) is repealed by this instrument.
        (3) The Supervision (SUP) module — (SUP/VER6/01-10) is repealed by this instrument.

        Amendments to Modules:

        (4) The General (GEN) module — (GEN/VER26/07-10) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GEN/VER27/02-11).

        Citation:

        (5) This instrument may be cited as the General Rule-making Instrument (No. 73) 2011.

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        February 2011
        RM73/2011


        Click herehere to view Appendix 1 in PDF format.

    • 2010

      • RM72/2010 Enhancements to the Collective Investment Funds Regime Rules Instrument (No. 72) 2010

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the date of the coming into force of the DIFC Laws Amendment Law, DIFC Law No. 3 of 2010.

        Amendments to Rulebook Module

        (1) Collective Investment Rules module (CIR) CIR/VER12/03-10 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference – CIR/VER13/07-10. Note the entire module is replaced by the new version;
        (2) Authorisation module (AUT) AUT/VER12/01-10 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference – AUT/VER13/07-10;
        (3) Conduct of Business module (COB) COB/VER18/03-10 is amended in accordance with Appendix 3Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference – COB/VER19/07-10;
        (4) Fees module (FER) FER/VER3/11-09 is amended in accordance with Appendix 4Appendix 4 to this instrument and the module as amended by this instrument may be identified by the following reference – FER/VER4/07-10;
        (5) General module (GEN) GEN/VER25/03-10 is amended in accordance with Appendix 5Appendix 5 to this instrument and the module as amended by this instrument may be identified by the following reference – GEN /VER26/07-10;
        (6) Glossary module (GLO) GLO/VER22/01-10 is amended in accordance with Appendix 6Appendix 6 to this instrument and the module as amended by this instrument may be identified by the following reference – GLO/VER23/07-10;
        (7) Islamic Finance Rules module (IFR) IFR/VER1/03-10 is amended in accordance with Appendix 7Appendix 7 to this instrument and the module as amended by this instrument may be identified by the following reference – IFR/VER2/07-10;
        (8) Offered Securities Rules module (OSR) OSR/VER14/03-10 is amended in accordance with Appendix 8Appendix 8 to this instrument and the module as amended by this instrument may be identified by the following reference – OSR /VER15/07-10;
        (9) Prudential – Investment, Insurance Intermediation and Banking module (PIB) PIB/VER16/03-10 is amended in accordance with Appendix 9Appendix 9 to this instrument and the module as amended by this instrument may be identified by the following reference – PIB/VER17/07-10; and
        (10) Representative Office module (REP) REP/VER1/01-10 is amended in accordance with Appendix 10Appendix 10 to this instrument and the module as amended by this instrument may be identified by the following reference – REP/VER2/07-10.

        Citation

        (1) This instrument may be cited as Enhancements to the Collective Investment Funds Regime Rules Instrument (No.72) 2010.

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        June 2010
        RM72/2010


        Click herehere to view Destination Table in PDF format.

        Collective Investment Funds Regime — comments made in consultation: PDF formatPDF format

      • RM71/2010 Enhancements to the Enforcement Framework Rules Instrument (No. 71) 2010

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the date of the coming into force of the DIFC Laws Amendment Law, DIFC Law No. 3 of 2010.

        Amendments to Rulebook Module

        (1) Enforcement Module (ENF) – ENF/VER2/02-07 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference – ENF/VER3/07-10.

        Citation

        (2) This instrument may be cited as Enhancements to the Enforcement Framework Rules Instruments (No.71) 2010

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        June 2010
        RM71/2010

      • RM70/2010 Enhancements to the Price Stabilisation Regime Rules Instrument (No. 70) 2010

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the date of the coming into force of the DIFC Laws Amendment Law, DIFC Law No. 3 of 2010.

        Amendments to Rulebook Module

        (1) Price Stabilisation Rules (PRS) – PRS/VER2/02-07 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference – PRS/VER3/07-10.
        (2) Glossary Module (GLO) – GLO/VER22/01-10 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference – GLO/VER23/07-10.

        Citation

        (3) This instrument may be cited as Enhancements to the Price Stabilisation Regime Rules Instrument (No.70) 2010

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        June 2010
        RM70/2010

      • RM69/2010 Restructuring the DFSA's Islamic Finance Rules Rules Instrument (No. 69) 2010

        Click herehere to view Destination Table in PDF format.

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on 1 March 2010.

        Amendments to Rulebook Module

        (1) Authorised Market Institutions (AMI) — AMI/VER8/01-09 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference — AMI/VER9/03-10.
        (2) Collective Investment Rules (CIR) — CIR/VER11/01-10 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference — CIR/VER12/03-10.
        (3) Conduct of Business Module (COB) — COB/VER17/01-10 is amended in accordance with Appendix 3Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference — COB/VER18/03-10.
        (4) General Module (GEN) — GEN/VER24/01-10 is amended in accordance with Appendix 4Appendix 4 to this instrument and the module as amended by this instrument may be identified by the following reference — GEN/VER25/03-10.
        (5) Prudential — Investment, Insurance Intermediation and Banking Module (PIB) — PIB/VER15/01-10 is amended in accordance with Appendix 5Appendix 5 to this instrument and the module as amended by this instrument may be identified by the following reference — PIB/VER16/03-10.
        (6) Offered Securities Rules (OSR) — OSR/VER13/01-09 is amended in accordance with Appendix 6Appendix 6 to this instrument and the module as amended by this instrument may be identified by the following reference — OSR/VER14/03-10.
        (7) Islamic Financial Business Module (ISF) — ISF/VER2/07-08 is discontinued and replaced by the Islamic Finance Rules (IFR). The replacement Module IFR contains all the provisions that were originally set out in ISF.

        Citation

        (8) This instrument may be cited as the Restructuring the DFSA's Islamic Finance Rules (No.69) 2010
        (9) Appendix 7Appendix 7 to this instrument may be cited as the Islamic Finance Rules (IFR).
        (10) This version of Rules in Appendix 7Appendix 7 to this instrument may be identified by the following reference — IFR/VER1/03-10.

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        February 2010
        RM69/2010

    • 2009

      • RM68/2009 DIFC Representative Office Regime Rules Instrument (No. 68) 2009

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on 3 January 2010.

        Amendments to Rulebook Module

        (1) Anti Money Laundering (AML) — AML/VER5/09-08 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference — AML/VER6/01-10.
        (2) Authorisation Module (AUT) — AUT/VER11/08-09 is amended in accordance with Appendix 3Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference — AUT/VER12/01-10.
        (3) Collective Investment Rules (CIR) — CIR/VER10/11-08 is amended in accordance with Appendix 4Appendix 4 to this instrument and the module as amended by this instrument may be identified by the following reference — CIR/VER11/01-10.
        (4) Conduct of Business Module (COB) — COB/VER16/08-09 is amended in accordance with Appendix 5Appendix 5 to this instrument and the module as amended by this instrument may be identified by the following reference — COB/VER17/01-10.
        (5) General Module (GEN) — GEN/VER23/08-09 is amended in accordance with Appendix 6Appendix 6 to this instrument and the module as amended by this instrument may be identified by the following reference — GEN/VER24/01-10.
        (6) Glossary Module (GLO) — GLO/VER21/08-09 is amended in accordance with Appendix 7Appendix 7 to this instrument and the module as amended by this instrument may be identified by the following reference — GLO/VER22/01-10.
        (7) Prudential — Investment, Insurance Intermediation and Banking Module (PIB) — PIB/VER14/07-08 is amended in accordance with Appendix 8Appendix 8 to this instrument and the module as amended by this instrument may be identified by the following reference — PIB/VER15/01-10.
        (8) Supervision Module (SUP) — SUP/VER5/06-07 is amended in accordance with Appendix 9Appendix 9 to this instrument and the module as amended by this instrument may be identified by the following reference — SUP/VER6/01-10.

        Citation

        (9) This instrument may be cited as the DIFC Representative Office Regime Rules Instrument (No. 68) 2009.
        (10) Appendix 1Appendix 1 to this instrument may be cited as the Representative Office Regime Rules or REP.
        (11) This version of Rules in Appendix 1Appendix 1 to this instrument may be identified by the following reference — REP/VER1/01-10.

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        November 2009
        RM68/2009

      • RM67/2009 Enhancements to the Fees Module Rules Instrument (No. 67) 2009

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on 25 November 2009.

