Entire Section

  • PFN 5 PIB Forms PFN 5 PIB Forms

    Not in use — see new PRU sourcebook

    • Not in use — see new PRU Sourcebook

      • PFN PIB Forms 1–11

        Purpose of these forms

        An Authorised Firm must submit the appropriate forms contained in this chapter in accordance with its category as defined in PIB appendix 7 and at the frequency stated in that appendix.

        Notes for completing these forms

        •   All figures must be typed and the declaration (in form PFN PIB 10) signed by the person authorised to sign the return in accordance with PIB Rule 1.6.1.
        •   The Authorised Firm’s name, licence number and reporting period should be identified on each form.
        •   Unless otherwise agreed with the DFSA, the Authorised Firm or Group’s reporting currency must be in US Dollars.
        •   Within the forms ‘N’ represents the reports for the current period and ‘N-1’ should contain figures provided in the previous period’s reporting statements. For the avoidance of doubt, for a reporting statement that is made on a quarterly basis, ‘N-1’ will be represent the previous quarter’s comparators, whereas for an annual reporting statement, ‘N-1’ will be the prior year’s reporting statement.
        •   Figures that related to expenses, losses or other negative amounts should be entered in brackets ‘(xxx)’.
        •   Forms must be presented in the English language.
        •   Authorised Firms are reminded that guidance notes are provided in form PFN PIB 11 which provides further detail on individual sections and boxes of the forms.
        •   When completed, submit the forms in line with SUP chapter 8. You may send applications by post or hand delivered and addressed to your usual supervisory contact.

        The address for postal submission is:

        DIFC FINANCIAL SERVICES AUTHORITY
        SUPERVISION DIVISION
        LEVEL 49, EMIRATES TOWERS
        PO BOX 75850
        DUBAI, UAE

        Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]

      • PFN PIB 1 PFN PIB 1 Balance Sheet

        Please download the Form in PDFPDF format.

        Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
        [Amended][VER4/06-05]

        • PFN PIB 1 App1 Detail of Non-trading Book Assets

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

        • PFN PIB 1 App2 Detail of Non-Market Risk in the Trading Book

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

        • PFN PIB 1 App3 Detail of Market Risk in the Trading Book

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

        • PFN PIB 1 App4 Calculation of DCR

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

      • PFN PIB 2 PFN PIB 2 Islamic Business — Balance Sheet

        Please download the Form in PDFPDF format.

        Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
        [Amended][VER4/06-05]

        • PFN PIB 2 App1 Detail of Non-Trading Book Self-Financed Assets

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]

        • PFN PIB 2 App2 Detail of Non-Trading Book Assets Financed By Unrestricted PSIAs

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

        • PFN PIB 2 App3 Detail of Non-Trading Book Assets Financed By Restricted PSIAs

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

        • PFN PIB 2 App4 Detail of Non Market Risk in the Trading Book Self-Financed

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

        • PFN PIB 2 App5 Detail on Non-Market Risk in the Trading Book - PSIAU Financed

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

        • PFN PIB 2 App6 Detail of Non Market Risk in the Trading Book – PSIAR Financed

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

        • PFN PIB 2 App7 Detail of Market Risk in the Trading Book

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

        • PFN PIB 2 App8 Islamic — Calculation of DCR

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

        • PFN PIB 2 App9 Analysis of Reserves Movement

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

      • PFN PIB 3 Profit and Loss Statement

        Please download the Form in PDFPDF format.


        Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
        [Amended][VER4/06-05]

      • PFN PIB 4 Profit and Loss Statement for Islamic Financial Institutions

        Please download the Form in PDFPDF format.


        Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
        [Amended][VER4/06-05]

      • PFN PIB 5 Expenditure Based Capital Minimum — Solo

        Please download the Form in PDFPDF format.


        Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
        [Amended][VER4/06-05]

      • PFN PIB 6 Capital Adequacy Calculation — Solo

        Please download the Form in PDFPDF format.


        Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
        [Amended][VER4/06-05]

      • PFN PIB 7 PFN PIB 7 Large Exposures

        Please download the Form in PDFPDF format.

        Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
        [Amended][VER4/06-05]

        • PFN PIB 7 App1 Detail of Largest 25 Exposures by Contract Type

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

      • PFN PIB 8 Liquidity Schedule — Maturity Mismatch

        Please download the Form in PDFPDF format.


        Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
        [Amended][VER4/06-05]

      • PFN PIB 9 PFN PIB 9 Branch Return

        Please download the Form in PDFPDF format.

        Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
        [Amended][VER4/06-05]

        • PFN PIB 9 App1 Large Exposures Undertaken out of the Branch

          Please download the Form in PDFPDF format.


          Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
          [Amended][VER4/06-05]

      • PFN PIB 10 Declaration by Authorised Firm

        Please download the Form in PDFPDF format.


        Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
        [Amended][VER4/06-05]

      • PFN PIB 11 Instruction Guidelines

        Please download the Form in PDFPDF format.


        Derived from DFSA RM11/2004 (Made 16th September 2004). [VER1/09-04]
        [Amended][VER4/06-05]