Entire Section

  • PIN 6.3 PIN 6.3 Quarterly regulatory return

    • PIN 6.3 Guidance

      The Quarterly Regulatory Return is not subject to audit.

      [Added] DFSA RM51/2007 (Made 1st November 2007). [VER8/11-07]

    • PIN 6.3.1

      Subject to PIN Rule 6.3.4, an Insurer must, at the end of March, June, September and December in each year, prepare a Quarterly Regulatory Return in respect of the period commencing at the start of the Insurer's reporting period and ending on that date.


      Derived from DFSA RM06/2004 (Made 16th September 2004). [VER1/09-04]

    • PIN 6.3.2

      The Quarterly Regulatory Return must comprise the statements set out in PIN App10, together with any Supplementary Notes pertaining to those forms, and including a Statement by Directors.

      Derived from DFSA RM06/2004 (Made 16th September 2004). [VER1/09-04]
      [Amended][VER3/08-06]
      [Amended] DFSA RM44/2007 (Made 1st June 2007). [VER5/06-07]
      [Amended] DFSA RM51/2007 (Made 1st November 2007). [VER8/11-07]

    • PIN 6.3.3 PIN 6.3.3

      The form and content of the statements comprising the Quarterly Regulatory Return (including the Statement by Directors) are set out in PIN App10, PRU and the DFSA's electronic prudential reporting system.


      Derived from DFSA RM06/2004 (Made 16th September 2004). [VER1/09-04]
      [Amended][VER3/08-06]
      [Amended] DFSA RM44/2007 (Made 1st June 2007). [VER5/06-07]
      [Amended] DFSA RM51/2007 (Made 1st November 2007). [VER8/11-07]

      • PIN 6.3.3 Guidance

        The Returns and instructional guidelines are provided in PIN App10, PRU and the DFSA's electronic prudential reporting system.

        [Added] DFSA RM51/2007 (Made 1st November 2007). [VER8/11-07]

    • PIN 6.3.4

      The following Insurers are not required to prepare a Quarterly Regulatory Return unless required in writing by the DFSA to do so:

      (a) a Class 1 Captive Insurer; and
      (b) an Insurer that is a Protected Cell Company where every Cell maintained by the Insurer is a Class 1 Captive Cell or a Class 2 Captive Cell.

      Derived from DFSA RM06/2004 (Made 16th September 2004). [VER1/09-04]