        Amendments to Rulebook Module

        (1) Fees Module (FER) – FER/VER2/11-08 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference – FER/VER3/11-09.

        Citation

        (2) This instrument may be cited as the Enhancements to the Fees Module Rules Instrument (No. 67) 2009.

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        November 2009
        RM67/2009

      • RM66/2009 Enhancements to Client Asset Protection Provisions Rules Instrument (No.66) 2009

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on 1 August 2009.

        Amendments to Rulebook Modules

        (1) Conduct of Business Module (COB) – COB/VER15/01-09 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference – COB/VER16/08-09.
        (2) General Module (GEN) – GEN/VER22/01-09 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference – GEN/VER23/08-09.
        (3) Glossary Module (GLO) – GLO/VER20/01-09 is amended in accordance with Appendix 3Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference – GLO/VER21/08-09.

        Citation

        (4) This instrument may be cited as the Enhancements To Client Asset Protection Provisions Rules Instrument (No. 66) 2009

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        June 2009
        RM66/2009

      • RM65/2009 Enhancements to the Controller and Compliance Officer Provisions Rules Instrument (No. 65) 2009

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force 1 August 2009

        Amendments to Rulebook Modules

        (1) Authorisation Module (AUT) – AUT/VER10/07-08 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference – AUT/VER11/08-09

        Citation

        (2) This instrument may be cited as the Enhancements to the Controller and Compliance Officer Provisions Rules Instrument (No. 65) 2009

        By Order of the Board

        Abdullah Saleh
        Chairman
              Paul M Koster
        Chief Executive

        June 2009
        RM65/2009

    • 2008

      • RM63/2008 Consequential Amendments following the DIFX's Change of Name Rules Instrument (No. 63) 2008

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on 4 January 2009.

        Amendments to Rulebook Modules

        (1) Authorised Market Institutions Module (AMI) — AMI/VER7/09-08 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference — AMI/VER8/01-09.
        (2) Offered Securities Rules Module (OSR) — OSR/VER12/11-08 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference — OSR/VER13/01-09.
        (3) Takeover Rules Module (TKO) — TKO/VER3/12-07 is amended in accordance with Appendix 3Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference — TKO/VER4/01-09.

        Citation

        (4) This instrument may be cited as the Consequential Amendments following the DIFX's Change of Name, Rules Instrument (No. 63) 2008

        By Order of the Board

        Abdullah Saleh
        Chairman


        December 2008
        RM63/2008
          David Knott
        Chief Executive

      • RM62/2008 Definitions of Investments Rules Instrument (No. 62) 2008

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on 4 January 2009.

        Amendments to Rulebook Modules

        (1) General Module (GEN) — GEN/VER21/09-08 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference — GEN/VER22/01-09.
        (2) Glossary Module (GLO) — GLO/VER19/11-08 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference — GLO/VER20/01-09.
        (3) Offered Securities Rules Module (OSR) — OSR/VER12/11-08 is amended in accordance with Appendix 3Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference — OSR/VER13/01-09.

        Citation

        (4) This instrument may be cited as the Definitions of Investments Rules Instrument (No. 62) 2008

        By Order of the Board

        Abdullah Saleh
        Chairman


        October 2008
        RM62/2008
              David Knott
        Chief Executive

      • RM61/2008 Miscellaneous Amendments to the DFSA Rulebook Rules Instrument (No. 61) 2008

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force:

        (a) in respect of the rule amendments in Appendix 1 on 4 January 2009; and
        (b) in respect of the rule amendments in all other Appendices on 5 November 2008.

        Amendments to Rulebook Modules

        (1) Conduct of Business Module (COB) — COB/VER14/07-08 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference — COB/VER15/01-09.
        (2) Recognition Module (REC) — REC/VER4/12-07 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference — REC/VER5/11-08.
        (3) Collective Investment Rules Module (CIR) — CIR/VER9/07-08 is amended in accordance with Appendix 3Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference — CIR/VER10/11-08.
        (4) Fees Rules Module (FER) — FER/VER1/12-07 is amended in accordance with Appendix 4Appendix 4 to this instrument and the module as amended by this instrument may be identified by the following reference — FER/VER2/11-08.
        (5) Glossary Module (GLO) — GLO/VER/18/09-08 is amended in accordance with Appendix 5Appendix 5 to this instrument and the module as amended by this instrument may be identified by the following reference — GLO/VER/19/11-08.
        (6) Offered Securities Rules (OSR) — OSR/VER11/07-08 is amended in accordance with Appendix 6Appendix 6 to this instrument and the module as amended by this instrument may be identified by the following reference — OSR/VER12/11-08.

        Citation

        (7) This instrument may be cited as the Miscellaneous Amendments to the DFSA Rulebook Rules Instrument (No. 61) 2008

        By Order of the Board

        Abdullah Saleh
        Chairman


        October 2008
        RM61/2008
              David Knott
        Chief Executive

      • RM60/2008 Regulation of Single Family Offices Rules Instrument (No. 60) 2008

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004 hereby make the Rules in the appendices to this instrument.

        Commencement

        This instrument shall come into force on the date on which the Single Family Office Regulations made under the Companies Law 2006 by the Dubai International Financial Centre Authority, come into effect.

        Amendments to Rulebook Modules

        (1) General Module (GEN) — GEN/VER20/09-08 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference — GEN/VER21/09-08.
        (2) Glossary Module (GLO) — GLO/VER17/07-08 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference — GLO/VER18/09-08.

        Citation

        (3) This instrument may be cited as the Regulation of Single Family Offices Rules Instrument (No. 60) 2008

        By Order of the Board

        Abdullah Saleh
        Chairman


        July 2008
        RM60/2008

      • RM59/2008 Enhancement of Provisions Relating to AML and UN Resolutions and Sanctions Rules Instrument (No. 59) 2008

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004 hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the 1 September 2008.

        Amendments to Rulebook Modules

        (1) Authorised Market Institutions Module (AMI) — AMI/VER6/07-08 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference — AMI/VER7/09-08.
        (2) Anti Money Laundering Module (AML) — AML/VER4/10-07 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference — AML/VER5/09-08.
        (3) Ancillary Service Providers Module (ASP) — ASP/VER6/12-07 is amended in accordance with Appendix 3Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference — ASP/VER7/09-08.
        (4) General Module (GEN) — GEN/VER19/07-08 is amended in accordance with Appendix 4Appendix 4 to this instrument and the module as amended by this instrument may be identified by the following reference — GEN/VER20/09-08.

        Citation

        (5) This instrument may be cited as the Enhancement of Provisions Relating to AML and UN Resolutions and Sanctions Rules Instrument (No. 59) 2008

        By Order of the Board

        Abdullah Saleh
        Chairman


        July 2008
        RM59/2008
              David Knott
        Chief Executive

      • RM58/2008 Implementation of DFSA's Key Policy Review Rules Instrument (No. 58) 2008

        The DFSA has prepared a note summarising the main issues which arose in consultation on the DFSA's Key Policy Review (Consultation Papers 52, 53 and 54) and the DFSA's responses to the comments received. It has also prepared two "destination tables" to assist interested parties in locating Rules which have been relocated within the COB and CIR modules, or moved from the COB module into the CIR module. These may be accessed by the links below:

        •   Key Policy Review — comments made in consultation: PDF formatPDF format
        •   Appendix A — COB Destination Table: PDF formatPDF format
        •   Appendix B — CIR Destination Table: PDF formatPDF format

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and:

        (a) subject to (b), having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004; and
        (b) in respect of the rules in Appendix 3 to this instrument (excepting GEN Rule 3.2.5), having concluded that undertaking public consultation would delay the making of these rules, which would be prejudicial to the interest of the DIFC;

        hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the 1 July 2008.

        Amendments to Rulebook Modules

        (1) Authorisation Module (AUT) — AUT/VER9/10-07 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference — AUT/VER10/07-08.
        (2) Conduct of Business Module (COB) — COB/VER13/12-07 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference — COB/VER14/07-08. Note that the entire module has been replaced by the new version contained in RM56 and these amendments are made to that text.
        (3) General Module (GEN) — GEN/VER18/12-07 is amended in accordance with Appendix 3Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference — GEN/VER19/07-08.
        (4) Collective Investment Rules (CIR) — CIR/VER8/01-08 is amended in accordance with Appendix 4Appendix 4 to this instrument and the module as amended by this instrument may be identified by the following reference — CIR/VER9/07-08. Note that the entire module has been replaced by the new version contained in RM56 and these amendments are made to that text.
        (5) Islamic Financial Business Module (ISF) — ISF/VER1/09-04 is amended in accordance with Appendix 5Appendix 5 to this instrument and the module as amended by this instrument may be identified by the following reference — ISF/VER2/07-08.
        (6) Note that rule-making instrument No. 56 also implements amendments to the modules referred to (2), (3), (4) and (5).
        (7) Note that rule-making instrument No. 57 also implements amendments to the ISF module.

