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  • [ O ] [ O ] [Offer—Owner's Equity]

    • Offered Securities Rules [Deleted]

      [Deleted] DFSA RM91/2012 (Made 14th June 2012). [VER26/06-12]

    • Offeree

      A Person to whom an Offer of Securities is made.

      [Added] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]

    • Offeror

      A Person who makes an Offer of Securities.

      [Added] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]

    • Offer Period

      The period during which an Offer of Securities to the Public made pursuant to a Prospectus remains open to investors.

      [Added] DFSA RM91/2012 (Made 14th June 2012). [VER26/06-12]

    • Offer of Securities to the Public

      Has the meaning given in Article 12 of the Markets Law 2012.

      [Added] DFSA RM91/2012 (Made 14th June 2012). [VER26/06-12]

    • Offer Price

      The price at which the Shares were offered and accepted under the offer document. In the event that an auction process was used to determine the offer price, then that price is the offer price.

      [Added][VER4/08-05]

    • Official List of Securities

      A list of Securities maintained by the DFSA in accordance with the Markets Law 2012.

      [Added] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]
      [Amended] DFSA RM91/2012 (Made 14th June 2012). [VER26/06-12]

    • Open-ended Fund

      Has the meaning given in Article 18A(2) of the Collective Investment Law.

      Derived from DFSA RM221/2018 (Made 22nd February 2018). [VER42/12-18]

    • Operating a Clearing House

      Has the meaning given in GEN section 2.18.


      Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]

    • Operating a Crowdfunding Platform

      Has the meaning given in GEN Rule 2.29.1.

      [Added] DFSA RMI205/2017 (Made 14th June 2017). [VER38/08-17]

    • Operating a Facility for Investment Tokens

      (1) In relation to an Authorised Market Institution, means carrying on one or more of the following activities:
      (a) Operating an Exchange on which Investment Tokens are traded;
      (b) Operating a Clearing House on which Investment Tokens are cleared; or
      (c) Operating a Multilateral Trading Facility on which Investment Tokens are traded.
      (2) In relation to an Authorised Firm, means Operating an Alternative Trading System on which Investment Tokens are traded.

       

      Derived from DFSA RMI316/2021 (Made 30th June 2021). [VER53/10-21]

    • Operating a Property Investment Crowdfunding Platform

      Has the meaning given in GEN Rules 2.29.1(5) and (6).

      Derived from DFSA RMI257/2019 (Made 26th June 2019). [VER44/07-19]

    • Operating an Investment Crowdfunding Platform

      Has the meaning given in GEN Rules 2.29.1(4) and (6).

      [Added] DFSA RMI205/2017 (Made 14th June 2017). [VER38/08-17]
      [Amended] DFSA RMI257/2019 (Made 26th June 2019). [VER44/07-19]

    • Operating a Loan Crowdfunding Platform

      Has the meaning given in GEN Rules 2.29.1(2) and (3).

      [Added] DFSA RMI205/2017 (Made 14th June 2017). [VER38/08-17]

    • Operating an Alternative Trading System

      Has the meaning given in GEN section 2.22.

      [Added][VER4/08-05]

    • Operating an Employee Money Purchase Scheme

      Has the meaning given in GEN Rule 2.30.2

      [Added]DFSA RM262/2019 (Made 18th December 2019). [VER46/01-20]

    • Operating an Exchange

      Has the meaning given in GEN section 2.17.


      Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]

    • Operator

      Has the meaning given in COB Rule 12.1.2

      [Added]DFSA RM262/2019 (Made 18th December 2019). [VER46/01-20]

    • Option Risk Capital Requirement [Deleted]

      [Deleted] DFSA RM114/2012 (Made 15th October 2012). [VER28/12-12]

    • Ordinary Resolution

      In relation to a company, a resolution passed by a simple majority of such shareholders of that company as (being entitled to do so) vote in person or, where proxies are allowed, by proxy, at a general meeting for which notice specifying the intention to propose the resolution has been duly given.

      Derived from DFSA RMI269/2020 (Made 26th February 2020). [VER47/04-20]

    • Organised Trading Facility

      Pursuant to GEN Rule 2.22.1(b), a system which brings together multiple third party buying and selling interests in Investments, in accordance with its discretionary rules, in a way that results in a contract in respect of such Investments.

      [Added] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]

    • Original Maturity [Deleted]

      [Deleted] DFSA RM114/2012 (Made 15th October 2012). [VER28/12-12]

    • Originator [Deleted]

      [Deleted] DFSA RM114/2012 (Made 15th October 2012). [VER28/12-12]

    • OSR [Deleted]

      [Deleted] DFSA RM91/2012 (Made 14th June 2012). [VER26/06-12]

    • OTF

      An Organised Trading Facility.

      [Added] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]

    • Outsourcing Agreement

      An agreement in writing entered into by a Fund Manager or Trustee with a Service Provider in relation to outsourced functions, which fulfils the criteria in CIR App 1.

      [Added][VER8/04-06]
      [Amended] DFSA RM56/2008 (Made 1st July 2008). [VER17/07-08]
      [Amended] DFSA RM72/2010 (Made 11th July 2010) [VER23/07-10]

    • Own Account Transaction

      A transaction Executed by the Authorised Firm for its own benefit or for the benefit of its Associate.


      Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]

    • Owner's Equity

      In relation to a Takaful Insurer, the amount of the assets, less the liabilities, of the Insurer that are not attributed to the insurance fund of the Insurer.


      Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]