[ M ] [ M ] [Major Acquisition—Multilateral Trading Facility]
Has the meaning given in GEN Rule 11.10.8(3)
Has the meaning given in GEN section 2.10.
Bidwhich must be made under TKO Rule 4.1.1.[Added][VER5/09-05]
Managing a Collective Investment Fund
Has the meaning given in GEN section 2.12.
Managing a Profit Sharing Investment Account
Has the meaning given in GEN section 2.21.
Managing a PSIA
Managing a Profit Sharing Investment Account.[Added] DFSA RM57/2008 (Made 1st July 2008). [VER17/07-08]
Managing a Venture Capital Fund
Acting as the Fund Manager of a Venture Capital Fund.Derived from DFSA RMI280/2020 (Made 28th October 2020). [VER48/11-20]
Has the meaning given in COB Rule 6.16.2.Derived from DFSA RMI298/2021 (Made 21st April 2021). [VER52/09-21]
Conduct which contravenes a provision contained in chapter 1 of Part 6 of the Markets Law 2012.
Clientspecified under COB Rule 2.3.9.
In relation to an
Investment, a Personwho holds himself out as able and willing to enter into transactions of sale and purchase in Investmentsof that description at prices determined by him generally and continuously rather than in respect of each particular transaction.
The price at which the
Sharesare being traded on an Authorised Market Institution.[Added][VER4/08-05]
The risk of loss that arises from fluctuations in the values of, or income from, assets or in interest or exchange rates.
Market Risk Capital Requirement
The requirement calculated in accordance with PIB Rule 5.3.1.
The Markets Law 2012Derived from DFSA RM187/2016 (Made 7th December 2016). [VER37/02-17]
Rules prescribed in the Market Rules Module of the DFSA Rulebook.[Added] DFSA RM91/2012 (Made 14th June 2012). [VER26/06-12]
Mark-up or Mark-down(1) When an
Authorised Firmreceives instructions from a Clientand takes a principal position in the relevant Investmentin order to complete a transaction, that is, when the Authorised Firmtakes a principal position in the relevant Investmentwhich it would not other wise take, except to complete that transaction, the difference, if any, between:(a) the price at which the Authorised Firmtakes a principal position in the relevant Investment;and(b) the price at which the Authorised Firm Executesthe transaction with its Client; or(2) When an Authorised Firm Executesa transaction with its Clientagainst its own book and owes a duty of best execution, the difference between:(a) the price at which best execution would be achieved; and(b) the price at which the Authorised Firm Executesthe transaction with its Client.
Has the meaning given in CIR Rule 3.1.5
Material Information [Deleted][Deleted] RM162/2015 (Made 9th December 2015). [VER34/02-16]
Maturity Ladder [Deleted]
Maturity Method [Deleted]
A difference between the maturity of an asset and the corresponding liability.
Member(1) In relation to an Authorised Market Institution, a
Personadmitted as a member of the Authorised Market Institutionin accordance with its Business Rules.(2) In relation to an Employee Money Purchase Scheme, has the meaning given in GEN Rule 2.30.1
Minimum Capital Requirement
The requirement calculated in accordance with PIN Rule A4.2.1.
Minimum Cellular Capital Requirement
Minimum Segmental Capital Requirementin respect of a cell.
Minimum Fund Capital Requirement
The requirement calculated in accordance with PIN Rule A8.2.1.
Minimum Non-Cellular Capital Requirement
Minimum Segmental Capital Requirementin respect of that part of a protected cell company that is not a cell.
Minimum Segmental Capital Requirement
The requirement calculated in accordance with PIN section A6.2.
The Markets module of the
Money Laundering Reporting OfficerAdded by DFSA RM78/2011 [VER25/06-11]
Modified Duration [Deleted]
Any form of money, including cheques and other payable orders.
Money Laundering [Deleted][Deleted] DFSA RM187/2016 (Made 7th December 2016). [VER37/02-17]
Money Laundering Reporting Officer (MLRO)(1) For the purposes of
AMI, a Key Individualdescribed in AMI Rule 5.3.8.(2) For the purposes of an Authorised Firmother than a Credit Rating Agency, the Licensed Functiondescribed in GEN Rule 7.4.8.(3) For all other purposes, has the meaning in AML Rule 3.2.1.Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]
Amended in accordance with Notice of Amendments to Legislation April 2011 [VER24/02-11]
Amended by DFSA RM78/2011 [VER25/06-11]
[Amended] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]
Money Market Fund
Has the meaning given in CIR Rule 3.1.11.[Added] RM162/2015 (Made 9th December 2015). [VER34/02-16]
The services referred to in GEN Rule 2.6.1.
Money Services Auditor’s Report
A report referred to in GEN Rule 8.6.1(f).
Money Services Provider
A Person that Provides Money Services.
Has the meaning given in GEN Rule 2.6.1(2).
Multilateral Trading Facility.[Added] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]
Multilateral Development Bank
Any one of the following banks:(a) African Development Bank (AfDB);(b) Asian Development Bank (ASB);(c) Caribbean Development Bank (CDB);(d) Council of Europe Development Bank;(e) European Bank for Reconstruction and Development (EBRD);(f) European Investment Bank (EIB);(g) European Investment Fund (EIF);(h) Inter-American Development Bank (IADB);(i) Inter-American Investment Corporation (IAIC);(j) International Bank for Reconstruction and Development (IBRD);(k) International Finance Corporation (IFC); or(l) Nordic Investment Bank (NIB).
Multilateral Trading Facility
Pursuant to GEN Rule 2.22.1(a), a system which brings together multiple third party buying and selling interests in
Investments, in accordance with its non-discretionary rules, in a way that results in a contract in respect of such Investments.[Added] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]