        Citation

        (8) This instrument may be cited as the Implementation of DFSA’s Key Policy Review Rules Instrument (No. 58) 2008.

        By Order of the Board

        Abdullah Saleh
        Chairman


        April 2008
        RM 58/2008
              David Knott
        Chief Executive

      • RM57/2008 Islamic Finance Rules Instrument (No. 57) 2008

        The DFSA has prepared a note summarising the main issues which arose in consultation on the DFSA's Key Policy Review (Consultation Papers 52, 53 and 54) and the DFSA's responses to the comments received. It has also prepared two "destination tables" to assist interested parties in locating Rules which have been relocated within the COB and CIR modules, or moved from the COB module into the CIR module. These may be accessed by the links below:

        •   Key Policy Review — comments made in consultation: PDF formatPDF format
        •   Appendix A — COB Destination Table: PDF formatPDF format
        •   Appendix B — CIR Destination Table: PDF formatPDF format

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the 1 July 2008.

        Amendments to Rulebook Modules

        (1) Glossary Module (GLO) — GLO/VER16/10-07 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference — GLO/VER17/07-08.
        (2) Islamic Financial Business Module (ISF) — ISF/VER1/09-04 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference — ISF/VER2/07-08.
        (3) Prudential — Investment Insurance Intermediation and Banking Business Module (PIB) — PIB/VER13/12-07 is amended in accordance with Appendix 3Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference — PIB/VER14/07-08.
        (4) Note that rule-making instrument No. 56 also implements amendments to these modules including the title of the PIB module.
        (5) Note that rule-making instrument No. 58 also implements amendments to the ISF module.

        Citation

        (6) This instrument may be cited as the Islamic Finance Rules Instrument (No. 57) 2008.

        By Order of the Board

        Abdullah Saleh
        Chairman


        April 2008
        RM 57/2008
              David Knott
        Chief Executive

      • RM56/2008 Key Policy Review Rules Instrument (No. 56) 2008

        The DFSA has prepared a note summarising the main issues which arose in consultation on the DFSA's Key Policy Review (Consultation Papers 52, 53 and 54) and the DFSA's responses to the comments received. It has also prepared two "destination tables" to assist interested parties in locating Rules which have been relocated within the COB and CIR modules, or moved from the COB module into the CIR module. These may be accessed by the links below:

        •   Key Policy Review — comments made in consultation: PDF formatPDF format
        •   Appendix A — COB Destination Table: PDF formatPDF format
        •   Appendix B — CIR Destination Table: PDF formatPDF format

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the Rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the 1 July 2008.

        Amendments to Rulebook Modules

        (1) Conduct of Business Module (COB) — COB/VER13/12-07 is amended in accordance with Appendix 1Appendix 1 to this instrument and the module as amended by this instrument may be identified by the following reference — COB/VER14/07-08. Note that the entire module is replaced by the new version.
        (2) Collective Investment Rules Module (CIR) — CIR/VER8/01-08 is amended in accordance with Appendix 2Appendix 2 to this instrument and the module as amended by this instrument may be identified by the following reference — CIR/VER9/07-08. Note that the entire module is replaced by the new version.
        (3) Authorised Market Institutions Module (AMI) — AMI/VER5/12-07 is amended in accordance with Appendix 3Appendix 3 to this instrument and the module as amended by this instrument may be identified by the following reference — AMI/VER6/07-08.
        (4) General Module (GEN) — GEN/VER18/12-07 is amended in accordance with Appendix 4Appendix 4 to this instrument and the module as amended by this instrument may be identified by the following reference — GEN/VER19/07-08.
        (5) Offered Securities Rules (OSR) — OSR/VER10/12-07 is amended in accordance with Appendix 5Appendix 5 to this instrument and the module as amended by this instrument may be identified by the following reference — OSR/VER11/07-08.
        (6) Islamic Financial Business Module (ISF) — ISF/VER1/09-04 is amended in accordance with Appendix 6Appendix 6 to this instrument and the module as amended by this instrument may be identified by the following reference — ISF/VER2/07-08.
        (7) Glossary Module (GLO) — GLO/VER16/10-07 is amended in accordance with Appendix 7Appendix 7 to this instrument and the module as amended by this instrument may be identified by the following reference — GLO/VER17/07-08.
        (8) Prudential - Investment Insurance Intermediation and Banking Business Module (PIB) — PIB/VER13/12-07 is amended in accordance with Appendix 8Appendix 8 to this instrument and the module as amended by this instrument may be identified by the following reference — PIB/VER14/07-08.
        (9) Note that the title of the module in (8) is amended in accordance with Appendix 8Appendix 8 to Prudential - Investment Insurance Intermediation and Banking Module (PIB).
        (10) Prudential - Insurance Business Module (PIN) — PIN/VER9/12-07 is amended in accordance with Appendix 9Appendix 9 to this instrument and the module as amended by this instrument may be identified by the following reference — PIN/VER10/07-08.
        (11) Note that rule-making instrument No. 57 also implements amendments to the modules referred to under (6), (7) and (8).
        (12) Note that rule-making instrument No. 58 also implements amendments to the modules referred to under (1), (2), (4) and (6).

        Citation

        (13) This instrument may be cited as the Key Policy Review Rules Instrument (No. 56) 2008.

        By Order of the Board

        Abdullah Saleh
        Chairman


        April 2008
        RM 56/2008
              David Knott
        Chief Executive

    • 2007

      • RM55/2007 RAC Fees Amendment Rules Instrument (No. 55) 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken, hereby make the rules in the appendix to this instrument.

        Commencement

        This instrument shall come into force on the 1 December 2007.

        Amendments to Modules

        (1) Fees Rules Module (FER) — FER/VER1/12-07 is amended in accordance with the AppendixAppendix to this instrument.
        (2) Note that the version number of this Module, as amended by this instrument, is not altered as the Module is created under Rule Making Instrument (No. 52) on the same date as these amendments come into force.

        Citation

        (3) This instrument may be cited as the RAC Fees Amendment Rules Instrument (No. 55) 2007.

        By Order of the Board

        Mr Abdullah Saleh
        Chairman

        November 2007
        RM 55/2007

      • RM54/2007 Electronic Prudential Reporting System Amendment Rules Instrument (No. 54) 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken, hereby make the rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the 1 December 2007.

        Amendments to Rulebook Modules

        (1) Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER12/11-07 is amended in accordance with Appendix 1Appendix 1 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER13/12-07.
        (2) Prudential — Insurance Business Module (PIN) — PIN/VER8/11-07 is amended in accordance with Appendix 2Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER9/12-07.

        Citation

        (3) This instrument may be cited as the Electronic Prudential Reporting System Amendment Rules Instrument (No. 54) 2007.

        By Order of the Board

        Mr Abdullah Saleh
        Chairman

        David Knott
        Chief Executive

        November 2007
        RM 54/2007

      • RM53/2007 Miscellaneous Amendments (Malaysian Islamic Funds) Rules Instrument (No. 53) 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules in the appendix to this instrument.

        Commencement

        This instrument shall come into force on the 1 December 2007.

        Amendments to Modules

        (1) Conduct of Business Module (COB) — COB/VER12/10-07 is amended in accordance with the appendixappendix to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER13/12-07.

        Citation

        (2) This instrument may be cited as the Miscellaneous Amendments (Malaysia Islamic Funds) (No. 53) Rules Instrument 2007.

        By Order of the Board

        Mr Abdullah Saleh
        Chairman

        November 2007
        RM 53/2007

      • RM52/2007 Fees Rules Instrument (No. 52) 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the appendices to this instrument. The appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the 1 December 2007.

        Amendments to Rulebook Modules

        (1) Collective Investment Rules Module (CIR) CIR/VER6/07-07 is amended in accordance with Appendix 2Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — CIR/VER7/12-07.
        (2) Recognition (REC) — REC/VER3/01-07 is amended in accordance with Appendix 3Appendix 3 to this instrument and the Module as amended by this instrument may be identified by the following reference — REC/VER4/12-07.
        (3) Ancillary Service Providers Module (ASP) — ASP/VER5/06-07 is amended in accordance with Appendix 4Appendix 4 to this instrument and the Module as amended by this instrument may be identified by the following reference — ASP/VER6/12-07.
        (4) Offered Securities Rules Module (OSR) — OSR/VER9/09-07 is amended in accordance with Appendix 5Appendix 5 to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER10/12-07.
        (5) General Module (GEN) — GEN/VER17/11-07 is amended in accordance with Appendix 6Appendix 6 to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER18/12-07.
        (6) Authorised Market Institutions Module (AMI) — AMI/VER4/10-07 is amended in accordance with Appendix 7Appendix 7 to this instrument and the Module as amended by this instrument may be identified by the following reference — AMI/VER5/12-07.
        (7) Takeover Rules Module (TKO) — TKO/VER2/02-07 is amended in accordance with Appendix 8Appendix 8 to this instrument and the Module as amended by this instrument may be identified by the following reference — TKO/VER3/12-07.

        Citation

        (8) This instrument may be cited as the Fees Rules Instrument (No. 52) 2007.
        (9) Appendix 1Appendix 1 to this instrument may be cited as the Fees Rules or FER.
        (10) This version of Rules in Appendix 1 to this instrument may be identified by the following reference — FER/VER1/12-07.

        By Order of the Board

        Mr Abdullah Saleh
        Chairman

        David Knott
        Chief Executive

        September 2007
        RM 52/2007

      • RM51/2007 Electronic Prudential Reporting System Rules Instrument (No. 51) 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the Rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Appendices to this instrument. The Appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the 1 November 2007.

        Amendments to Rulebook Modules

        (1) General Module (GEN) — GEN/VER16/10-07 is amended in accordance with Appendix 1Appendix 1 to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER17/11-07.
        (2) Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER11/10-07 is amended in accordance with Appendix 2Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER12/11-07.
        (3) Prudential — Insurance Business Module (PIN) — PIN/VER7/10-07 is amended in accordance with Appendix 3Appendix 3 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER8/11-07.

        Citation

        (4) This instrument may be cited as the Electronic Prudential Reporting System Rules Instrument (No. 51) 2007.

        By Order of the Board

        Mr Abdullah Saleh
        Chairman

        David Knott
        Chief Executive

        September 2007
        RM 51/2007

      • RM50/2007 Miscellaneous Amendments Rules Instrument (No. 50)

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of the rules, hereby make the rules in the Appendices to this instrument. The Appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the 1 October 2007.

        Amendments to Rulebook Modules

        (1) Authorised Market Institutions Module (AMI) — AMI/VER3/06-07 is amended in accordance with Appendix 1Appendix 1 to this instrument and the Module as amended by this instrument may be identified by the following reference — AMI/VER4/10-07.
        (2) Anti Money Laundering Module (AML) — AML/VER3/06-07 is amended in accordance with Appendix 2Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — AML/VER4/10-07
        (3) Authorisation Module (AUT) — AUT/VER8/06-07 is amended in accordance with Appendix 3Appendix 3 to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER9/10-07.
        (4) Conduct of Business Module (COB) — COB/VER11/07-07 is amended in accordance with Appendix 4Appendix 4 to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER12/10-07
        (5) Glossary Module (GLO) — GLO/VER15/09-07 is amended in accordance with Appendix 5Appendix 5 to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER16/10-07.
        (6) Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER10/07-07 is amended in accordance with Appendix 6Appendix 6 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER11/10-07.
        (7) Prudential — Insurance Business Module (PIN) — PIN/VER6/07-07 is amended in accordance with Appendix 7Appendix 7 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER7/10-07.

        Citation

        (8) This instrument may be cited as the Miscellaneous Amendments Rules Instrument (No. 50) 2007.

        By Order of the Board

        Mr Abdullah Saleh
        Chairman

        David Knott
        Chief Executive

        September 2007
        RM 50/2007

      • RM49/2007 Generic Advice and Referral Rules Instrument (No. 49) 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Appendices to this instrument. The Appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the 1 October 2007.

        Amendments to Rulebook Modules

        (1) General Module (GEN) — GEN/VER15/07-07 is amended in accordance with Appendix 1Appendix 1 to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER16/10-07.
        (2) Conduct of Business Module (COB) — COB/VER11/07-07 is amended in accordance with Appendix 2Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER12/10-07.
        (3) Glossary Module (GLO) — GLO/VER15/07-07 is amended in accordance with Appendix 3Appendix 3 to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER16/10-07.

        Citation

        (4) This instrument may be cited as the Generic Advice and Referral Rules Instrument (No. 49) 2007.

        By Order of the Board

        Mr Abdullah Saleh
        Chairman

        David Knott
        Chief Executive

        September 2007
        RM 49/2007

      • RM48/2007 Insurance Securitisation Rules Instrument (No. 48) 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Appendices to this instrument. The Appendices to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the 1 October 2007.

        Amendments to Rulebook Modules

        (1) Prudential — Insurance Business Module (PIN) — PIN/VER6/07-07 is amended in accordance with Appendix 1Appendix 1 to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER7/10-07.
        (2) General Module (GEN) — GEN/VER15/07-07 is amended in accordance with Appendix 2Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER16/10-07.
        (3) Conduct of Business Module (COB) — COB/VER11/07-07 is amended in accordance with Appendix 3Appendix 3 to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER12/10-07.
        (4) Glossary Module (GLO) — GLO/VER15/07-07 is amended in accordance with Appendix 4Appendix 4 to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER16/10- 07.

        Citation

        (5) This instrument may be cited as the Insurance Securitisation Rules Instrument (No. 48) 2007.

        By Order of the Board

        Mr Abdullah Saleh
        Chairman

        David Knott
        Chief Executive

        September 2007
        RM 48/2007

      • RM47/2007 Offers of Securities from the DIFC Rules Instrument (No. 47) 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Appendix to this instrument. The Appendix to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the 13 September 2007.

        Amendments to Rulebook Modules

        (1) Offered Securities Rules (OSR) — OSR/VER8/06-07 is amended in accordance with the AppendixAppendix to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER9/09-07

        Citation

        (2) This instrument may be cited as the Offers of Securities from the DIFC Rules Instrument (No. 47) 2007.

        By Order of the Board

        Mr Abdullah Saleh
        Chairman

        David Knott
        Chief Executive

        September 2007
        RM 47/2007

      • RM46/2007 Insurance Prudential Regime Rules Instrument 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the Rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument. The Annexes to this instrument also contain the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

        Commencement

        This instrument shall come into force on the 5 July 2007.

        Amendments to Rulebook Modules

        (1) Conduct of Business Module (COB) — COB/VER10/06-07 is amended in accordance with Annex AAnnex A to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER11/07-07.
        (2) General Module (GEN) — GEN/VER14/06-07 is amended in accordance with Annex BAnnex B to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER15/07-07.
        (3) Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER9/06-07 is amended in accordance with Annex CAnnex C to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER10/07-07.
        (4) Prudential — Insurance Business Module (PIN) — PIN/VER5/06-07 is amended in accordance with Annex DAnnex D to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER6/07-07.
        (5) Glossary Module (GLO) — GLO/VER14/06-07 is amended in accordance with Annex EAnnex E to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER15/07-07.

        Citation

        (6) This instrument may be cited as the Insurance Prudential Regime Rules Instrument 2007.

        By Order of the Board

        Mr Abdullah Saleh
        Chairman

        David Knott
        Chief Executive

        June 2007
        RM 46/2007

      • RM45/2007 Mandatory Disclosure Statement (Islamic Funds) (Malaysia) Rules Instrument 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules in the Annexes to this instrument.

        Commencement

        This instrument shall come into force on the 1 July 2007.

        Amendments to Modules

        (1) Conduct of Business Module (COB) — COB/VER9/06-07 is amended in accordance with Annex AAnnex A to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER10/07-07.
        (2) Collective Investment Rules (CIR) — CIR/VER5/06-07 is amended in accordance with Annex BAnnex B to this instrument and the Module as amended by this instrument may be identified by the following reference — CIR/VER6/07-07.

        Citation

        (3) This instrument may be cited as the mandatory disclosure statement (Islamic Funds) (Malaysia) Rules Instrument 2007

        By Order of the Board
        Mr Abdullah Saleh
        Chairman

        June 2007
        RM 45/2007

      • RM44/2007 PRU Decoupling Rules Instrument 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules in the Annexes to this instrument.

        Commencement

        This instrument shall come into force on the 1st June 2007.

        Amendments to Modules

        (1) The Prudential Returns Module (PRU) — PRU/VER1/06-06 is amended in accordance with Annex AAnnex A to this instrument and the Module as amended by this instrument may be identified by the following reference — PRU/VER2/06-07.
        (2) The Prudential — Insurance Business Module (PIN) — PIN/VER4/02- 07 is amended in accordance with Annex BAnnex B to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER5/06-07.
        (3) The Glossary Module (GLO) — GLO/VER13/02-07 is amended in accordance with Annex CAnnex C to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER14/06-07.

        Citation

        (4) This instrument may be cited as the PRU Decoupling Rules Instrument 2007.

        By Order of the Board
        Mr Abdullah Saleh
        Chairman

        May 2007
        RM 44/2007

      • RM43/2007 Miscellaneous Amendments (International Standards) Rules Instrument 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

        Commencement

        This instrument shall come into force on the 1st June 2007.

        Amendments to Modules

        (1) The Offered Securities Rules Module (OSR) — OSR/VER7/02-07 is amended in accordance with Annex AAnnex A to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER8/06-07.
        (2) The Collective Investment Rules Module (CIR) — CIR/VER4/02-07 is amended in accordance with Annex BAnnex B to this instrument and the Module as amended by this instrument may be identified by the following reference — CIR/VER5/06-07.
        (3) The Supervision Module (SUP) — SUP/VER4/06-06 is amended in accordance with Annex CAnnex C to this instrument and the Module as amended by this instrument may be identified by the following reference — SUP/VER5/06-07.
        (4) The Conduct of Business Module (COB) — COB/VER8/02-07 is amended in accordance with Annex DAnnex D to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER9/06-07.
        (5) The Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER8/02-06 is amended in accordance with Annex EAnnex E to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER9/06-07.
        (6) The Authorisations Module (AUT) — AUT/VER7/02-07 is amended in accordance with Annex FAnnex F to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER8/06-07.
        (7) The Authorised Market Institutions Module (AMI) — AMI/VER2/09-05 is amended in accordance with Annex GAnnex G to this instrument and the Module as amended by this instrument may be identified by the following reference — AMI/VER3/06-07.
        (8) The General Module (GEN) — GEN/VER13/02-07 is amended in accordance with Annex HAnnex H to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER14/06-07.
        (9) The Prudential — Insurance Business Module (PIN) — PIN/VER4/02-07 is amended in accordance with Annex IAnnex I to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER5/06-07.
        (10) The Ancillary Service Providers Module (ASP) — ASP/VER4/02-07 is amended in accordance with Annex JAnnex J to this instrument and the Module as amended by this instrument may be identified by the following reference — ASP/VER5/06-07.
        (11) The Anti Money Laundering Module (AML) — AML/VER2/01-06 is amended in accordance with Annex KAnnex K to this instrument and the Module as amended by this instrument may be identified by the following reference — AML/VER3/06-07.
        (12) The Glossary Module (GLO) — GLO/VER13/02-07 is amended in accordance with Annex LAnnex L to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER14/06-07.

        Citation

        (13) This instrument may be cited as the Miscellaneous Amendments (International Standards) Rules Instrument 2007.

        By Order of the Board
        Mr Abdullah Saleh
        Chairman

        May 2007
        RM 43/2007

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

        Click here to download Annex C in PDF formatPDF format.

        Click here to download Annex D in PDF formatPDF format.

        Click here to download Annex E in PDF formatPDF format.

        Click here to download Annex F in PDF formatPDF format.

        Click here to download Annex G in PDF formatPDF format.

        Click here to download Annex H in PDF formatPDF format.

        Click here to download Annex I in PDF formatPDF format.

        Click here to download Annex J in PDF formatPDF format.

        Click here to download Annex K in PDF formatPDF format.

        Click here to download Annex L in PDF formatPDF format.

      • RM42/2007 Miscellaneous Amendments Rules Instrument 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

        Commencement

        This instrument shall come into force on the 15th of February 2007 (the 7th day after the day on which the DIFC Laws Amendment Law 2007 came into force).

        Amendments to Modules

        (1) The General Module (GEN) — GEN/VER12/11-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER13/02-07.
        (2) The Enforcement Module (ENF) — ENF/VER1/09-04 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — ENF/VER2/02-07.
        (3) The Conduct of Business Module (COB) — COB/VER7/08-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER8/02-07.
        (4) The Ancillary Service Providers Module (ASP) — ASP/VER3/06-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — ASP/VER4/02-07.
        (5) The Prudential — Insurance Business Module (PIN) — PIN/VER3/08-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — PIN/VER4/02-07.
        (6) The Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER7/08-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER8/02-07.
        (7) The Offered Securities Rules Module (OSR) — OSR/VER6/10-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER7/02-07.
        (8) The Glossary Module (GLO) — GLO/VER12/01-07 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER13/02-07.
        (9) The Price Stabilisation Module (PRS) — PRS/VER1/08-05 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — PRS/VER2/02-07.
        (10) The Takeover Rules Module (TKO) — TKO/VER2/02-07 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — TKO/VER2/02-07. Note that this amendment has al been incorporated into version 2 of the module by virtue of Rulemaking Instrument No 40, but this amendment comes into force in accordance with this instrument.
        (11) The Collective Investment Rules Module (CIR) — CIR/VER3/11-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — CIR/VER4/02-07.

        Citation

        (12) This instrument may be cited as the Miscellaneous Amendments Rules Instrument 2007.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        February 2007
        RM 42/2007

        Click here to download the Annex in PDF formatPDF format.

      • RM41/2007 Licensed Director Amendment Rules Instrument 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

        Commencement

        This instrument shall come into force on 8 February 2007.

        Amendments to Modules

        (1) The Authorisation Module (AUT) — AUT/VER6/08-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER7/02-07.

        Citation

        (2) This instrument may be cited as the Licensed Director Amendment Rules Instrument 2007.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        February 2007
        RM 41/2007

        Click here to download the Annex in PDF formatPDF format.

      • RM40/2007 Takeover Amendment Rules Instrument 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

        Commencement

        This instrument shall come into force on the 8 February 2007.

        Amendments to Modules

        (1) The Takeover Rules Module (TKO) — TKO/VER1/09-05 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — TKO/VER2/02-07.
        (2) Note that the TKO Module (version 2) includes amendments to be made under Rulemaking Instrument No. 42, but which are not yet in force.

        Citation

        (3) This instrument may be cited as the Takeover Amendment Rules Instrument 2007.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        February 2007
        RM40/2007

        Click here to download the Annex in PDF formatPDF format.

      • RM39/2007 Recognition Amendment Rules Instrument 2007

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

        Commencement

        This instrument shall come into force on 25 January 2007.

        Amendments to Modules
        (1) The Recognition Module (REC) — REC/VER2/08-05 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — REC/VER3/01-07.
        (2) The Glossary Module (GLO) — GLO/VER11/11-06 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER12/01-07.
        Citation
        (3) This instrument may be cited as the Recognition Amendment Rules Instrument 2007.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        January 2007
        RM39/2007

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

    • 2006

      • RM38/2006 Auditor Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

        Commencement

        (1) The Rules in this instrument shall come into force on 28 November 2006, except Rules GEN 8.12, GEN 8.13, GEN 8.14 and GEN 8.18.1 (f), (g) and (h) which shall come into force on the date of enactment of the Regulatory Law Amendment Law, DIFC Law No. 8 of 2006.

        Amendments to Modules

        (2) The General Module (GEN) — GEN/VER11/08-06 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER12/11-06.
        (3) The Glossary Module (GLO) — GLO/VER10/08-06 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER11/11-06.

        Citation

        (4) This instrument may be cited as the Auditor Rules Instrument 2006.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        November 2006
        RM 38/2006

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

      • RM37/2006 Prime Broker Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annex to this instrument.

        Commencement

        (1) This instrument shall come into force on 20 November 2006.

        Amendments to Modules

        (2) The Collective Investment Rules Module (CIR) — CIR/VER2/08-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — CIR/VER3/11-06.

        Citation

        (3) This instrument may be cited as the Prime Broker Rules Instrument 2006.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        November 2006

        RM 37/2006

        Click here to download the Annex in PDF formatPDF format.

      • RM36/2006 Annual Reporting Period Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annex to this instrument.

        Commencement

        (1) This instrument shall come into force on the 16 October 2006.

        Amendments to Modules

        (2) The Offered Securities Rules Module (OSR) — OSR/VER5/06-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER6/10-06.

        Citation

        (3) This instrument may be cited as the Annual Reporting Period Rules Instrument 2006.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        October 2006

        RM 36/2006

        Click here to download Annex A in PDF formatPDF format.

      • RM35/2006 Investment Trust and REITS Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annex to this instrument.

        Commencement

        (1) This instrument shall come into force on the 5th calendar day after the day on which the Investment Trust Law comes into force.

        Amendments to Modules

        (2) The Collective Investment Rules Module (CIR) — CIR/VER1/04-06 is amended in accordance with the Annex to this instrument and the Module as amended by this instrument may be identified by the following reference — CIR/VER2/08-06.

        Citation

        (3) This instrument may be cited as the Investment Trust and REITS Rules Instrument 2006.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        August 2006

        RM 35/2006

        Click here to download Annex A in PDF formatPDF format.

      • RM34/2006 Investment Trust Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

        Commencement

        (1) This instrument shall come into force on the 5th calendar day after the day on which the Investment Trust Law comes into force.

        Amendments to Modules

        (2) The General Module (GEN) — GEN/VER10/06-06 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER11/08-06.
        (3) The Authorisation Module (AUT) — AUT/VER5/06-06 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER6/08-06.
        (4) The Prudential — Investment, Insurance Intermediation & Banking Module (PIB) — PIB/VER6/06-06 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER7/08-06.
        (5) The Glossary Module (GLO) — GLO/VER8/04-06 is amended in accordance with Annex D to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER9/08-06.

        Citation

        (6) This instrument may be cited as the Investment Trust Rules Instrument 2006.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        August 2006

        RM 34/2006

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

        Click here to download Annex C in PDF formatPDF format.

        Click here to download Annex D in PDF formatPDF format.

      • RM33/2006 Transactions in Respect of Funds Amendment Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and:

        (a) having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make COB Rule 6.9.5 in Annexe A to this instrument; and
        (b) having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of the other rules in Annexes A and B in order to allow public consultation to be undertaken in respect of these rules, hereby make the other rules in Annexes A and B to this instrument.

        Commencement

        (1) This instrument shall come into force on 15 August 2006.

        Amendments to Modules

        (2) The Conduct of Business Module (COB) — COB/VER6/06-06 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER7/08-06.
        (3) The Glossary Module (GLO) — GLO/VER9/08-06 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER10/08-06

        Citation

        (4) This instrument may be cited as the Transactions in Respect of Funds Rules Instrument 2006.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        July 2006

        RM 33/2006

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

      • RM32/2006 Licensed Representative Amendment Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annex to this instrument.

        Commencement :

        (1) This instrument shall come into force on 18 June 2006.

        Amendments to Modules :

        (2) The General Module (GEN) — GEN/VER9/05-06 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER10/06-06.
        (3) The Authorisation Module (AUT) — AUT/VER4/04-06 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER5/06-06.

        Citation :

        (4) This instrument may be cited as the Licensed Representative Amendment Rules Instrument 2006.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        June 2006

        RM 32/2006

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

      • RM31/2006 Ancillary Service Providers Amendment Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annex to this instrument.

        Commencement :

        (1) This instrument shall come into force on 18 June 2006.

        Amendments to Modules :

        (2) The General Module (GEN) — GEN/VER9/05-06 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER10/06-06.
        (3) The Conduct of Business Module (COB) — COB/VER5/04-06 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER6/06-06. Ancillary Service Providers module — ASP/VER2/01-06 is amended in accordance with annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — ASP/VER3/06-06.
        (4) The Prudential — Investment, Insurance Intermediation & Banking Module (PIB) — PIB/VER5/04-06 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER6/06-06.
        (5) The Ancillary Service Providers Module (ASP) — ASP/VER2/01-06 is amended in accordance with Annex D to this instrument and the Module as amended by this instrument may be identified by the following reference — ASP/VER3/06-06.

        Citation :

        (6) This instrument may be cited as the Ancillary Service Providers Amendment Rules Instrument 2006.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        June 2006

        RM 31/2006

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

        Click here to download Annex C in PDF formatPDF format.

        Click here to download Annex D in PDF formatPDF format.

      • RM30/2006 Matched Principals Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annex to this instrument.

        Commencement :

        (1) This instrument shall come into force on 18 June 2006.

        Amendments to Modules :

        (2) The Prudential — Investment, Insurance Intermediation & Banking Module (PIB) — PIB/VER5/04-06 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER6/06-06.

        Citation :

        (3) This instrument may be cited as the Matched Principal Rules Instrument 2006.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        June 2006

        RM 30/2006

        Click here to download Annex A in PDF formatPDF format.

      • RM29/2006 Branch Amendment Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annex to this instrument.

        Commencement :

        (1) This instrument shall come into force on 20 June 2006.

        Amendments to Modules :

        (2) The Conduct of Business Module (COB) — COB/VER5/04-06 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER6/06-06.
        (3) The Supervision Module (SUP) — SUP/VER3/04-05 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — SUP/VER4/06-06.

        Citation :

        (4) This instrument may be cited as the Branch Amendment Rules Instrument 2006.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        June 2006

        RM 29/2006

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

      • RM28/2006 Sponsors and Compliance Advisers Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules and give the guidance in the Annexe to this instrument.

        Commencement:

        (1) This instrument shall come into force on 7 June 2006.

        Amendments to Modules:

        (2) The Offered Securities Rules module — OSR/VER4/04-06 is amended in accordance with the Annexe to this instrument and the module as amended by this instrument may be identified by the following reference — OSR/VER5/06-06.

        Citation:

        (3) This instrument may be cited as the Sponsors and Compliance Advisers Rules Instrument 2006.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        June 2006
        RM 28/2006

        Click here to download Annex A in PDF formatPDF format.

      • RM27/2006 Prudential Returns Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annex to this instrument.

        Commencement:

        (1) This instrument shall come into force on 7 June 2006.

        Amendments to Modules:

        (2) The Prescribed Forms and Notices Rules module—PFN/VER4/06-05 is discontinued and replaced by the Prudential Returns module (PRU) and the Application Forms and Notices Sourcebook (AFN).
        (3) The replacement Module PRU, contains all the prudential returns that were originally set out in the AFN as amended in accordance with Annex A.

        Citation:

        (4) This instrument may be cited as the Prudential Returns Rules Instrument 2006.
        (5) Annex B to this instrument may be cited as the Prudential Returns Rules or PRU.
        (6) The version of rules in Annex B to this instrument may be identified by the following reference PRU/VER1/06-06.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        June 2006
        RM 27/2006

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

      • RM26/2006 Collective Investment Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

        Commencement

        (1) This instrument shall come into force on the day the Collective Investment Law 2006 comes into force.

        Amendments to Modules

        (2) The General Module (GEN) — GEN/VER7/01-06 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER8/04-06.
        (3) The Authorisation Module (AUT) — AUT/VER3/01-06 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER4/04-06.
        (4) The Conduct of Business Module (COB) — COB/VER4/01-06 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER5/04-06.
        (5) The Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER4/01-06 is amended in accordance with Annex D to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER5/04-06.
        (6) The Offered Securities Module (OSR) — OSR/VER3/09-05 is amended in accordance with Annex E to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER4/04-06.
        (7) The Glossary Module (GLO) — GLO/VER7/01-06 is amended in accordance with Annex F to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER8/04-06.

        Citation

        (8) This instrument may be cited as the Collective Investment Rules Instrument 2006.
        (9) Annex G to this instrument may be cited as the Collective Investment Rules or CIR.
        (10) This version of rules in Annex G to this instrument may be identified by the following reference — CIR/VER1/04-06

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        March 2006
        RM 26/2006

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

        Click here to download Annex C in PDF formatPDF format.

        Click here to download Annex D in PDF formatPDF format.

        Click here to download Annex E in PDF formatPDF format.

        Click here to download Annex F in PDF formatPDF format.

        Click here to download Annex G in PDF formatPDF format.

      • RM25/2006 Trust Service Providers Rules Instrument 2006

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

        Commencement

        (1) This instrument shall come into force on 23 February 2006.

        Amendments to Modules

        (2) The General Module (GEN) — GEN/VER6/12-05 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER7/01-06.
        (3) The Authorisation Module (AUT) — AUT/VER2/08-05 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER3/01-06.
        (4) The Conduct of Business Module (COB) — COB/VER3/12-05 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER4/01-06.
        (5) The Anti Money Laundering (AML) — AML/VER1/260/09-04 is amended in accordance with Annex D to this instrument and the Module as amended by this instrument may be identified by the following reference — AML/VER2/01-06.
        (6) The Prudential — Investment, Insurance Intermediation & Banking Module (PIB) — PIB/VER3/12-05 is amended in accordance with Annex E to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER4/01-06.
        (7) The Ancillary Service Providers Module (ASP) — ASP/VER1/258/09-04 is amended in accordance with Annex F to this instrument and the Module as amended by this instrument may be identified by the following reference — ASP/VER2/01-06.
        (8) The Glossary Module (GLO) — GLO/VER6/12-05 is amended in accordance with Annex G to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER7/01-06.

        Citation

        (9) This instrument may be cited as the Trust Service Providers Rules Instrument 2006.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        January 2006
        RM 25/2006

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

        Click here to download Annex C in PDF formatPDF format.

        Click here to download Annex D in PDF formatPDF format.

        Click here to download Annex E in PDF formatPDF format.

        Click here to download Annex F in PDF formatPDF format.

        Click here to download Annex G in PDF formatPDF format.

    • 2005

      • RM24/2005 Insurance Intermediation Rules Instrument 2005

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

        Commencement

        (1) This instrument shall come into force on 20 December 2005.

        Amendments to Modules

        (2) The General Module (GEN) — GEN/VER5/09-05 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER6/12-05.
        (3) The Conduct of Business Module (COB) — COB/VER2/08-05 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER3/12-05.
        (4) The Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER2/08-05 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER3/12-05.
        (5) The Glossary Module (GLO) — GLO/VER5/09-05 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER6/12-05.

        Citation

        (6) This instrument may be cited as the Insurance Intermediation Rules Instrument 2005.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        December 2005
        RM 24/2005

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

        Click here to download Annex C in PDF formatPDF format.

      • RM23/2005 Takeovers, Appeals and Designated Investments Rules Instrument 2005

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and:

        (a) having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules and in Annexes A, B and E to this instrument; and
        (b) having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of the rules in respect of Designated Investments in order to allow public consultation to be undertaken in respect of the rules, hereby make the rules in Annexes C and D to this instrument.

        Commencement

        (1) This instrument shall come into force:
        (a) in respect of the rule amendments in Annexes C and D on 25 September 2005; and
        (b) in respect of the rules or rule amendments in all other Annexes on 26 September 2005.

        Amendments to Modules

        (2) The Authorised Market Institutions (AMI) — AMI/VER1/04-05 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — AMI/VER2/09-05.
        (3) The Glossary Module (GLO) — GLO/VER4/08-05 is amended in accordance with Annex B and Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER5/09-05.
        (4) The General Module (GEN) — GEN/VER4/08-05 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER5/09-05.
        (5) The Offered Securities Module (OSR) — OSR/VER2/08-05 is amended in accordance with Annex D to this instrument and the Module as amended by this instrument may be identified by the following reference — OSR/VER3/09-05.

        Citation

        (6) This instrument may be cited as the Takeovers, Appeals and Designated Investments Rules Instrument 2005.
        (7) Annex E to this instrument may be cited as the Takeover Rules or TKO.
        (8) This version of rules in Annex E to this instrument may be identified by the following reference — TKO/VER1/09-05.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        September 2005
        RM 23/2005

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

        Click here to download Annex C in PDF formatPDF format.

        Click here to download Annex D in PDF formatPDF format.

        Click here to download Annex E in PDF formatPDF format.

      • RM22/2005 Alternative Trading System Rules Instrument 2005

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

        Commencement

        (1) This instrument shall come into force on the day on 1 August 2005.

        Amendments to Modules

        (2) The General Module (GEN) — GEN/VER3/04-05 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference — GEN/VER4/08-05.
        (3) The Authorisation Module (AUT) — AUT/VER1/254/09-04 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — AUT/VER2/08-05.
        (4) The Conduct of Business Module (COB) — COB/VER1/261/09-04 is amended in accordance with Annex C to this instrument and the Module as amended by this instrument may be identified by the following reference — COB/VER2/08-05.
        (5) The Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) — PIB/VER1/255/09-04 is amended in accordance with Annex D to this instrument and the Module as amended by this instrument may be identified by the following reference — PIB/VER2/08-05.
        (6) The Glossary Module (GLO) — GLO/VER3/04-05 is amended in accordance with Annex E to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER4/08-05.

        Citation

        (7) This instrument may be cited as the Alternative Trading System Rules Instrument 2005.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        July 2005
        RM 22/2005

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

        Click here to download Annex C in PDF formatPDF format.

        Click here to download Annex D in PDF formatPDF format.

        Click here to download Annex E in PDF formatPDF format.

      • RM21/2005 Price Stabilisation Rules Instrument 2005

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

        Commencement

        (1) This instrument shall come into force on the day on 1 August 2005.

        Amendments to Modules

        (2) The Glossary Module (GLO) — GLO/VER3/04-05 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference — GLO/VER4/08-05.

        Citation

        (3) This instrument may be cited as the Price Stabilisation Rules Instrument 2005.
        (4) The Annex A to this instrument may be cited as the Price Stabilisation Rules or PRS.
        (5) This version of rules in the Annex A to this instrument may be identified by the following reference — PRS/VER1/08-05

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        July 2005
        RM21/2005

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

      • RM20/2005 Listed Funds Rules Instrument 2005

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules in the Annexes to this instrument.

        Commencement

        (1) This instrument shall come into force on the day on 1 August 2005.

        Amendments to Modules

        (2) The Offered Securities Module (OSR)—OSR/VER1/04-05 is amended in accordance with Annex A to this instrument and the Module as amended by this instrument may be identified by the following reference—OSR/VER2/08-05.
        (3) The Glossary Module (GLO)—GLO/VER3/04-05 is amended in accordance with Annex B to this instrument and the Module as amended by this instrument may be identified by the following reference—GLO/VER4/08-05.

        Citation

        (4) This instrument may be cited as the Listed Funds Rules Instrument 2005.

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        July 2005
        RM 20/2005

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

      • RM19/2005 Markets (Consequential Amendments to the Rulebook) Instrument 2005

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and Article 8 of the Markets Law 2004, having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules and give the Guidance in the Annexes to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day the Markets Law Amendment Law 2005 comes into force.

        Amendments to Modules

        (2) The General Module (GEN) — GEN/VER2/253/10-04 is amended in accordance with Annex AAnnex A to this Instrument and the Module as amended by this Instrument may be identified by the following reference — GEN/VER3/04-05
        (3) The Supervision Module (SUP) — SUP/VER2/268/10-04 is amended in accordance with Annex BAnnex B to this Instrument and the Module as amended by this Instrument may be identified by the following reference — SUP/VER3/04-05
        (4) The Glossary Module (GLO) — GLO/VER2/257/10-04 is amended in accordance with Annex CAnnex C to this Instrument and the Module as amended by this Instrument may be identified by the following reference — GLO/VER3/04-05.

        Citation

        (5) This Instrument may be cited as the Markets (Consequential Amendments to the Rulebook) Instrument 2005.

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        April 2005

        RM19/2005

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

        Click here to download Annex C in PDF formatPDF format.

      • RM18/2005 Recognition Rules Instrument 2005

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day the Markets Law Amendment Law 2005 comes into force.

        Citation

        (2) This Instrument may be cited as the Recognition Rules Instrument 2005.
        (3) The Annex to this Instrument may be cited as the Recognition Rules or REC.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - REC/VER1/04-05

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        April 2005

        RM18/2005

      • RM17/2005 Authorised Market Institutions Rules Instrument 2005

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and Article 8 of the Markets Law 2004, having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day the Markets Law Amendment Law 2005 comes into force.

        Citation

        (2) This Instrument may be cited as the Authorised Market Institutions Rules Instrument 2005.
        (3) The Annex to this Instrument may be cited as the Authorised Market Institutions Rules or AMI.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - AMI/VER1/04-05

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        April 2005

        RM17/2005

      • RM16/2005 Offered Securities Rules Instrument 2005

        The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004 and Article 8 of the Markets Law 2004, having published the rules for consultation in accordance with Article 24 of the Regulatory Law 2004, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day the Markets Law Amendment Law 2005 comes into force.

        Citation

        (2) This Instrument may be cited as the Offered Securities Rules Instrument 2005.
        (3) The Annex to this Instrument may be cited as the Offered Securities Rules or OSR.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - OSR/VER1/04-05

        By Order of the Board
        Dr Habib Al-Mulla
        Chairman

        April 2005

        RM16/2005

      • RM15/2005 Prescribed Forms and Notices Rules (Amendment No. 1) Instrument 2005

        The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        1) This Instrument shall come into force on 1 February 2005.

        Amendments to Modules

        2) The Prescribed Form and Notices Module (PFN) is amended in accordance with Annex AAnnex A to this Instrument and the Module as amended by this Instrument may be identified by the following reference — PFN/VER3/02-05.

        Citation

        3) This Instrument may be cited as the Prescribed Forms and Notices Rules (Amendment No. 1) Instrument 2005.

        By Order of the Council
        Dr Habib al-Mulla
        Chairman

        31 January 2005

        RM15/2005

        Click here to download Annex A in PDF formatPDF format.

    • 2004

      • RM14/2004 Captive Insurance and Protected Cell Companies Rules Instrument 2004

        The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of these rules, hereby make the rules and give the Guidance in the Annexes to this Instrument.

        Commencement

        (1) This Instrument shall come into force on 15 October 2004.

        Amendments to Modules

        (2) The General Module (GEN) — GEN/VER1/252/09-04 is amended in accordance with Annex AAnnex A to this Instrument and the Module as amended by this Instrument may be identified by the following reference — GEN/VER2/253/10-04
        (3) The Supervision Module (SUP) — SUP/VER1/267/09-04 is amended in accordance with Annex BAnnex B to this Instrument and the Module as amended by this Instrument may be identified by the following reference — SUP/VER2/268/10-04
        (4) The Prudential — Insurance Business Module (PIN) — PIN/VER1/227/09-04 is amended in accordance with Annex CAnnex C to this Instrument and the Module as amended by this Instrument may be identified by the following reference — PIN/VER2/228/10-04
        (5) The Prescribed Forms and Notices Module (PFN) — PFN/VER1/264/09-04 is amended in accordance with Annex DAnnex D to this Instrument and the Module as amended by this Instrument may be identified by the following reference — PFN/VER2/265/10-04
        (6) The Glossary Module (GLO) — GLO/VER1/256/09-04 is amended in accordance with Annex EAnnex E to this Instrument and the Module as amended by this Instrument may be identified by the following reference — GLO/VER2/257/10-04.

        Citation

        (7) This Instrument may be cited as the Captive Insurance and Protected Cell Companies Rules Instrument 2004.

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        1 October 2004

        RM14/2004

        Click here to download Annex A in PDF formatPDF format.

        Click here to download Annex B in PDF formatPDF format.

        Click here to download Annex C in PDF formatPDF format.

        Click here to download Annex D in PDF formatPDF format.

        Click here to download Annex E in PDF formatPDF format.

      • RM13/2004 Data Protection Rules Instrument 2004

        The Council of the DIFC Financial Services Authority, in the exercise of the powers conferred on them by Article 22 of the Data Protection Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day on which the Data Protection Law 2004 comes into force.

        Citation

        (2) This Instrument may be cited as the Data Protection Rules Instrument 2004.
        (3) The Annex to this Instrument may be cited as the Data Protection Rules or DAT.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - DAT/VER1/262/09-04

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        September 2004

        RM13/2004

      • RM12/2004 Glossary Rules Instrument 2004

        The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

        Citation

        (2) This Instrument may be cited as the Glossary Rules Instrument 2004.
        (3) The Annex to this Instrument may be cited as the Glossary Rules or GLO.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - GLO/VER1/256/09-04

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        September 2004

        RM12/2004

      • RM11/2004 Prescribed Forms and Notices Rules Instrument 2004

        The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

        Citation

        (2) This Instrument may be cited as the Prescribed Forms and Notices Rules Instrument 2004.
        (3) The Annex to this Instrument may be cited as the Prescribed Forms and Notices Rules or PFN.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - PFN/VER1/264/09-04

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        September 2004

        RM11/2004

      • RM10/2004 Islamic Financial Business Rules Instrument 2004

        The Council of the DIFC Financial Services Authority, in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day on which the Law Regulating Islamic Financial Business 2004 comes into force.

        Citation

        (2) This Instrument may be cited as the Islamic Financial Business Rules Instrument 2004.
        (3) The Annex to this Instrument may be cited as the Islamic Financial Business Rules or ISF.
        (4) This version of regulations in the Annex to this Instrument may be identified by the following reference - ISF/VER1/250/09-04

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        September 2004

        RM10/2004

      • RM09/2004 Ancillary Service Providers Rules Instrument 2004

        The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

        Citation

        (2) This Instrument may be cited as the Ancillary Service Providers Rules Instrument 2004.
        (3) The Annex to this Instrument may be cited as the Ancillary Service Providers Rules or ASP.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - ASP/VER1/258/09-04

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        September 2004

        RM09/2004

      • RM08/2004 Anti Money Laundering Rules Instrument 2004

        The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

        Citation

        (2) This Instrument may be cited as the Anti Money Laundering Rules Instrument 2004.
        (3) The Annex to this Instrument may be cited as the Anti Money Laundering Rules or AML.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - AML/VER1/260/09-04

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        September 2004

        RM08/2004

      • RM07/2004 Prudential Investment, Insurance Intermediation and Banking Business Rules Instrument 2004

        The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

        Citation

        (2) This Instrument may be cited as the Prudential Investment, Insurance Intermediation and Banking Business Rules Instrument 2004.
        (3) The Annex to this Instrument may be cited as the Prudential Investment, Insurance Intermediation and Banking Business Rules or PIB.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - PIB/VER1/255/09-04

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        September 2004

        RM07/2004

      • RM06/2004 Prudential Insurance Business Rules Instrument 2004

        The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

        Citation

        (2) This Instrument may be cited as the Prudential Insurance Business Rules Instrument 2004.
        (3) The Annex to this Instrument may be cited as the Prudential Rules Insurance Business or PIN.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - PIN/VER1/227/09-04

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        September 2004

        RM06/2004

      • RM05/2004 Conduct of Business Rules Instrument 2004

        The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

        Citation

        (2) This Instrument may be cited as the Conduct of Business Rules Instrument 2004.
        (3) The Annex to this Instrument may be cited as the Conduct of Business Rules or COB.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - COB/VER1/261/09-04

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        September 2004

        RM05/2004

      • RM04/2004 Enforcement Rules Instrument 2004

        The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

        Citation

        (2) This Instrument may be cited as the Enforcement Rules Instrument 2004.
        (3) The Annex to this Instrument may be cited as the Enforcement Rules or ENF.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - ENF/VER1/273/09-04

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        September 2004

        RM04/2004

      • RM03/2004 Supervision Rules Instrument 2004

        The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

        Citation

        (2) This Instrument may be cited as the Supervision Rules Instrument 2004.
        (3) The Annex to this Instrument may be cited as the Supervision Rules or SUP.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - SUP/VER1/267/09-04

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        September 2004

        RM03/2004

      • RM02/2004 Authorisation Rules Instruments 2004

        The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

        Citation

        (2) This Instrument may be cited as the Authorisation Rules Instrument 2004.
        (3) The Annex to this Instrument may be cited as the Authorisation Rules or AUT.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - AUT/VER1/254/09-04

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        September 2004

        RM02/2004

      • RM01/2004 General Rules Instrument 2004

        The Council of the DIFC Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, having concluded that it would be prejudicial to the interests of the Dubai International Financial Centre to delay the making of these rules in order to allow public consultation to be undertaken in respect of certain rules, hereby make the rules and give the Guidance in the Annex to this Instrument.

        Commencement

        (1) This Instrument shall come into force on the day on which the Regulatory Law 2004 comes into force.

        Citation

        (2) This Instrument may be cited as the General Rules Instrument 2004.
        (3) The Annex to this Instrument may be cited as the General Rules or GEN.
        (4) This version of rules in the Annex to this Instrument may be identified by the following reference - GEN/VER1/252/09-04

        By Order of the Council
        Dr Habib Al-Mulla
        Chairman

        September 2004

        RM01/2004